Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | July 28, 2023 | August 01, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 28, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,058,353 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 12,552 · Balance 6,058,353 F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,051,518 |
Reported balance
After 2023-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-07-28 · Sale · Disposed 6,835 · Balance 6,051,518 F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,044,576 |
Reported balance
After 2023-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-28 · Sale · Disposed 6,942 · Balance 6,044,576 F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,030,582 |
Reported balance
After 2023-07-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-28 · Sale · Disposed 13,994 · Balance 6,030,582 F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,000,205 |
Reported balance
After 2023-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-07-28 · Sale · Disposed 30,377 · Balance 6,000,205 F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,990,905 |
Reported balance
After 2023-07-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-07-28 · Sale · Disposed 9,300 · Balance 5,990,905 F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,979,320 |
Reported balance
After 2023-07-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-07-31 · Sale · Disposed 11,585 · Balance 5,979,320 F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,918,479 |
Reported balance
After 2023-07-31 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-07-31 · Sale · Disposed 60,841 · Balance 5,918,479 F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,910,905 |
Reported balance
After 2023-07-31 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-07-31 · Sale · Disposed 7,574 · Balance 5,910,905 F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | Direct | 14,905 |
Reported balance
Holding disclosure · report date 2023-07-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 14,905 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 16,852 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 16,852 · Balance 16,852 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 700 | $132.05 | $92,435.98 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,368,905 F8 · price: This transaction was executed in multiple trades at prices ranging from $132.02 to $132.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 27,980 | $131.55 | $3,680,780.19 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,369,605 F7 · price: This transaction was executed in multiple trades at prices ranging from $131.00 to $131.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 11,320 | $130.40 | $1,476,072.53 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,397,585 F6 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,762 | $131.83 | $891,415.53 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,408,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $131.6343 to $132.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 19,432 | $131.35 | $2,552,338.79 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,415,667 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $130.6309 to $131.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 17, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 13,806 | $130.20 | $1,797,579.86 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,435,099 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $129.63 to $130.6273. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:00 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 25,225 | $129.89 | $3,276,427.32 |
DisclosureSEC source: 0001654954-23-006793 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,448,905 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.3684 to $130.28. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 15,519 | $130.95 | $2,032,174.25 |
DisclosureSEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,474,130 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $130.82 to $131.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 22,081 | $130.60 | $2,883,873.55 |
DisclosureSEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,489,649 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $129.82 to $130.8178. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,400 | $129.39 | $310,524.96 |
DisclosureSEC source: 0001654954-23-006720 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,511,730 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $128.82 to $129.79. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 15, 2023 Filed May 16, 2023 12:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 800 | $115.69 Strike: $115.69 | $92,552.00 |
DisclosureSEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 15, 2023 Filed May 16, 2023 12:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $108.89 Strike: $108.89 | $98,001.00 |
DisclosureSEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 15, 2023 Filed May 16, 2023 12:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 800 | $115.69 | $92,552.00 |
DisclosureSEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into on 2/23/2023. Read SEC document |
| May 15, 2023 Filed May 16, 2023 12:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 68,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into on 2/23/2023. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 934 | $130.38 | $121,773.33 |
DisclosureSEC source: 0001654954-23-006553 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,514,130 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $130.3461 to $130.46. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon stock | 39,066 | $130.00 | $5,078,576.09 |
DisclosureSEC source: 0001654954-23-006553 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,515,064 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.34 to $130.2841. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 408 | $130.20 | $53,121.60 |
DisclosureSEC source: 0001654954-23-006367 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,554,130 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 19,796 | $129.26 | $2,558,892.33 |
DisclosureSEC source: 0001654954-23-006367 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,554,538 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $128.6999 to $129.58. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 95 | $131.08 | $12,452.60 |
DisclosureSEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,574,334 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 34,069 | $130.52 | $4,446,624.56 |
DisclosureSEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,574,429 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $130.08 to $131.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 10, 2023 Filed May 11, 2023 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 5,836 | $129.83 | $757,671.54 |
DisclosureSEC source: 0001654954-23-006207 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,608,498 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $129.08 to $130.0787. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 09, 2023 Filed May 10, 2023 20:07 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,624 | $129.93 | $211,008.59 |
DisclosureSEC source: 0001654954-23-006094 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,614,334 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $129.80 to $130.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 09, 2023 Filed May 10, 2023 20:07 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 18,576 | $129.19 | $2,399,816.72 |
DisclosureSEC source: 0001654954-23-006094 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,615,958 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $128.76 to $129.74. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 08, 2023 Filed May 9, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 15,086 | $129.37 | $1,951,737.67 |
DisclosureSEC source: 0001654954-23-006018 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,634,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $128.97 to $129.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 08, 2023 Filed May 9, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,914 | $128.65 | $632,168.90 |
DisclosureSEC source: 0001654954-23-006018 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,649,620 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $127.9668 to $128.9657. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 110 | $129.22 | $14,214.20 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,654,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 10,388 | $128.91 | $1,339,100.46 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,654,644 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $128.22 to $129.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 7,458 | $127.76 | $952,858.69 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,665,032 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $127.21 to $128.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 05, 2023 Filed May 8, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 2,044 | $126.45 | $258,472.59 |
DisclosureSEC source: 0001654954-23-005897 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,672,490 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $126.21 to $127.1080. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 4,032 | $125.90 | $507,620.33 |
DisclosureSEC source: 0001654954-23-005855 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,674,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.73 to $126.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 04, 2023 Filed May 5, 2023 20:03 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 15,968 | $125.32 | $2,001,060.26 |
DisclosureSEC source: 0001654954-23-005855 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,678,566 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.72 to $125.71. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $126.63 | $12,663.00 |
DisclosureSEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,694,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 5,141 | $125.98 | $647,672.95 |
DisclosureSEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,694,634 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.60 to $126.45. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 14,759 | $124.99 | $1,844,681.66 |
DisclosureSEC source: 0001654954-23-005787 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,699,775 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.5250 to $125.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,546 | $125.88 | $194,616.51 |
DisclosureSEC source: 0001654954-23-005734 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,714,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $125.55 to $126.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:02 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 18,454 | $125.13 | $2,309,067.82 |
DisclosureSEC source: 0001654954-23-005734 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,716,080 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $124.55 to $125.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:12 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 6,965 | $126.41 | $880,454.01 |
DisclosureSEC source: 0001654954-23-005631 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,734,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $126.15. to $126.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:12 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 13,035 | $125.65 | $1,637,791.70 |
DisclosureSEC source: 0001654954-23-005631 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,741,499 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $125.1356 to $126.12. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,400 | $127.54 | $178,553.06 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,754,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F7 · price: This transaction was executed in multiple trades at prices ranging from $127.30 to $128.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,100 | $126.73 | $392,854.01 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,755,934 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · price: This transaction was executed in multiple trades at prices ranging from $126.29 to $127.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 9,606 | $125.72 | $1,207,703.78 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,759,034 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $125.29 to $126.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 3,985 | $125.01 | $498,180.79 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,768,640 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.28 to $125.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 432 | $123.56 | $53,377.19 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,772,625 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.16 to $124.05. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:44 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,477 | $122.59 | $181,062.48 |
DisclosureSEC source: 0001654954-23-005502 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,773,057 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.1550 to $123.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 100 | $126.78 | $12,678.00 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,774,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 123 | $125.46 | $15,431.46 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,774,634 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F5 · price: This transaction was executed in multiple trades at prices ranging from $125.0525 to $125.7175. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 1,065 | $124.61 | $132,706.77 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,774,757 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.04 to $125.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 9,720 | $123.31 | $1,198,603.33 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,775,822 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F3 · price: This transaction was executed in multiple trades at prices ranging from $123.01 to $123.9247. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 8,992 | $122.55 | $1,101,970.50 |
DisclosureSEC source: 0001654954-23-005411 · section16.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,785,542 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $122.01 to $122.9832. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
| April 26, 2023 Filed Apr 27, 2023 20:04 UTC | PTC INC. PTC · Entity 3317 | SaleCommon Stock | 384 | $126.36 | $48,520.63 |
DisclosureSEC source: 0001654954-23-005316 · section16.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Rockwell Automation Disclosed balance after: 6,794,534 F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on December 8, 2022. F4 · price: This transaction was executed in multiple trades at prices ranging from $126.23 to $126.42. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.