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RICCI PAUL

Disclosed activity across 3 companies

Tapewire entity
71976
SEC CIK
0001218326

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Luminar Technologies, Inc./DELAZR · Entity 60962Director · Chief Executive OfficerDecember 05, 2025December 09, 2025
Nuance Communications, Inc.NUAN · Entity 12406Director · Chief Executive OfficerDecember 01, 2017December 05, 2017
Personalis, Inc.PSNL · Entity 4572DirectorMay 15, 2020May 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Luminar Technologies, Inc./DE

Report date December 05, 2025 · Filed December 09, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,800,922 Reported balance After 2025-12-05 transaction · row 1
1 source row

Row 1 · 2025-12-05 · Tax withholding · Disposed 69,431 · Balance 1,800,922

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with vesting of restricted stock units.

Nuance Communications, Inc.

Report date December 01, 2017 · Filed December 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,184,061 Reported balance After 2017-12-01 transaction · row 1
1 source row

Row 1 · 2017-12-01 · Tax withholding · Disposed 19,123 · Balance 1,184,061

F1: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Personalis, Inc.

Report date May 15, 2020 · Filed May 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.22 · Expires 2030-05-14Direct14,000 Reported balance After 2020-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-05-15 · Grant · Acquired 14,000 · Balance 14,000

F1: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2025 Filed Dec 9, 2025 20:37 UTC Luminar Technologies, Inc./DE LAZR · Entity 60962 Tax withholdingClass A Common Stock 69,431 $0.93 $64,543.06
Disclosure

SEC source: 0001193125-25-313191 · ownership.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,922

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations of the Reporting Person in connection with vesting of restricted stock units.

Read SEC document
July 28, 2025 Filed Jul 29, 2025 21:18 UTC Luminar Technologies, Inc./DE LAZR · Entity 60962 Tax withholdingClass A Common Stock 239,193 $3.32 $794,120.76
Disclosure

SEC source: 0000950170-25-099846 · ownership.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,870,353

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the 468,788 of fully vested RSU awards.

Read SEC document
July 28, 2025 Filed Jul 29, 2025 21:18 UTC Luminar Technologies, Inc./DE LAZR · Entity 60962 GrantClass A Common Stock 2,109,546 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-099846 · ownership.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109,546

F1 · shares: Consists of (i) 468,788 shares of Class A common stock ("Shares") underlying restricted stock unit awards fully vested on the grant date, subject to clawback if within 12 months following the employment start date, the Issuer terminates the executive's employment for "cause" or he resigns without "good reason," (ii) 820,379 Shares underlying a time-based restricted stock unit award which will vest over a three (3) year period from May 27, 2025 in equal installments on a semi-annual basis, subject to continued service and (iii) up to 820,379 Shares underlying a performance restricted stock unit award eligible to vest in three equal installments based on the Issuer's achievement of market capitalization milestones, subject to continued service.

Read SEC document
May 15, 2020 Filed May 19, 2020 18:13 UTC Personalis, Inc. PSNL · Entity 4572 GrantStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $11.22 $0.00
Disclosure

SEC source: 0001209191-20-030660 · doc4.xml · derivative · entry 1

RICCI PAUL · CIK 0001218326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2030-05-14

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change in control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Read SEC document
December 13, 2019 Filed Feb 14, 2020 17:27 UTC Personalis, Inc. PSNL · Entity 4572 SaleCommon Stock 1 $9.81 $9.81
Disclosure

SEC source: 0001209191-20-009754 · doc5.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,999

F1 · ownership.nature: The shares are held of record by Michael T. Cody, as Trustee of the Paul A. Ricci Irrevocable Trust Under Agreement Dated May 27, 2011, of which the Reporting Person's children are beneficiaries.

Read SEC document
June 24, 2019 Filed Jun 24, 2019 20:02 UTC Personalis, Inc. PSNL · Entity 4572 PurchaseCommon Stock 20,000 $17.00 $340,000.00
Disclosure

SEC source: 0001209191-19-038865 · doc4.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Common Stock.

F3 · ownership.nature: The shares are held of record by Paul A. Ricci Living Trust Under Agreement Dated June 26, 2006, for which the Reporting Person serves as trustee.

Read SEC document
June 24, 2019 Filed Jun 24, 2019 20:02 UTC Personalis, Inc. PSNL · Entity 4572 PurchaseCommon Stock 20,000 $17.00 $340,000.00
Disclosure

SEC source: 0001209191-19-038865 · doc4.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,000

F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of Common Stock.

F2 · ownership.nature: The shares are held of record by Michael T. Cody, as Trustee of the Paul A. Ricci Irrevocable Trust Under Agreement Dated May 27, 2011, of which the Reporting Person's children are beneficiaries.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 19:05 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 19,123 $15.80 $302,143.40
Disclosure

SEC source: 0001218326-17-000016 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,061

F1 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 18:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 224,290 $16.37 $3,671,627.30
Disclosure

SEC source: 0001218326-17-000013 · edgardoc.xml · nonDerivative · entry 5

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,184

F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 18:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 429,869 $0.00 $429.87
Disclosure

SEC source: 0001218326-17-000013 · edgardoc.xml · nonDerivative · entry 4

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,474

F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 18:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 11,298 $16.37 $184,948.26
Disclosure

SEC source: 0001218326-17-000013 · edgardoc.xml · nonDerivative · entry 3

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,605

F3 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 18:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 21,655 $0.00 $21.66
Disclosure

SEC source: 0001218326-17-000013 · edgardoc.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,903

F2 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 18:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 36,652 $0.00 $36.65
Disclosure

SEC source: 0001218326-17-000013 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,248

F1 · kind: Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 19:39 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 130,441 $15.67 $2,044,010.47
Disclosure

SEC source: 0001218326-17-000010 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,596

F1 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000,000 $0.00 Strike: $16.44 $0.00
Disclosure

SEC source: 0001218326-17-000007 · edgardoc.xml · derivative · entry 5

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2017-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 SaleCommon Stock 139,267 $19.10 $2,659,999.70
Disclosure

SEC source: 0001218326-17-000007 · edgardoc.xml · nonDerivative · entry 4

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,037

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 GiftCommon Stock 9,000 $19.19 $172,665.00
Disclosure

SEC source: 0001218326-17-000007 · edgardoc.xml · nonDerivative · entry 3

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,220,304

F2 · kind: Mr. Ricci gifted the shares to a family foundation. He no longer has a pecuniary interest in the shares.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 860,732 $19.10 $16,439,981.20
Disclosure

SEC source: 0001218326-17-000007 · edgardoc.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,304

F1 · kind: These shares were withheld by the Company to cover the strike price due upon the exercise of stock options that were scheduled to expire on November 15, 2017.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 16:42 UTC Nuance Communications, Inc. NUAN · Entity 12406 Exercise / conversionCommon Stock 1,000,000 $16.44 $16,440,000.00
Disclosure

SEC source: 0001218326-17-000007 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 16:44 UTC Nuance Communications, Inc. NUAN · Entity 12406 GiftCommon Stock 50,000 $15.05 $752,500.00
Disclosure

SEC source: 0001364095-16-000016 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,036

F1 · kind: Mr. Ricci gifted the shares to a family foundation. He no longer has a pecuniary interest in the shares.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:26 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 37,026 $15.97 $591,305.22
Disclosure

SEC source: 0001218326-16-000043 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,036

F1 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:14 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 120,241 $16.79 $2,018,846.39
Disclosure

SEC source: 0001218326-16-000042 · edgardoc.xml · nonDerivative · entry 4

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,062

F2 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:14 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 230,450 $16.79 $3,869,255.50
Disclosure

SEC source: 0001218326-16-000042 · edgardoc.xml · nonDerivative · entry 3

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,303

F1 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:14 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 30,060 $16.79 $504,707.40
Disclosure

SEC source: 0001218326-16-000042 · edgardoc.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,853

F2 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:14 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 57,612 $16.79 $967,305.48
Disclosure

SEC source: 0001218326-16-000042 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,913

F1 · kind: These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 16:46 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 70,963 $0.00 $70.96
Disclosure

SEC source: 0001218326-16-000041 · edgardoc.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,301

F2 · kind: Grant of Restricted Stock Units that will vest 100% on December 2, 2016 issued pursuant to the FY2016 Bonus program.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 16:46 UTC Nuance Communications, Inc. NUAN · Entity 12406 GrantCommon Stock 250,000 $0.00 $250.00
Disclosure

SEC source: 0001218326-16-000041 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,338

F1 · kind: Restricted shares granted pursuant to the Nuance Communications, Inc. 2000 Stock Plan. 100% of the shares will vest on September 30,2017.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 16:25 UTC Nuance Communications, Inc. NUAN · Entity 12406 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 875,000 $0.00 Strike: $13.60 $0.00
Disclosure

SEC source: 0001218326-16-000040 · edgardoc.xml · derivative · entry 3

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875,000 shares

Expires 2016-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 16:25 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 831,005 $14.32 $11,899,991.60
Disclosure

SEC source: 0001218326-16-000040 · edgardoc.xml · nonDerivative · entry 2

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,338

F1 · kind: These shares were withheld by the Company to cover the strike price due upon the exercise of stock options that were scheduled to expire on November 4, 2016.

Read SEC document
October 27, 2016 Filed Oct 28, 2016 16:25 UTC Nuance Communications, Inc. NUAN · Entity 12406 Exercise / conversionCommon Stock 875,000 $13.60 $11,900,000.00
Disclosure

SEC source: 0001218326-16-000040 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 16:31 UTC Nuance Communications, Inc. NUAN · Entity 12406 Tax withholdingCommon Stock 127,830 $14.50 $1,853,535.00
Disclosure

SEC source: 0001218326-16-000039 · edgardoc.xml · nonDerivative · entry 1

RICCI PAUL · CIK 0001218326 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,343

F1 · kind: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.