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person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity
718
SEC CIK
0001212502

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alzamend Neuro, Inc.ALZN · Entity 8081DirectorAugust 26, 2026August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178Director · 10% ownerSeptember 30, 2024October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717Director · Executive Chairman · 10% ownerSeptember 29, 2026October 01, 2026
Microphase CorpNONE · Entity 169660DirectorSeptember 22, 2017September 25, 2017
QXO, Inc.SSNT · Entity 340410% ownerJune 28, 2021July 21, 2021
RiskOn International, Inc.ROII · Entity 91743Director · Chief Executive OfficerApril 24, 2024April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803Director · 10% ownerSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC116,648 Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 116,648

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences, Inc.11,068 Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 11,068

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

Common StockSEC Table I · non-derivativeIndirectBy Ault Life Sciences Fund, LLC61 Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 61

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Lending, LLC0 Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50IndirectBy Ault Disruptive Technologies Company, LLC7,100,000 Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 7,100,000

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect962,500 Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500

Class A Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.13,925,566 Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Ault & Company, Inc.15,686,550 Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeDirect149 Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 149

13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.200 Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 200

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30Direct400,000 Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 400,000

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct31,587 Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 31,587

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

Series C Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.50,000 Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 50,000

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.960 Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 960

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series H Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ault & Company, Inc.4,000 Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 4,000

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94IndirectBy Ault & Company, Inc.84,470 Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 84,470

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59IndirectBy Ault & Company, Inc.32,444 Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 32,444

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69IndirectBy Ault & Company, Inc.10,899 Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 10,899

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,000 Reported balance After 2021-06-28 transaction · row 1
1 source row

Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000

Common StockSEC Table I · non-derivativeIndirectBy Digital Power Lending, LLC743,000 Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 743,000

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC844,492 Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc42,000 Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 42,000

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Common StockSEC Table I · non-derivativeDirect7,000 Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,166,096 Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeDirect10,800 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,800

Common StockSEC Table I · non-derivativeIndirectBy Alpha Structured Finance LP22,700 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 22,700

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Common StockSEC Table I · non-derivativeIndirectBy Ault & Company, Inc.6,200 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 6,200

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC1,310,000 Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Common StockSEC Table I · non-derivativeIndirectBy Ault Lending, LLC945,000 Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 1, 2026 01:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 89,000 $0.27 $24,056.70
Disclosure

SEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,501

F5 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2703. The range of purchase prices on the transaction date was $0.2617 to $0.3050 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 28, 2026 Filed Sep 1, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 800 $5.49 $4,391.12
Disclosure

SEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,900

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.4889. The range of purchase prices on the transaction date was $5.075 to $5.6681 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 28, 2026 Filed Sep 1, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 10,000 $5.16 $51,604.00
Disclosure

SEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,130,262

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 28, 2026 Filed Sep 1, 2026 01:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 150,000 $0.30 $44,505.00
Disclosure

SEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 700,001

F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2967. The range of purchase prices on the transaction date was $0.2958 to $0.2986 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F4 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
August 28, 2026 Filed Sep 1, 2026 01:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 SaleClass A Common Stock 1,000 $0.29 $288.20
Disclosure

SEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,501

Read SEC document
August 28, 2026 Filed Sep 1, 2026 01:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 47,641 $0.31 $14,625.79
Disclosure

SEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,501

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3070. The range of purchase prices on the transaction date was $0.2835 to $0.3334 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 27, 2026 Filed Sep 1, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 300 $5.78 $1,734.00
Disclosure

SEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,100

Read SEC document
August 27, 2026 Filed Sep 1, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 5,000 $6.02 $30,086.00
Disclosure

SEC source: 0001214659-26-011250 · marketforms-73914.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,120,262

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 27, 2026 Filed Sep 1, 2026 01:00 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 10,000 $0.34 $3,358.00
Disclosure

SEC source: 0001214659-26-011255 · ownership.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,860

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3358. The range of purchase prices on the transaction date was $0.3336 to $0.3379 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 26, 2026 Filed Aug 26, 2026 22:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 200 $5.95 $1,190.02
Disclosure

SEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,800

Read SEC document
August 26, 2026 Filed Aug 26, 2026 22:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 10,000 $6.08 $60,782.00
Disclosure

SEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,115,262

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 26, 2026 Filed Aug 31, 2026 10:05 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 SaleCommon Stock 2,000 $1.56 $3,116.20
Disclosure

SEC source: 0001214659-26-011121 · marketforms-73912.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2 · price: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Read SEC document
August 25, 2026 Filed Aug 26, 2026 22:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 500 $5.85 $2,926.00
Disclosure

SEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,600

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.852. The range of purchase prices on the transaction date was $5.71 to $5.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 25, 2026 Filed Aug 26, 2026 22:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 8,729 $6.03 $52,674.28
Disclosure

SEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,105,262

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 22:50 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 10,000 $6.59 $65,904.00
Disclosure

SEC source: 0001214659-26-010931 · marketforms-73906.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,096,533

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 1,000 $6.37 $6,370.00
Disclosure

SEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,100

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 20,672 $6.34 $130,961.25
Disclosure

SEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,086,533

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 20, 2026 Filed Aug 22, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 6,006 $6.15 $36,912.88
Disclosure

SEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,065,861

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 20, 2026 Filed Aug 22, 2026 00:00 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 1,500 $6.07 $9,100.05
Disclosure

SEC source: 0001214659-26-010748 · marketforms-73866.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Alpha Structured Finance LP

Disclosed balance after: 22,700

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $6.0667. The range of purchase prices on the transaction date was $6.0589 to $6.0805 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Read SEC document
August 19, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 1,000 $5.87 $5,870.00
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 8

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,100

F7 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.87. The range of purchase prices on the transaction date was $5.80 to $5.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 19, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 1,500 $4.53 $6,795.00
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 7

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,100

Read SEC document
August 19, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 24,328 $5.58 $135,672.39
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 6

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,059,855

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 700 $4.38 $3,064.81
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 5

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

F6 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3783. The range of purchase prices on the transaction date was $4.17 to $4.50 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 5,275 $4.44 $23,442.10
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 4

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,035,527

F5 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.4440. The range of purchase prices on the transaction date was $3.85 to $4.3868 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 300 $3.83 $1,148.82
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8294. The range of purchase prices on the transaction date was $3.69 to $3.9982 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 5,000 $4.09 $20,454.50
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,030,252

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 21:29 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 1,200 $4.12 $4,944.96
Disclosure

SEC source: 0001214659-26-010625 · marketforms-73810.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Alpha Structured Finance LP

Disclosed balance after: 21,200

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.1208. The range of purchase prices on the transaction date was $3.9917 to $4.1412 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Read SEC document
July 31, 2026 Filed Aug 5, 2026 01:35 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 GrantSeries D Convertible Preferred Stock · Derivative 7,500 $1,000.00 $7,500,000.00
Disclosure

SEC source: 0001214659-26-009594 · marketforms-73679.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 7,500

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock has a stated value of $1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F2 · derivative.expiration_date: The Series D Convertible Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: As of August 4, 2026, the Conversion Price was $1.016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock.

F4 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 22:01 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 200 $3.96 $792.00
Disclosure

SEC source: 0001214659-26-008407 · marketforms-73598.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 6,200

F2 · ownership.nature: Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 22:01 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 100 $3.89 $388.69
Disclosure

SEC source: 0001214659-26-008407 · marketforms-73598.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,600

Read SEC document
July 07, 2026 Filed Jul 9, 2026 22:01 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 300 $4.06 $1,217.82
Disclosure

SEC source: 0001214659-26-008407 · marketforms-73598.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0594. The range of purchase prices on the transaction date was $4.056 to $4.0904 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 100 $19.53 $1,952.50
Disclosure

SEC source: 0001214659-26-008149 · marketforms-73524.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 200

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

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June 18, 2026 Filed Jun 22, 2026 10:01 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 18,000 $0.27 $4,838.40
Disclosure

SEC source: 0001214659-26-007591 · marketforms-73428.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,300

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2688. The range of purchase prices on the transaction date was $0.2525 to $0.3000 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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June 16, 2026 Filed Jun 17, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 5,000 $0.24 $1,179.50
Disclosure

SEC source: 0001214659-26-007532 · marketforms-73418.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,300

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June 16, 2026 Filed Jun 17, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 50,000 $0.24 $11,765.00
Disclosure

SEC source: 0001214659-26-007532 · marketforms-73418.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 2,750,005

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

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June 11, 2026 Filed Jun 12, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 100,000 $0.16 $15,940.00
Disclosure

SEC source: 0001214659-26-007423 · marketforms-73401.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 2,700,005

F3 · ownership.nature: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1634. The range of purchase prices on the transaction date was $0.1547 to $0.1775 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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June 11, 2026 Filed Jun 12, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 15,000 $0.16 $2,451.00
Disclosure

SEC source: 0001214659-26-007423 · marketforms-73401.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,300

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1634. The range of purchase prices on the transaction date was $0.1547 to $0.1775 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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June 10, 2026 Filed Jun 12, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseClass A Common Stock 40,000 $0.17 $6,648.00
Disclosure

SEC source: 0001214659-26-007423 · marketforms-73401.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,300

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1662. The range of purchase prices on the transaction date was $0.1636 to $0.1726 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

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May 28, 2026 Filed May 29, 2026 20:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock 100 $21.19 $2,119.00
Disclosure

SEC source: 0001214659-26-006922 · marketforms-73306.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 100

F1 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
May 19, 2026 Filed May 20, 2026 23:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 100,000 $0.13 $13,430.00
Disclosure

SEC source: 0001214659-26-006624 · marketforms-73220.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 2,600,005

F2 · ownership.nature: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Read SEC document
May 19, 2026 Filed May 20, 2026 23:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 PurchaseCommon Stock 397,500 $0.13 $52,390.50
Disclosure

SEC source: 0001214659-26-006624 · marketforms-73220.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 666,300

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1318. The range of purchase prices on the transaction date was $0.1309 to $0.1369 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:45 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 185,000 $5.75 $1,063,750.00
Disclosure

SEC source: 0001214659-26-006581 · marketforms-73190.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 1,025,252

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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May 06, 2026 Filed May 9, 2026 00:30 UTC Hyperscale Data, Inc. GPUS · Entity 717 GrantStock Options (right to buy) · Derivative 2,000,000 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0001214659-26-005865 · marketforms-73092.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner

Ault & Company, Inc. · CIK 0001734770 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2035-07-30

F1 · price: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 2,000,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F1 · derivative.exercise_date: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 2,000,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

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April 30, 2026 Filed May 4, 2026 20:30 UTC UNIVERSAL SAFETY PRODUCTS, INC. UUU · Entity 8803 PurchaseCommon Stock 155,000 $5.75 $891,250.00
Disclosure

SEC source: 0001214659-26-005501 · marketforms-73050.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 840,252

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

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April 17, 2026 Filed Aug 5, 2026 01:00 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 GrantStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001214659-26-009590 · marketforms-73668.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-11-12

F1 · derivative.exercise_date: On November 13, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 100,000 shares of Common Stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders. Stockholder approval was obtained on April 17, 2026, which was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning May 17, 2026.

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April 14, 2026 Filed Apr 16, 2026 20:30 UTC Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 108,388 $1.00 $108,897.42
Disclosure

SEC source: 0001214659-26-004742 · marketforms-72943.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 116,648

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 2,000 $1.03 $2,067.60
Disclosure

SEC source: 0001214659-26-011111 · marketforms-73911.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0338. The range of purchase prices on the transaction date was $1.00 to $1.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 108,388 $1.00 $108,897.42
Disclosure

SEC source: 0001214659-26-011111 · marketforms-73911.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 116,648

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 2,000 $1.03 $2,067.60
Disclosure

SEC source: 0001214659-26-011110 · marketforms-73911.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.0338. The range of purchase prices on the transaction date was $1.00 to $1.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Read SEC document
April 14, 2026 Filed Aug 31, 2026 10:00 UTC Amendment Alzamend Neuro, Inc. ALZN · Entity 8081 PurchaseCommon Stock 108,388 $1.00 $108,897.42
Disclosure

SEC source: 0001214659-26-011110 · marketforms-73911.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 116,648

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.