Schnitzer Bruce William

SEC source: 0001493152-26-043789 · ownership.xml · nonDerivative · entry 3

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,553

F6 · shares: Includes 188,679 shares of Class A common stock issuable upon settlement of an award of 188,679 RSUs granted to the Reporting Person on September 18, 2026 pursuant to the 2023 Equity Incentive Plan. The RSUs were granted in satisfaction of the Reporting Person's prior service compensation for the period from January 1, 2025 through March 31, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.

F2 · balance_after: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027.

F3 · balance_after: Includes 224 shares of Class A common stock issuable upon the settlement of an award of 14,375 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 11, 2018. Such award of REUs to the Reporting Person vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.

F4 · balance_after: Includes 23 shares of Class A common stock issuable upon settlement of an award of 1,500 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

SEC source: 0001493152-26-043789 · ownership.xml · nonDerivative · entry 2

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,874

F5 · shares: Includes 29,894 shares of Class A common stock issuable upon the settlement of an award of 29,894 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.

F2 · balance_after: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027.

F3 · balance_after: Includes 224 shares of Class A common stock issuable upon the settlement of an award of 14,375 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 11, 2018. Such award of REUs to the Reporting Person vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.

F4 · balance_after: Includes 23 shares of Class A common stock issuable upon settlement of an award of 1,500 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

SEC source: 0001493152-26-043789 · ownership.xml · nonDerivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,980

F1 · shares: Includes 176,887 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 176,887 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Bruce W. Schnitzer (the "Reporting Person") on September 18, 2026. Such award of RSUs to the Reporting Person fully vested on the date of grant.

F2 · balance_after: Includes 80 shares of Class A common stock issuable upon the settlement of an award of 80 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on each of September 1, 2023, 2024, 2025, 2026, and the remaining 20% will vest on September 1, 2027.

F3 · balance_after: Includes 224 shares of Class A common stock issuable upon the settlement of an award of 14,375 restricted equity units ("REUs") granted pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") to the Reporting Person on January 11, 2018. Such award of REUs to the Reporting Person vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.

F4 · balance_after: Includes 23 shares of Class A common stock issuable upon settlement of an award of 1,500 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person vested 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

SEC source: 0001493152-25-026990 · ownership.xml · nonDerivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 933,767

F1 · shares: Represents shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 931,837 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan (the "2023 Equity Incentive Plan") to Bruce W. Schnitzer (the "Reporting Person") on December 5, 2025. Such award of RSUs to the Reporting Person fully vested on the date of grant.

F2 · balance_after: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 51,440 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year.

F3 · balance_after: Includes 1,797 shares of Class A common stock issuable upon the settlement of an award of 115,000 restricted equity units ("REUs") granted the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") on January 11, 2018. 100,000 REUs vested on the date of grant, and 15,000 REUs vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.

F4 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 12,000 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

SEC source: 0000950170-24-072183 · ownership.xml · nonDerivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,930

F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024.

F2 · kind: Represents shares of Class A common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of restricted stock units ("RSUs") granted to Bruce W. Schnitzer (the "Reporting Person"). No shares were issued or sold in this transaction.

F3 · balance_after: Includes 643 shares of Class A common stock issuable upon the settlement of an award of 643 RSUs granted pursuant to Beneficient 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year.

F4 · balance_after: Includes 1,797 shares of Class A common stock issuable upon the settlement of an award of 1,438 restricted equity units ("REUs") granted the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") on January 11, 2018. 1,250 REUs vested on the date of grant, and 188 REUs vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.

F5 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

SEC source: 0000950170-24-072154 · ownership.xml · nonDerivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,628

F1 · security: The shares shown have been retroactively adjusted to reflect Beneficient's (the "Issuer") reverse stock split of its outstanding shares of Class A common stock, par value $0.001 per share ("Class A common stock"), and Class B common stock, par value $0.001 per share, on a 1-for-80 basis effected on April 18, 2024.

F2 · shares: Includes 643 shares of Class A common stock, par value $0.001 per share ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 643 restricted stock units ("RSUs") granted pursuant to Beneficient 2023 Equity Incentive Plan to Bruce W. Schnitzer (the "Reporting Person") on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year.

F3 · balance_after: Includes 1,797 shares of Class A common stock issuable upon the settlement of an award of 1,438 restricted equity units ("REUs") granted the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") on January 11, 2018. 1,250 REUs vested on the date of grant, and 188 REUs vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.

F4 · balance_after: Includes 188 shares of Class A common stock issuable upon settlement of an award of 150 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

SEC source: 0001104659-20-080682 · tm2024040-5_4.xml · derivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,786

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ProSight Global, Inc.'s ("PGI") common stock.

F2 · price: Represents 10,000 non-employee director RSUs granted on June 30, 2020, in connection with the Reporting Person's service as a member of the board of directors. Such RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in PGI's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Represents 10,000 non-employee director RSUs granted on June 30, 2020, in connection with the Reporting Person's service as a member of the board of directors. Such RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in PGI's 2019 Equity Incentive Plan.

F2 · derivative.expiration_date: Represents 10,000 non-employee director RSUs granted on June 30, 2020, in connection with the Reporting Person's service as a member of the board of directors. Such RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in PGI's 2019 Equity Incentive Plan.

SEC source: 0001179110-20-008456 · edgar.xml · derivative · entry 2

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.

F1 · kind: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.

SEC source: 0001179110-20-008456 · edgar.xml · nonDerivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.

F1 · price: Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.

SEC source: 0001104659-20-028731 · tm2011612d5_form4.xml · derivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,786

Underlying: Common Stock · 179 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ProSight Global, Inc.'s ("PGI") common stock.

F2 · price: Represents non-employee director RSUs granted on February 28, 2020, to correct a shortage in the amount of RSUs Mr. Schnitzer received in connection with PGI's initial public offering. Such RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.exercise_date: Represents non-employee director RSUs granted on February 28, 2020, to correct a shortage in the amount of RSUs Mr. Schnitzer received in connection with PGI's initial public offering. Such RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in the Issuer's 2019 Equity Incentive Plan.

F2 · derivative.expiration_date: Represents non-employee director RSUs granted on February 28, 2020, to correct a shortage in the amount of RSUs Mr. Schnitzer received in connection with PGI's initial public offering. Such RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in the Issuer's 2019 Equity Incentive Plan.

SEC source: 0001144204-19-036307 · tv525954_4.xml · derivative · entry 3

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,607

Underlying: Common Stock · 6,607 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of PGI's common stock.

F4 · price: Represents non-employee director RSUs granted on July 25, 2019, in connection with PGI's initial public offering, which RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in PGI's 2019 Equity Incentive Plan.

F4 · derivative.exercise_date: Represents non-employee director RSUs granted on July 25, 2019, in connection with PGI's initial public offering, which RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in PGI's 2019 Equity Incentive Plan.

F4 · derivative.expiration_date: Represents non-employee director RSUs granted on July 25, 2019, in connection with PGI's initial public offering, which RSUs were fully vested on grant and will be settled on the first to occur of the grantee's separation of service and a "change of control" as defined in PGI's 2019 Equity Incentive Plan.

SEC source: 0001144204-19-036307 · tv525954_4.xml · derivative · entry 2

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,736

Underlying: Common Stock · 54,736 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of PGI's common stock.

F3 · price: Represents vested RSUs initially granted under PGHL's 2010 Equity Incentive Plan (the "2010 Plan") that were exchanged for vested RSUs over shares of PGI's common stock in the Reorganization. RSUs are settled on the earliest to occur of the grantee's death or disability, termination of service to PGI, or a "change of control" (as defined in the 2010 Plan) that constitutes a "change in control event" pursuant to Section 409A of the Internal Revenue Code of 1986, as amended.

F3 · derivative.exercise_date: Represents vested RSUs initially granted under PGHL's 2010 Equity Incentive Plan (the "2010 Plan") that were exchanged for vested RSUs over shares of PGI's common stock in the Reorganization. RSUs are settled on the earliest to occur of the grantee's death or disability, termination of service to PGI, or a "change of control" (as defined in the 2010 Plan) that constitutes a "change in control event" pursuant to Section 409A of the Internal Revenue Code of 1986, as amended.

F3 · derivative.expiration_date: Represents vested RSUs initially granted under PGHL's 2010 Equity Incentive Plan (the "2010 Plan") that were exchanged for vested RSUs over shares of PGI's common stock in the Reorganization. RSUs are settled on the earliest to occur of the grantee's death or disability, termination of service to PGI, or a "change of control" (as defined in the 2010 Plan) that constitutes a "change in control event" pursuant to Section 409A of the Internal Revenue Code of 1986, as amended.

SEC source: 0001144204-19-036307 · tv525954_4.xml · nonDerivative · entry 1

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,150

F1 · kind: Received in connection with the merger of ProSight Global Holdings Limited ("PGHL") with and into its wholly-owned subsidiary, ProSight Global, Inc. ("PGI"), which was consummated in connection with PGI's initial public offering (the "Reorganization"), in exchange for equity interests in PGHL. As a result of the Reorganization, the separate existence of PGHL ceased, and PGI, as the surviving entity, continued its corporate existence under the laws of the State of Delaware.

F1 · shares: Received in connection with the merger of ProSight Global Holdings Limited ("PGHL") with and into its wholly-owned subsidiary, ProSight Global, Inc. ("PGI"), which was consummated in connection with PGI's initial public offering (the "Reorganization"), in exchange for equity interests in PGHL. As a result of the Reorganization, the separate existence of PGHL ceased, and PGI, as the surviving entity, continued its corporate existence under the laws of the State of Delaware.

F1 · price: Received in connection with the merger of ProSight Global Holdings Limited ("PGHL") with and into its wholly-owned subsidiary, ProSight Global, Inc. ("PGI"), which was consummated in connection with PGI's initial public offering (the "Reorganization"), in exchange for equity interests in PGHL. As a result of the Reorganization, the separate existence of PGHL ceased, and PGI, as the surviving entity, continued its corporate existence under the laws of the State of Delaware.

SEC source: 0001179110-19-007957 · edgar.xml · derivative · entry 2

Schnitzer Bruce William · CIK 0001328993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 8,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting.