Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TMC the metals Co Inc.
Report date December 08, 2025 · Filed December 08, 2025
Section 16 reporting ended · disclosed 2025-12-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2025 Filed Dec 2, 2025 18:07 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $6.77 | $338,500.00 |
DisclosureSEC source: 0001104659-25-117834 · tm2532618-1_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,025,667 Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 18:07 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $6.51 | $325,500.00 |
DisclosureSEC source: 0001104659-25-117834 · tm2532618-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,075,667 Read SEC document |
| September 23, 2025 Filed Sep 24, 2025 21:10 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-093051 · tm2526857-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,125,667 F1 · kind: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share ("Share") upon vesting. The RSUs were granted pursuant to the Issuer's long-term retention plan and vest, subject to the Reporting Person's continued employment through September 1, 2028 (the "Retention Date"), as follows: (i) 50% upon the trailing 30-day average closing price of the Shares (the "Average Share Price") reaching $10.00 on or before April 16, 2029, and (ii) 50% upon the Average Share Price reaching $12.50 on or before April 16, 2029. Shares received upon settlement of the RSUs may not be sold or otherwise transferred prior to the Retention Date. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass H Special Shares · Derivative | 27,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 14 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,272 Underlying: Common Shares · 27,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass G Special Shares · Derivative | 27,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 13 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,272 Underlying: Common Shares · 27,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass F Special Shares · Derivative | 21,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 12 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,818 Underlying: Common Shares · 21,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass E Special Shares · Derivative | 21,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 11 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,818 Underlying: Common Shares · 21,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass D Special Shares · Derivative | 21,818 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 10 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,818 Underlying: Common Shares · 21,818 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass C Special Shares · Derivative | 10,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 9 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,909 Underlying: Common Shares · 10,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass B Special Shares · Derivative | 10,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 8 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,909 Underlying: Common Shares · 10,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionClass A Special Shares · Derivative | 5,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 7 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,454 Underlying: Common Shares · 5,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F1 · price: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F8 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F8 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into common shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the common shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionStock Option (right to buy) · Derivative | 250,000 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · derivative · entry 6 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761,259 Underlying: Common Shares · 1,011,259 shares Expires 2028-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. F7 · price: Received in connection with the Business Combination in exchange for a stock option to acquire 873,385 shares of DeepGreen common stock for $0.75 per share. F5 · derivative.exercise_date: These stock options vest in increments upon the occurrence of certain milestones, subject to continued service through each milestone, as previously disclosed in the Form 4 submitted by the Reporting Person on September 13, 2021. F6 · derivative.underlying: Also includes the right to purchase 16,609 Class A Special Shares, 33,219 Class B Special Shares, 33,219 Class C Special Shares, 66,438 Class D Special Shares, 66,438 Class E Special Shares, 66,438 Class F Special Shares, 83,048 Class G Special Shares and 83,048 Class H Special Shares. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 250,000 | $5.25 | $1,312,500.00 |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,125,667 Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | Exercise / conversionCommon Shares | 250,000 | $0.65 | $162,500.00 |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,375,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of stock options to purchase 250,000 common shares for cash at an exercise price of $0.65 per common share. In accordance with the terms of the stock options, the Reporting Person was also issued 5,454 Class A Special Shares, 10,909 Class B Special Shares, 10,909 Class C Special Shares, 21,818 Class C Special Shares, 21,818 Class E Special Shares, 21,818 Class F Special Shares, 27,272 Class G Special Shares and 27,272 Class H Special Shares for no additional consideration. Read SEC document |
| June 20, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 185,110 | $7.09 | $1,313,170.34 |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · nonDerivative · entry 5 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 Disclosed balance after: 0 F4 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $6.85 to $7.25 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. F3 · ownership.nature: The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| June 09, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $4.20 | $210,000.00 |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · nonDerivative · entry 4 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 Disclosed balance after: 185,110 F3 · ownership.nature: The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| May 27, 2025 Filed Aug 28, 2025 20:00 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 100,000 | $4.78 | $478,000.00 |
DisclosureSEC source: 0001104659-25-084942 · tm2524641-1_4seq1.xml · nonDerivative · entry 3 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 Disclosed balance after: 235,110 F2 · balance_after: This number updates information included in the Form 4 filed for the Reporting Person on November 29, 2023 to reflect the sale of an additional 50,000 common shares on November 17, 2023 and the amount of securities beneficially owned following the reported transaction as 335,110 (as opposed to 385,110). F3 · ownership.nature: The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| May 21, 2025 Filed May 21, 2025 18:04 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 164,317 | $4.49 | $738,259.85 |
DisclosureSEC source: 0001104659-25-051697 · tm2515896-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,125,667 F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $4.35 to $4.80 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 17:56 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 401,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027341 · tm2510152-1_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,289,984 F2 · shares: Consists of RSUs. Each RSU represents the right to receive one Share upon vesting. The RSUs were granted on March 20, 2025 (the "Grant Date") as part of the Issuer's long-term incentive plan and vest, subject to continued service through the respective vesting date, over a three year period as follows: 1/3 on the first anniversary of the Grant Date, 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 17:56 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 141,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-027341 · tm2510152-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 888,198 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share ("Share") upon vesting. The RSUs were granted as part of the Issuer's short-term incentive plan and vested upon issuance. Read SEC document |
| May 31, 2024 Filed May 31, 2024 17:57 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $1.48 | $74,110.00 |
DisclosureSEC source: 0001104659-24-067317 · tm2416214-1_4seq1.xml · nonDerivative · entry 3 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 746,829 F4 · shares: Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. Read SEC document |
| May 30, 2024 Filed May 31, 2024 17:57 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 25,000 | $1.49 | $37,287.50 |
DisclosureSEC source: 0001104659-24-067317 · tm2416214-1_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 796,829 F4 · shares: Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.46 to $1.53 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| May 29, 2024 Filed May 31, 2024 17:57 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 25,000 | $1.54 | $38,395.00 |
DisclosureSEC source: 0001104659-24-067317 · tm2416214-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 821,829 F4 · shares: Sales were made to cover the income tax associated with equity awards granted to the Reporting Person by the Issuer. F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.49 to $1.595 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| May 23, 2024 Filed May 23, 2024 21:45 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 25,000 | $1.48 | $37,000.00 |
DisclosureSEC source: 0001104659-24-064842 · tm2415498-1_4seq1.xml · nonDerivative · entry 3 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 846,829 F5 · shares: Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. F3 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.42 to $1.525 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| May 22, 2024 Filed May 23, 2024 21:45 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 25,000 | $1.40 | $35,110.00 |
DisclosureSEC source: 0001104659-24-064842 · tm2415498-1_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 871,829 F5 · shares: Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. F2 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.365 to $1.44 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:45 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $1.39 | $69,740.00 |
DisclosureSEC source: 0001104659-24-064842 · tm2415498-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 896,829 F5 · shares: Sales were made to cover the income tax associated with the restricted stock units granted to the reporting person on March 20, 2024. F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.38 to $1.42 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 16:01 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $1.33 | $66,740.00 |
DisclosureSEC source: 0001104659-24-041808 · tm2410348-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946,829 F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.31 to $1.365 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:32 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 344,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-038041 · tm249615-3_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 996,829 F2 · shares: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2024 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 21:32 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 139,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-038041 · tm249615-3_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 652,001 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:02 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,000 | $1.38 | $69,000.00 |
DisclosureSEC source: 0001104659-23-122023 · tm2331337-3_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 Disclosed balance after: 385,110 F1 · ownership.nature: The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 21:52 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 140,000 | $1.02 | $142,128.00 |
DisclosureSEC source: 0001104659-23-104888 · tm2327170-1_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No. 1 Disclosed balance after: 435,110 F1 · price: The price reflects the average selling price of the common shares sold. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. F2 · ownership.nature: The Reporting Person is the sole director of JOZEM Pty Ltd., which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| March 30, 2023 Filed Apr 5, 2023 16:03 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 60,660 | $0.78 | $47,533.18 |
DisclosureSEC source: 0001104659-23-042141 · tm2310911-3_4seq1.xml · nonDerivative · entry 5 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,777 F5 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.75 to $0.80 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 29, 2023 Filed Apr 5, 2023 16:03 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 85,170 | $0.72 | $61,382.02 |
DisclosureSEC source: 0001104659-23-042141 · tm2310911-3_4seq1.xml · nonDerivative · entry 4 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 573,437 F4 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.7050 to $0.7461 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 28, 2023 Filed Apr 5, 2023 16:03 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 97,393 | $0.72 | $70,006.09 |
DisclosureSEC source: 0001104659-23-042141 · tm2310911-3_4seq1.xml · nonDerivative · entry 3 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 658,607 F3 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $0.70 to $0.7801 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| March 20, 2023 Filed Apr 5, 2023 16:03 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 200,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-042141 · tm2310911-3_4seq1.xml · nonDerivative · entry 2 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 756,000 F2 · shares: The RSUs were granted as part of the Issuer's long-term incentive plan and vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of March 20, 2023 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date. Read SEC document |
| March 20, 2023 Filed Apr 5, 2023 16:03 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 243,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-042141 · tm2310911-3_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 555,723 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:49 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,686 | $1.04 | $52,860.43 |
DisclosureSEC source: 0001104659-22-105464 · tm2227294-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,500 F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.04 to $1.05 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| September 19, 2022 Filed Sep 21, 2022 18:50 UTC | TMC the metals Co Inc. TMC · Entity 4335 | SaleCommon Shares | 50,686 | $1.20 | $60,889.09 |
DisclosureSEC source: 0001104659-22-102036 · tm2226402-1_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,186 F1 · price: The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.16 to $1.24 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price. Read SEC document |
| February 09, 2022 Filed Feb 22, 2022 07:04 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 101,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-025353 · tm226663-3_4seq1.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,872 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 19:13 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantCommon Shares | 312,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-143711 · tm2133958-1_4seq.xml · nonDerivative · entry 1 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,500 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs vest in three equal annual installments beginning on November 22, 2022 and ending on November 22, 2024, subject to continued service to the Company through the applicable vesting dates. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass H Special Shares · Derivative | 62,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 12 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 62,740 Underlying: Common Shares · 62,740 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass G Special Shares · Derivative | 62,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 11 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 62,740 Underlying: Common Shares · 62,740 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass F Special Shares · Derivative | 50,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 10 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 50,192 Underlying: Common Shares · 50,192 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass E Special Shares · Derivative | 50,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 9 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 50,192 Underlying: Common Shares · 50,192 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass D Special Shares · Derivative | 50,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 8 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 50,192 Underlying: Common Shares · 50,192 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass C Special Shares · Derivative | 25,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 7 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 25,096 Underlying: Common Shares · 25,096 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass B Special Shares · Derivative | 25,096 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 6 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 25,096 Underlying: Common Shares · 25,096 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantClass A Special Shares · Derivative | 12,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 5 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · JOZEM Pty Ltd., Trustee of the O'Sullivan Family Trust No 1 Disclosed balance after: 12,548 Underlying: Common Shares · 12,548 shares Expires not disclosed F12 · derivative.exercise_price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · price: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.exercise_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F12 · derivative.expiration_date: Each of the Class A Special Shares, the Class B Special Shares, the Class C Special Shares, the Class D Special Shares, the Class E Special Shares, the Class F Special Shares, the Class G Special Shares and the Class H Special Shares (collectively, the "Special Shares") automatically convert into Common Shares on a one for one basis, if on any twenty trading days within any thirty trading day period, the Common Shares trade for a price that is greater than or equal to the price threshold for such class of Special Shares (the "Price Threshold") described below, or in the event of certain changes of control. The Price Thresholds for the Special Shares are as follows: Class A Special Shares ($15.00), Class B Special Shares ($25.00), Class C Special Shares ($35.00), Class D Special Shares ($50.00), Class E Special Shares ($75.00), Class F Special Shares ($100.00), Class G Special Shares ($150.00), and Class H Special Shares ($200.00). F2 · ownership.nature: Anthony O'Sullivan is the sole director of JOZEM Pty Ltd. which is the trustee of The O'Sullivan Family Trust No. 1. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantStock Option (right to buy) · Derivative | 1,011,259 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 4 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,259 Underlying: Common Shares · 1,011,259 shares Expires 2028-06-01 F11 · price: Received in connection with the Business Combination in exchange for a stock option to acquire 873,385 shares of DeepGreen common stock for $0.75 per share. F9 · derivative.exercise_date: These stock options vest as follows, subject to continued service through each vesting threshold: (i) 25% if TMC's market capitalization equals or exceeds $3.0 billion; (ii) 35% if TMC's market capitalization equals or exceeds $6.0 billion; (iii) 20% if the International Seabed Authority grants an exploitation contract to TMC; and (iv) 20% upon the commencement of the first commercial production following the grant of the exploitation contract. F10 · derivative.underlying: Also includes the right to purchase 22,064 Class A Special Shares, 44,128 Class B Special Shares, 44,128 Class C Special Shares, 88,256 Class D Special Shares, 88,256 Class E Special Shares, 88,256 Class F Special Shares, 110,321 Class G Special Shares and 110,321 Class H Special Shares. F10 · derivative.underlying_shares: Also includes the right to purchase 22,064 Class A Special Shares, 44,128 Class B Special Shares, 44,128 Class C Special Shares, 88,256 Class D Special Shares, 88,256 Class E Special Shares, 88,256 Class F Special Shares, 110,321 Class G Special Shares and 110,321 Class H Special Shares. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 19:37 UTC | TMC the metals Co Inc. TMC · Entity 4335 | GrantStock Option (right to buy) · Derivative | 218,707 | Not disclosed Strike: $0.65 | Not disclosed |
DisclosureSEC source: 0001213900-21-047793 · ownership.xml · derivative · entry 3 O'Sullivan Anthony · CIK 0001874198 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,707 Underlying: Common Shares · 218,707 shares Expires 2028-06-01 F8 · price: Received in connection with the Business Combination in exchange for a stock option to acquire 188,889 shares of DeepGreen common stock for $0.75 per share. F6 · derivative.exercise_date: Fully vested as of March 4, 2021. F7 · derivative.underlying: Also includes the right to purchase 4,771 Class A Special Shares, 9,543 Class B Special Shares, 9,543 Class C Special Shares, 19,087 Class D Special Shares, 19,087 Class E Special Shares, 19,087 Class F Special Shares, 23,859 Class G Special Shares and 23,859 Class H Special Shares. F7 · derivative.underlying_shares: Also includes the right to purchase 4,771 Class A Special Shares, 9,543 Class B Special Shares, 9,543 Class C Special Shares, 19,087 Class D Special Shares, 19,087 Class E Special Shares, 19,087 Class F Special Shares, 23,859 Class G Special Shares and 23,859 Class H Special Shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.