Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | July 28, 2023 | August 01, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 28, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,058,353 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 12,552 · Balance 6,058,353 F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,051,518 |
Reported balance
After 2023-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-07-28 · Sale · Disposed 6,835 · Balance 6,051,518 F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,044,576 |
Reported balance
After 2023-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-28 · Sale · Disposed 6,942 · Balance 6,044,576 F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,030,582 |
Reported balance
After 2023-07-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-28 · Sale · Disposed 13,994 · Balance 6,030,582 F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,000,205 |
Reported balance
After 2023-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-07-28 · Sale · Disposed 30,377 · Balance 6,000,205 F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,990,905 |
Reported balance
After 2023-07-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-07-28 · Sale · Disposed 9,300 · Balance 5,990,905 F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,979,320 |
Reported balance
After 2023-07-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-07-31 · Sale · Disposed 11,585 · Balance 5,979,320 F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,918,479 |
Reported balance
After 2023-07-31 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-07-31 · Sale · Disposed 60,841 · Balance 5,918,479 F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,910,905 |
Reported balance
After 2023-07-31 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-07-31 · Sale · Disposed 7,574 · Balance 5,910,905 F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | Direct | 14,905 |
Reported balance
Holding disclosure · report date 2023-07-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 14,905 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 16,852 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 16,852 · Balance 16,852 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,280 | $123.08 | $403,716.83 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,864,607 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F8 · price: This transaction was executed in multiple trades at prices ranging from $122.77 to $123.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 04, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,130 | $122.43 | $260,784.21 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,867,887 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F7 · price: This transaction was executed in multiple trades at prices ranging from $121.7593 to $122.7570. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 184 | $124.46 | $22,900.81 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,870,017 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F6 · price: This transaction was executed in multiple trades at prices ranging from $124.3651 to $124.6080. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,248 | $123.57 | $154,219.10 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,870,201 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $123.2492 to $124.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,070 | $122.92 | $746,114.69 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,871,449 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $122.2395 to $123.2309. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 356 | $121.66 | $43,311.81 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,877,519 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $121.2294 to $122.0530. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 142 | $120.25 | $17,074.99 |
DisclosureSEC source: 0001654954-22-014780 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,877,875 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.001 to $120.4509. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $124.00 | $12,400.00 |
DisclosureSEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,878,017 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021 F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 200 | $123.31 | $24,661.00 |
DisclosureSEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,878,117 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021 F4 · price: This transaction was executed in multiple trades at prices ranging from $122.99 to $123.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 500 | $122.13 | $61,065.00 |
DisclosureSEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,878,317 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021 F3 · price: This transaction was executed in multiple trades at prices ranging from $121.89 to $122.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 900 | $120.55 | $108,495.00 |
DisclosureSEC source: 0001654954-22-014684 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,878,817 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021 F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 15,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000082 · wf-form4_166492081303762.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,311 Underlying: Common Stock · 15,311 shares Expires 2022-12-05 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| September 12, 2022 Filed Sep 13, 2022 20:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,000 | $120.42 | $963,321.60 |
DisclosureSEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,879,717 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 36,717 | $120.61 | $4,428,452.06 |
DisclosureSEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,887,717 F4 · price: This transaction was executed in multiple trades at prices ranging from $120.45 to $121.11. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 258,616 | $120.11 | $31,061,928.11 |
DisclosureSEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,924,434 F3 · price: This transaction was executed in multiple trades at prices ranging from $119.45 to $120.4450. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $121.03 | $12,103.00 |
DisclosureSEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,183,050 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,900 | $120.25 | $949,939.45 |
DisclosureSEC source: 0001654954-22-012450 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,183,150 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 08, 2022 Filed Sep 8, 2022 22:32 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 728 | $119.84 | $87,244.68 |
DisclosureSEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,191,050 F4 · price: This transaction was executed in multiple trades at prices ranging from $119.81 to $119.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 08, 2022 Filed Sep 8, 2022 22:32 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 64,757 | $119.29 | $7,725,147.46 |
DisclosureSEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,191,778 F3 · price: This transaction was executed in multiple trades at prices ranging from $118.79 to $119.7746 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 08, 2022 Filed Sep 8, 2022 22:32 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 24,401 | $118.30 | $2,886,606.58 |
DisclosureSEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,256,535 F2 · price: This transaction was executed in multiple trades at prices ranging from $117.79 to $118.77. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 08, 2022 Filed Sep 8, 2022 22:32 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 10,114 | $117.19 | $1,185,254.60 |
DisclosureSEC source: 0001654954-22-012309 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,280,936 F1 · price: This transaction was executed in multiple trades at prices ranging from $116.79 to $117.7813. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 49,488 | $118.61 | $5,869,633.11 |
DisclosureSEC source: 0001654954-22-012302 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,291,050 F4 · price: This transaction was executed in multiple trades at prices ranging from $118.03 to $118.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 11,342 | $117.47 | $1,332,395.78 |
DisclosureSEC source: 0001654954-22-012302 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,340,538 F3 · price: This transaction was executed in multiple trades at prices ranging from $117.00 to $117.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 14,822 | $116.52 | $1,727,023.87 |
DisclosureSEC source: 0001654954-22-012302 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,351,880 F2 · price: This transaction was executed in multiple trades at prices ranging from $116.00 to $116.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 07, 2022 Filed Sep 8, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 24,348 | $115.44 | $2,810,791.56 |
DisclosureSEC source: 0001654954-22-012302 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,366,702 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $116.25 | $11,625.00 |
DisclosureSEC source: 0001654954-22-012234 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,391,050 F2 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 30,724 | $115.17 | $3,538,390.91 |
DisclosureSEC source: 0001654954-22-012234 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,391,150 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $118.01 | $11,801.00 |
DisclosureSEC source: 0001654954-22-012190 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,421,874 F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 38,919 | $117.41 | $4,569,363.03 |
DisclosureSEC source: 0001654954-22-012190 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,421,974 F3 · price: This transaction was executed in multiple trades at prices ranging from $117.00 to $117.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 17,025 | $116.55 | $1,984,313.12 |
DisclosureSEC source: 0001654954-22-012190 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,460,893 F2 · price: This transaction was executed in multiple trades at prices ranging from $116.00 to $116.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 68,956 | $115.15 | $7,940,200.65 |
DisclosureSEC source: 0001654954-22-012190 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,477,918 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 20:30 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 23,576 | $115.01 | $2,711,567.71 |
DisclosureSEC source: 0001654954-22-012085 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,546,874 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.21 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 35,267 | $115.23 | $4,063,957.48 |
DisclosureSEC source: 0001654954-22-012080 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,570,450 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.00 to $115.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 613 | $120.43 | $73,821.08 |
DisclosureSEC source: 0001654954-22-011654 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,605,717 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $120.01 to $120.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,000 | $122.31 | $978,500.00 |
DisclosureSEC source: 0001654954-22-011654 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,606,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $121.81 to $122.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 20:37 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,188 | $122.51 | $145,542.71 |
DisclosureSEC source: 0001654954-22-011540 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,614,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $122.44 to $122.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 20:37 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,812 | $121.81 | $829,781.30 |
DisclosureSEC source: 0001654954-22-011540 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,615,518 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $121.37 to $122.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:37 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,518 | $124.46 | $188,931.65 |
DisclosureSEC source: 0001654954-22-011540 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,622,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $124.23 to $125.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 16, 2022 Filed Aug 18, 2022 20:37 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,482 | $123.79 | $802,382.15 |
DisclosureSEC source: 0001654954-22-011540 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,623,848 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.23 to $124.19. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,480 | $125.55 | $185,812.82 |
DisclosureSEC source: 0001654954-22-011467 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,630,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $125.46 to $125.6890. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,520 | $125.12 | $815,753.71 |
DisclosureSEC source: 0001654954-22-011467 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,631,810 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.46 to $125.4563. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,786 | $124.82 | $472,574.96 |
DisclosureSEC source: 0001654954-22-011467 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,638,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $124.64 to $125.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:06 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,214 | $124.32 | $523,900.91 |
DisclosureSEC source: 0001654954-22-011467 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,642,116 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.63 to $124.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $125.25 | $12,525.00 |
DisclosureSEC source: 0001654954-22-011190 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,646,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,800 | $124.59 | $224,258.04 |
DisclosureSEC source: 0001654954-22-011190 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,646,430 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F6 · price: This transaction was executed in multiple trades at prices ranging from $124.15 to $124.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,100 | $123.72 | $754,710.30 |
DisclosureSEC source: 0001654954-22-011190 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,648,230 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $123.15 to $124.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,186 | $123.11 | $515,334.27 |
DisclosureSEC source: 0001654954-22-011190 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,654,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $122.93 to $123.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,514 | $122.63 | $430,925.69 |
DisclosureSEC source: 0001654954-22-011190 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,658,516 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $121.93 to $122.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 300 | $121.08 | $36,324.00 |
DisclosureSEC source: 0001654954-22-011190 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,662,030 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.92 to $121.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 22:54 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 648 | $120.03 | $77,779.50 |
DisclosureSEC source: 0001654954-22-010995 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 9,662,330 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.