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person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity
718
SEC CIK
0001212502

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alzamend Neuro, Inc.ALZN · Entity 8081DirectorAugust 26, 2026August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178Director · 10% ownerSeptember 30, 2024October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717Director · Executive Chairman · 10% ownerSeptember 29, 2026October 01, 2026
Microphase CorpNONE · Entity 169660DirectorSeptember 22, 2017September 25, 2017
QXO, Inc.SSNT · Entity 340410% ownerJune 28, 2021July 21, 2021
RiskOn International, Inc.ROII · Entity 91743Director · Chief Executive OfficerApril 24, 2024April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803Director · 10% ownerSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC116,648 Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 116,648

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences, Inc.11,068 Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,068

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences Fund, LLC61 Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 61

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Lending, LLC0 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Disruptive Technologies Company, LLC7,100,000 Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 7,100,000

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect962,500 Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500

Class A Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.13,925,566 Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Ault & Company, Inc.15,686,550 Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeDirect149 Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 149

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.200 Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 200

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30Direct400,000 Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 400,000

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct31,587 Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 31,587

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.50,000 Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 50,000

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.960 Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 960

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series H Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.4,000 Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 4,000

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94IndirectBy Ault & Company, Inc.84,470 Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 84,470

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59IndirectBy Ault & Company, Inc.32,444 Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 32,444

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69IndirectBy Ault & Company, Inc.10,899 Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 10,899

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,000 Reported balance After 2021-06-28 transaction · row 1
1 source row

Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000

Common StockSEC Table I · non-derivativeIndirectBy Digital Power Lending, LLC743,000 Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 743,000

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC844,492 Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc42,000 Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 42,000

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Common StockSEC Table I · non-derivativeDirect7,000 Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,166,096 Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeDirect10,800 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,800

Common StockSEC Table I · non-derivativeIndirectBy Alpha Structured Finance LP22,700 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 22,700

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.6,200 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,200

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,310,000 Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC945,000 Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2025 Filed Oct 10, 2025 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 143.2447 $1,000.00 Strike: $2.32 $143,244.70
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F7 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 08, 2025 Filed Oct 10, 2025 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 101,394 $2.44 $247,158.01
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 28,657

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4376. The range of sales prices on the transaction date was $2.42 to $2.4634 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 08, 2025 Filed Oct 10, 2025 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 61,743 $2.32 $143,243.76
Disclosure

SEC source: 0001214659-25-014861 · marketforms-71022.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 130,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 10:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · derivative · entry 9

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 143.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F8 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 10:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 57,379 $2.49 $142,954.04
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 68,848

F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4914. The range of sales prices on the transaction date was $2.4381 to $2.4941 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 07, 2025 Filed Oct 8, 2025 10:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 126,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 06, 2025 Filed Oct 8, 2025 10:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 82,033 $2.45 $201,267.97
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 26,227

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4535. The range of sales prices on the transaction date was $2.4097 to $2.4599 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 4, 2025 01:33 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 10,000 $4.79 $47,864.00
Disclosure

SEC source: 0001214659-25-014628 · marketforms-70942.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 65,407

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 4, 2025 01:35 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 65,903 $2.44 $160,888.99
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 8,260

F4 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4413. The range of sales prices on the transaction date was $2.4409 to $2.467 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 8, 2025 10:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 375.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F8 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 03, 2025 Filed Oct 8, 2025 10:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014752 · marketforms-71017.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 108,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 02, 2025 Filed Oct 4, 2025 01:33 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 4,697 $4.56 $21,418.32
Disclosure

SEC source: 0001214659-25-014628 · marketforms-70942.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 55,407

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 02, 2025 Filed Oct 4, 2025 01:35 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 20,686 $2.39 $49,522.28
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 74,163

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:10 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 3,000 $4.98 $14,926.80
Disclosure

SEC source: 0001214659-25-014551 · marketforms-70897.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 50,710

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 01:35 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 607.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F8 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 01:35 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 36,777 $2.35 $86,378.14
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 94,849

F3 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.3487. The range of sales prices on the transaction date was $2.317 to $2.4038 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 01:35 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014629 · marketforms-70943.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 131,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 23:15 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 10,000 $4.24 $42,352.00
Disclosure

SEC source: 0001214659-25-014419 · marketforms-70883.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 47,710

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 23:15 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 2,012 $0.43 $861.94
Disclosure

SEC source: 0001214659-25-014421 · marketforms-70884.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner · See Remark

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,250

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4284. The range of purchase prices on the transaction date was $0.4176 to $0.4301 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 23:15 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 3,566 $2.33 $8,320.90
Disclosure

SEC source: 0001214659-25-014420 · marketforms-70885.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 31,626

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:10 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 1,000 $4.29 $4,285.00
Disclosure

SEC source: 0001214659-25-014551 · marketforms-70897.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 5,000

F1 · ownership.nature: Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Milton C. Ault, III, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Read SEC document
September 29, 2025 Filed Sep 30, 2025 23:15 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 5,010 $4.45 $22,299.01
Disclosure

SEC source: 0001214659-25-014419 · marketforms-70883.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 37,710

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 29, 2025 Filed Sep 30, 2025 23:15 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 38,324 $2.31 $88,490.12
Disclosure

SEC source: 0001214659-25-014420 · marketforms-70885.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 35,192

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 23:15 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 10,000 $4.24 $42,373.00
Disclosure

SEC source: 0001214659-25-014419 · marketforms-70883.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 32,700

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2373 The range of purchase prices on the transaction date was $4.2206 to $4.47 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 23:15 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 688 $0.45 $306.57
Disclosure

SEC source: 0001214659-25-014421 · marketforms-70884.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner · See Remark

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,238

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4456. The range of purchase prices on the transaction date was $0.4436 to $0.455 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 23:15 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 37,738 $2.31 $87,344.60
Disclosure

SEC source: 0001214659-25-014420 · marketforms-70885.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 73,516

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 00:59 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · derivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 839.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F7 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 00:59 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 111,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 25, 2025 Filed Sep 26, 2025 00:59 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 14,628 $2.31 $33,828.71
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 11,254

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 24, 2025 Filed Sep 25, 2025 21:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 500 $0.42 $209.10
Disclosure

SEC source: 0001214659-25-014201 · marketforms-70865.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · See Remark

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,550

Read SEC document
September 24, 2025 Filed Sep 26, 2025 00:59 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 39,140 $2.31 $90,374.26
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 25,882

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.3090. The range of sales prices on the transaction date was $2.3088 to $2.3217 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 24, 2025 Filed Sep 26, 2025 20:30 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 4,000 $7.21 $28,820.00
Disclosure

SEC source: 0001214659-25-014246 · marketforms-70868.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 22,700

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 23, 2025 Filed Sep 25, 2025 21:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 1,000 $0.39 $388.50
Disclosure

SEC source: 0001214659-25-014201 · marketforms-70865.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · See Remark

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,050

Read SEC document
September 23, 2025 Filed Sep 26, 2025 00:59 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 43,238 $2.38 $102,720.52
Disclosure

SEC source: 0001214659-25-014210 · marketforms-70866.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 65,022

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014056 · marketforms-70836.xml · derivative · entry 6

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,071.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F6 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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September 22, 2025 Filed Sep 23, 2025 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-014056 · marketforms-70836.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 108,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 19, 2025 Filed Sep 23, 2025 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 77,009 $2.35 $180,855.64
Disclosure

SEC source: 0001214659-25-014056 · marketforms-70836.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 8,260

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 3,000 $5.71 $17,141.10
Disclosure

SEC source: 0001214659-25-013975 · marketforms-70820.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 18,700

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 20,870 $2.47 $51,492.55
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 85,269

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 18, 2025 00:48 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 3,000 $0.40 $1,210.80
Disclosure

SEC source: 0001214659-25-013880 · mcault_hyperscale.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,050

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4036. The range of purchase prices on the transaction date was $0.3888 to $0.4069 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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September 17, 2025 Filed Sep 19, 2025 20:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 3,000 $6.40 $19,208.40
Disclosure

SEC source: 0001214659-25-013975 · marketforms-70820.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 15,700

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionSeries B Convertible Preferred Stock · Derivative 232 $1,000.00 Strike: $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · derivative · entry 7

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,303.2447

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Conversion Price of the Series B Preferred is subject to adjustment as set forth in that certain Designation of Preferences, Rights and Limitations of the Series B Convertible Voting Preferred Stock.

F6 · derivative.expiration_date: The shares of Series B Preferred have no expiration date.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 2,121 $2.45 $5,203.87
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 106,139

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 ConversionCommon Stock 100,000 $2.32 $232,000.00
Disclosure

SEC source: 0001214659-25-013976 · marketforms-70818.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 108,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock received upon conversion of Series B convertible preferred stock ("Series B Preferred").

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 15, 2025 Filed Sep 18, 2025 00:48 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 6,000 $0.52 $3,099.00
Disclosure

SEC source: 0001214659-25-013880 · mcault_hyperscale.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,050

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.5165. The range of purchase prices on the transaction date was $0.4464 to $0.7107 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
September 11, 2025 Filed Nov 20, 2025 22:40 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 500 $0.37 $185.00
Disclosure

SEC source: 0001214659-25-017033 · marketforms-71332.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,750

Read SEC document
September 10, 2025 Filed Sep 17, 2025 01:31 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 307 $5.13 $1,575.34
Disclosure

SEC source: 0001214659-25-013837 · mcault_universal.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 12,700

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 23:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 1,000 $0.38 $375.30
Disclosure

SEC source: 0001214659-25-013616 · marketforms-70737.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · See Remark

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,050

Read SEC document
September 08, 2025 Filed Sep 10, 2025 23:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 2,600 $0.40 $1,050.40
Disclosure

SEC source: 0001214659-25-013616 · marketforms-70737.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · See Remark

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,050

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4040. The range of purchase prices on the transaction date was $0.4035 to $0.4044 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 GrantSeries H Convertible Preferred Stock · Derivative 4,000 $1,000.00 $4,000,000.00
Disclosure

SEC source: 0001214659-25-013385 · marketforms-70553.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 4,000

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: As of September 4, 2025, the Series H Conversion Price was $0.419475 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 2,383.93 shares of Class A Common Stock.

F2 · derivative.exercise_date: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.79645 or (B) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F3 · derivative.expiration_date: The Series H Convertible Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: As of September 4, 2025, the Series H Conversion Price was $0.419475 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 2,383.93 shares of Class A Common Stock.

F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.