Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | July 28, 2023 | August 01, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 28, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,058,353 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 12,552 · Balance 6,058,353 F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,051,518 |
Reported balance
After 2023-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-07-28 · Sale · Disposed 6,835 · Balance 6,051,518 F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,044,576 |
Reported balance
After 2023-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-28 · Sale · Disposed 6,942 · Balance 6,044,576 F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,030,582 |
Reported balance
After 2023-07-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-28 · Sale · Disposed 13,994 · Balance 6,030,582 F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,000,205 |
Reported balance
After 2023-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-07-28 · Sale · Disposed 30,377 · Balance 6,000,205 F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,990,905 |
Reported balance
After 2023-07-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-07-28 · Sale · Disposed 9,300 · Balance 5,990,905 F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,979,320 |
Reported balance
After 2023-07-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-07-31 · Sale · Disposed 11,585 · Balance 5,979,320 F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,918,479 |
Reported balance
After 2023-07-31 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-07-31 · Sale · Disposed 60,841 · Balance 5,918,479 F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,910,905 |
Reported balance
After 2023-07-31 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-07-31 · Sale · Disposed 7,574 · Balance 5,910,905 F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | Direct | 14,905 |
Reported balance
Holding disclosure · report date 2023-07-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 14,905 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 16,852 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 16,852 · Balance 16,852 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 40,891 | $121.61 | $4,972,913.98 |
DisclosureSEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,132,998 F6 · price: This transaction was executed in multiple trades at prices ranging from $121.44 to $121.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 19,206 | $120.89 | $2,321,882.48 |
DisclosureSEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,173,889 F5 · price: This transaction was executed in multiple trades at prices ranging from $120.44 to $121.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 39,903 | $120.07 | $4,791,137.25 |
DisclosureSEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,193,095 F4 · price: This transaction was executed in multiple trades at prices ranging from $119.44 to $120.4385. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,882 | $121.55 | $593,412.96 |
DisclosureSEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,232,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $121.04 to $121.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,118 | $120.36 | $375,273.75 |
DisclosureSEC source: 0001654954-22-016309 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,237,880 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.03 to $120.87. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 758 | $122.94 | $93,189.96 |
DisclosureSEC source: 0001654954-22-016207 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,240,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $122.81 to $123.1159. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,251 | $122.26 | $275,202.76 |
DisclosureSEC source: 0001654954-22-016207 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,241,756 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $121.78 to $122.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,991 | $121.19 | $604,839.83 |
DisclosureSEC source: 0001654954-22-016207 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,244,007 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $120.75 to $121.6944. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 400 | $124.59 | $49,835.00 |
DisclosureSEC source: 0001654954-22-016179 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,248,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.27 to $124.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,000 | $123.41 | $246,822.00 |
DisclosureSEC source: 0001654954-22-016179 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,249,398 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.10 to $123.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 21:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,600 | $122.60 | $196,153.60 |
DisclosureSEC source: 0001654954-22-016179 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,251,398 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.0735 to $122.98. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 15,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000109 · wf-form4_167045793900234.xml · derivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,311 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 15,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000109 · wf-form4_167045793900234.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 83,568 | $126.43 | $10,565,744.59 |
DisclosureSEC source: 0001654954-22-016119 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,252,998 F7 · price: This transaction was executed in multiple trades at prices ranging from $126.13 to $127.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,421 | $125.76 | $3,196,881.41 |
DisclosureSEC source: 0001654954-22-016119 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,336,566 F6 · price: This transaction was executed in multiple trades at prices ranging from $125.13 to $126.1250. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,011 | $124.63 | $998,405.32 |
DisclosureSEC source: 0001654954-22-016119 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,361,987 F5 · price: This transaction was executed in multiple trades at prices ranging from $124.05 to $125.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,709 | $126.54 | $469,330.55 |
DisclosureSEC source: 0001654954-22-016119 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,369,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $126.34 to $126.94. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,391 | $126.06 | $427,480.31 |
DisclosureSEC source: 0001654954-22-016119 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,373,707 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.33 to $126.31. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 900 | $124.81 | $112,325.04 |
DisclosureSEC source: 0001654954-22-016119 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,377,098 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.22 to $125.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 21:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 12,000 | $127.41 | $1,528,864.80 |
DisclosureSEC source: 0001654954-22-016070 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,377,998 F4 · price: This transaction was executed in multiple trades at prices ranging from $126.92 to $127.86 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 21:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 119 | $127.88 | $15,217.51 |
DisclosureSEC source: 0001654954-22-016070 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,389,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.8687 to $127.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 21:10 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,881 | $127.44 | $1,004,357.79 |
DisclosureSEC source: 0001654954-22-016070 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,390,117 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.8652 to $127.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 5,381 | $127.17 | $684,291.55 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 10 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,397,998 F11 · price: This transaction was executed in multiple trades at prices ranging from $126.9931 to $127.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,145 | $126.63 | $778,171.46 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 9 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,403,379 F10 · price: This transaction was executed in multiple trades at prices ranging from $125.99 to $126.9895. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,033 | $125.34 | $129,480.46 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 8 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,409,524 F9 · price: This transaction was executed in multiple trades at prices ranging from $124.89 to $125.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,589 | $124.12 | $197,223.50 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,410,557 F8 · price: This transaction was executed in multiple trades at prices ranging from $123.77 to $124.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 10,852 | $122.99 | $1,334,734.14 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,412,146 F7 · price: This transaction was executed in multiple trades at prices ranging from $122.68 to $123.44. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,787 | $127.19 | $227,284.42 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,422,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F6 · price: This transaction was executed in multiple trades at prices ranging from $127.05 to $127.40. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,900 | $126.66 | $240,647.92 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,424,785 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F5 · price: This transaction was executed in multiple trades at prices ranging from $126.05 to $127.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 400 | $125.31 | $50,124.00 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,426,685 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.85 to $125.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 400 | $124.03 | $49,610.00 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,427,085 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.83 to $124.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,513 | $123.02 | $432,157.67 |
DisclosureSEC source: 0001654954-22-015988 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,427,485 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.68 to $123.44. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F12 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 21:08 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 481 | $123.35 | $59,332.41 |
DisclosureSEC source: 0001654954-22-015900 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,430,998 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.2526 to $123.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 21:08 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,165 | $122.92 | $389,048.45 |
DisclosureSEC source: 0001654954-22-015900 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,431,479 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.25 to $123.2438. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $124.77 | $12,477.00 |
DisclosureSEC source: 0001654954-22-015898 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,434,644 F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 18,392 | $123.86 | $2,278,016.57 |
DisclosureSEC source: 0001654954-22-015898 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,434,744 F5 · price: This transaction was executed in multiple trades at prices ranging from $123.58 to $124.34. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 21,508 | $122.86 | $2,642,505.14 |
DisclosureSEC source: 0001654954-22-015898 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,453,136 F4 · price: This transaction was executed in multiple trades at prices ranging from $122.58 to $123.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,780 | $123.91 | $468,371.11 |
DisclosureSEC source: 0001654954-22-015898 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,474,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.58 to $124.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 21:05 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,220 | $122.87 | $518,531.23 |
DisclosureSEC source: 0001654954-22-015898 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,478,424 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.58 to $123.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 21:33 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 15,778 | $124.72 | $1,967,870.03 |
DisclosureSEC source: 0001654954-22-015793 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,482,644 F7 · price: This transaction was executed in multiple trades at prices ranging from $124.58 to $124.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 21:33 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,730 | $124.08 | $3,192,547.52 |
DisclosureSEC source: 0001654954-22-015793 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,498,422 F6 · price: This transaction was executed in multiple trades at prices ranging from $123.57 to $124.55. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 21:33 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,492 | $123.23 | $1,046,488.69 |
DisclosureSEC source: 0001654954-22-015793 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,524,152 F5 · price: This transaction was executed in multiple trades at prices ranging from $122.57 to $123.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 21:33 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,105 | $124.84 | $137,947.10 |
DisclosureSEC source: 0001654954-22-015793 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,532,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.81 to $124.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 21:33 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,995 | $124.28 | $620,771.61 |
DisclosureSEC source: 0001654954-22-015793 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,533,749 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.78 to $124.77. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 25, 2022 Filed Nov 28, 2022 21:33 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,900 | $123.35 | $234,365.95 |
DisclosureSEC source: 0001654954-22-015793 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,538,744 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.75 to $123.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:31 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 300 | $125.40 | $37,620.99 |
DisclosureSEC source: 0001654954-22-015792 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,540,644 F6 · price: This transaction was executed in multiple trades at prices ranging from $125.31 to $125.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:31 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 22,712 | $124.66 | $2,831,234.77 |
DisclosureSEC source: 0001654954-22-015792 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,540,944 F5 · price: This transaction was executed in multiple trades at prices ranging from $124.31 to $125.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:31 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 26,988 | $124.06 | $3,348,071.91 |
DisclosureSEC source: 0001654954-22-015792 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,563,656 F4 · price: This transaction was executed in multiple trades at prices ranging from $123.31 to $124.3090. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:31 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,751 | $124.68 | $467,676.56 |
DisclosureSEC source: 0001654954-22-015792 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,590,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $124.34 to $125.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:31 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,249 | $124.06 | $527,144.54 |
DisclosureSEC source: 0001654954-22-015792 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rockwell Automation Disclosed balance after: 8,594,395 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.34 to $124.3360. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.