Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alzamend Neuro, Inc.ALZN · Entity 8081 | Director | August 26, 2026 | August 31, 2026 |
| Ault Disruptive Technologies CorpADRT · Entity 87178 | Director · 10% owner | September 30, 2024 | October 01, 2024 |
| Hyperscale Data, Inc.GPUS · Entity 717 | Director · Executive Chairman · 10% owner | September 29, 2026 | October 01, 2026 |
| Microphase CorpNONE · Entity 169660 | Director | September 22, 2017 | September 25, 2017 |
| QXO, Inc.SSNT · Entity 3404 | 10% owner | June 28, 2021 | July 21, 2021 |
| RiskOn International, Inc.ROII · Entity 91743 | Director · Chief Executive Officer | April 24, 2024 | April 26, 2024 |
| UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803 | Director · 10% owner | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alzamend Neuro, Inc.
Report date August 26, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0 F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 116,648 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 116,648 F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Life Sciences, Inc. | 11,068 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,068 F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Life Sciences Fund, LLC | 61 |
Reported balance
Holding disclosure · report date 2026-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 61 F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.
F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.
Ault Disruptive Technologies Corp
Report date September 30, 2024 · Filed October 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Ault Lending, LLC | 0 |
Reported balance
After 2024-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Ault Disruptive Technologies Company, LLC | 7,100,000 |
Reported balance
Holding disclosure · report date 2024-09-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 7,100,000 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor. |
Filing footnotes · ownership attribution and instrument terms
F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.
F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.
F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.
Hyperscale Data, Inc.
Report date September 29, 2026 · Filed October 01, 2026
Jointly reported with Ault & Company, Inc.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 962,500 |
Reported balance
After 2026-09-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 13,925,566 |
Last balance in matching sequence
After 2026-09-30 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Ault & Company, Inc. | 15,686,550 |
Reported balance
After 2026-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | Direct | 149 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 149 |
| 13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 200 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 200 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30 | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 400,000 F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. |
| Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 31,587 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 31,587 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 50,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 50,000 F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F7: The Series C Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series G Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 960 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 960 F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F10: The Series G Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series H Convertible Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ault & Company, Inc. | 4,000 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 4,000 F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F13: The Series H Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94 | IndirectBy Ault & Company, Inc. | 84,470 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 84,470 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59 | IndirectBy Ault & Company, Inc. | 32,444 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 32,444 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69 | IndirectBy Ault & Company, Inc. | 10,899 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 10,899 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
F2: The Class B Common Stock does not expire.
F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F7: The Series C Convertible Preferred Stock has no expiration date.
F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F10: The Series G Convertible Preferred Stock has no expiration date.
F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F13: The Series H Convertible Preferred Stock has no expiration date.
F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.
Microphase Corp
Report date September 22, 2017 · Filed September 25, 2017
This filing explicitly reported no securities owned.
QXO, Inc.
Report date June 28, 2021 · Filed July 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,000 |
Reported balance
After 2021-06-28 transaction · row 1
1 source rowRow 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Digital Power Lending, LLC | 743,000 |
Reported balance
Holding disclosure · report date 2021-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 743,000 F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL. |
Filing footnotes · ownership attribution and instrument terms
F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.
RiskOn International, Inc.
Report date April 24, 2024 · Filed April 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 844,492 |
Reported balance
After 2024-04-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492 F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc | 42,000 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 42,000 F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. |
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Reported balance
Holding disclosure · report date 2024-04-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
UNIVERSAL SAFETY PRODUCTS, INC.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 1,166,096 |
Reported balance
After 2026-09-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096 F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | Direct | 10,800 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,800 |
| Common StockSEC Table I · non-derivative | IndirectBy Alpha Structured Finance LP | 22,700 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,700 F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault & Company, Inc. | 6,200 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,200 F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. |
Filing footnotes · ownership attribution and instrument terms
F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Algorhythm Holdings, Inc.
Report date October 04, 2024 · Filed October 08, 2024
Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 1,310,000 |
Reported balance
After 2024-10-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000 F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
| Common StockSEC Table I · non-derivative | IndirectBy Ault Lending, LLC | 945,000 |
Reported balance
After 2024-10-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000 F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 1, 2026 01:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 89,000 | $0.27 | $24,056.70 |
DisclosureSEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,501 F5 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2703. The range of purchase prices on the transaction date was $0.2617 to $0.3050 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 800 | $5.49 | $4,391.12 |
DisclosureSEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,900 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4889. The range of purchase prices on the transaction date was $5.075 to $5.6681 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 10,000 | $5.16 | $51,604.00 |
DisclosureSEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,130,262 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 01:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 150,000 | $0.30 | $44,505.00 |
DisclosureSEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 700,001 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2967. The range of purchase prices on the transaction date was $0.2958 to $0.2986 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 01:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | SaleClass A Common Stock | 1,000 | $0.29 | $288.20 |
DisclosureSEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,501 Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 01:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 47,641 | $0.31 | $14,625.79 |
DisclosureSEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,501 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3070. The range of purchase prices on the transaction date was $0.2835 to $0.3334 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 27, 2026 Filed Sep 1, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 300 | $5.78 | $1,734.00 |
DisclosureSEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,100 Read SEC document |
| August 27, 2026 Filed Sep 1, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 5,000 | $6.02 | $30,086.00 |
DisclosureSEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,120,262 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 27, 2026 Filed Sep 1, 2026 01:00 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 10,000 | $0.34 | $3,358.00 |
DisclosureSEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,860 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3358. The range of purchase prices on the transaction date was $0.3336 to $0.3379 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 22:50 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 200 | $5.95 | $1,190.02 |
DisclosureSEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,800 Read SEC document |
| August 26, 2026 Filed Aug 26, 2026 22:50 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 10,000 | $6.08 | $60,782.00 |
DisclosureSEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,115,262 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 26, 2026 Filed Aug 31, 2026 10:05 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | SaleCommon Stock | 2,000 | $1.56 | $3,116.20 |
DisclosureSEC source: 0001214659-26-011121 · marketforms-73912.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| August 25, 2026 Filed Aug 26, 2026 22:50 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 500 | $5.85 | $2,926.00 |
DisclosureSEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,600 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.852. The range of purchase prices on the transaction date was $5.71 to $5.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 25, 2026 Filed Aug 26, 2026 22:50 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 8,729 | $6.03 | $52,674.28 |
DisclosureSEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,105,262 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 22:50 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 10,000 | $6.59 | $65,904.00 |
DisclosureSEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,096,533 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 21, 2026 Filed Aug 22, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 1,000 | $6.37 | $6,370.00 |
DisclosureSEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,100 Read SEC document |
| August 21, 2026 Filed Aug 22, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 20,672 | $6.34 | $130,961.25 |
DisclosureSEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,086,533 F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 20, 2026 Filed Aug 22, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 6,006 | $6.15 | $36,912.88 |
DisclosureSEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,065,861 F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 20, 2026 Filed Aug 22, 2026 00:00 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 1,500 | $6.07 | $9,100.05 |
DisclosureSEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Alpha Structured Finance LP Disclosed balance after: 22,700 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.0667. The range of purchase prices on the transaction date was $6.0589 to $6.0805 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 1,000 | $5.87 | $5,870.00 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 8 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,100 F7 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 1,500 | $4.53 | $6,795.00 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 7 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 24,328 | $5.58 | $135,672.39 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 6 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,059,855 F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 700 | $4.38 | $3,064.81 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,600 F6 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 5,275 | $4.44 | $23,442.10 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,035,527 F5 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 300 | $3.83 | $1,148.82 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,900 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 5,000 | $4.09 | $20,454.50 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,030,252 F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 21:29 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 1,200 | $4.12 | $4,944.96 |
DisclosureSEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Alpha Structured Finance LP Disclosed balance after: 21,200 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. Read SEC document |
| July 31, 2026 Filed Aug 5, 2026 01:35 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | GrantSeries D Convertible Preferred Stock · Derivative | 7,500 | $1,000.00 | $7,500,000.00 |
DisclosureSEC source: 0001214659-26-009594 · marketforms-73679.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 7,500 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock has a stated value of $1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F2 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date. F3 · derivative.underlying_shares: As of August 4, 2026, the Conversion Price was $1.016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock. F4 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| July 08, 2026 Filed Jul 9, 2026 22:01 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 200 | $3.96 | $792.00 |
DisclosureSEC source: 0001214659-26-008407 · marketforms-73598.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 6,200 F2 · ownership.nature: Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. Read SEC document |
| July 08, 2026 Filed Jul 9, 2026 22:01 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 100 | $3.89 | $388.69 |
DisclosureSEC source: 0001214659-26-008407 · marketforms-73598.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,600 Read SEC document |
| July 07, 2026 Filed Jul 9, 2026 22:01 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 300 | $4.06 | $1,217.82 |
DisclosureSEC source: 0001214659-26-008407 · marketforms-73598.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0594. The range of purchase prices on the transaction date was $4.056 to $4.0904 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 100 | $19.53 | $1,952.50 |
DisclosureSEC source: 0001214659-26-008149 · marketforms-73524.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 200 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 10:01 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 18,000 | $0.27 | $4,838.40 |
DisclosureSEC source: 0001214659-26-007591 · marketforms-73428.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 744,300 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2688. The range of purchase prices on the transaction date was $0.2525 to $0.3000 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 5,000 | $0.24 | $1,179.50 |
DisclosureSEC source: 0001214659-26-007532 · marketforms-73418.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 726,300 Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 50,000 | $0.24 | $11,765.00 |
DisclosureSEC source: 0001214659-26-007532 · marketforms-73418.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 2,750,005 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 100,000 | $0.16 | $15,940.00 |
DisclosureSEC source: 0001214659-26-007423 · marketforms-73401.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 2,700,005 F3 · ownership.nature: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1634. The range of purchase prices on the transaction date was $0.1547 to $0.1775 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 15,000 | $0.16 | $2,451.00 |
DisclosureSEC source: 0001214659-26-007423 · marketforms-73401.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 721,300 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1634. The range of purchase prices on the transaction date was $0.1547 to $0.1775 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseClass A Common Stock | 40,000 | $0.17 | $6,648.00 |
DisclosureSEC source: 0001214659-26-007423 · marketforms-73401.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 706,300 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1662. The range of purchase prices on the transaction date was $0.1636 to $0.1726 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| May 28, 2026 Filed May 29, 2026 20:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock | 100 | $21.19 | $2,119.00 |
DisclosureSEC source: 0001214659-26-006922 · marketforms-73306.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 100 F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| May 19, 2026 Filed May 20, 2026 23:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseCommon Stock | 100,000 | $0.13 | $13,430.00 |
DisclosureSEC source: 0001214659-26-006624 · marketforms-73220.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault & Company, Inc. Disclosed balance after: 2,600,005 F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co. Read SEC document |
| May 19, 2026 Filed May 20, 2026 23:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | PurchaseCommon Stock | 397,500 | $0.13 | $52,390.50 |
DisclosureSEC source: 0001214659-26-006624 · marketforms-73220.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,300 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1318. The range of purchase prices on the transaction date was $0.1309 to $0.1369 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:45 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 185,000 | $5.75 | $1,063,750.00 |
DisclosureSEC source: 0001214659-26-006581 · marketforms-73190.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 1,025,252 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| May 06, 2026 Filed May 9, 2026 00:30 UTC | Hyperscale Data, Inc. GPUS · Entity 717 | GrantStock Options (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $0.72 | $0.00 |
DisclosureSEC source: 0001214659-26-005865 · marketforms-73092.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner Ault & Company, Inc. · CIK 0001734770 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires 2035-07-30 F1 · price: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 2,000,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. F1 · derivative.exercise_date: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 2,000,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan. Read SEC document |
| April 30, 2026 Filed May 4, 2026 20:30 UTC | UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 | PurchaseCommon Stock | 155,000 | $5.75 | $891,250.00 |
DisclosureSEC source: 0001214659-26-005501 · marketforms-73050.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 840,252 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| April 17, 2026 Filed Aug 5, 2026 01:00 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | GrantStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001214659-26-009590 · marketforms-73668.xml · derivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-11-12 F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 100,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026. Read SEC document |
| April 14, 2026 Filed Apr 16, 2026 20:30 UTC | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 108,388 | $1.00 | $108,897.42 |
DisclosureSEC source: 0001214659-26-004742 · marketforms-72943.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 116,648 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 2,000 | $1.03 | $2,067.60 |
DisclosureSEC source: 0001214659-26-011111 · marketforms-73911.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0338. The range of purchase prices on the transaction date was $1.00 to $1.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 108,388 | $1.00 | $108,897.42 |
DisclosureSEC source: 0001214659-26-011111 · marketforms-73911.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 116,648 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
| April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 2,000 | $1.03 | $2,067.60 |
DisclosureSEC source: 0001214659-26-011110 · marketforms-73911.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0338. The range of purchase prices on the transaction date was $1.00 to $1.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document |
| April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment | Alzamend Neuro, Inc. ALZN · Entity 8081 | PurchaseCommon Stock | 108,388 | $1.00 | $108,897.42 |
DisclosureSEC source: 0001214659-26-011110 · marketforms-73911.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ault Lending, LLC Disclosed balance after: 116,648 F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.