person · Reporting owner

AULT MILTON C III

Disclosed activity across 8 companies

Tapewire entity: 718
SEC CIK: 0001212502

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Alzamend Neuro, Inc.ALZN · Entity 8081	Director	August 26, 2026	August 31, 2026
Ault Disruptive Technologies CorpADRT · Entity 87178	Director · 10% owner	September 30, 2024	October 01, 2024
Hyperscale Data, Inc.GPUS · Entity 717	Director · Executive Chairman · 10% owner	September 29, 2026	October 01, 2026
Microphase CorpNONE · Entity 169660	Director	September 22, 2017	September 25, 2017
QXO, Inc.SSNT · Entity 3404	10% owner	June 28, 2021	July 21, 2021
RiskOn International, Inc.ROII · Entity 91743	Director · Chief Executive Officer	April 24, 2024	April 26, 2024
UNIVERSAL SAFETY PRODUCTS, INC.UUU · Entity 8803	Director · 10% owner	September 30, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alzamend Neuro, Inc.

Report date August 26, 2026 · Filed August 31, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-08-26 transaction · row 1 1 source row Row 1 · 2026-08-26 · Sale · Disposed 2,000 · Balance 0 F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer. F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	116,648	Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 116,648 F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault Life Sciences, Inc.	11,068	Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 11,068 F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.
Common StockSEC Table I · non-derivative	IndirectBy Ault Life Sciences Fund, LLC	61	Reported balance Holding disclosure · report date 2026-08-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 61 F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The sale of these shares is a matchable transaction subject to Section 16(b) of the Securities Exchange Act of 1934. The reporting person has calculated a short-swing profit in connection with such matchable transactions, which the reporting person intends to disgorge to the Issuer.

F2: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $1.5581. The range of sale prices on the transaction date was $1.55 to $1.5619 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F4: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc.

F5: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences Fund, LLC.

Ault Disruptive Technologies Corp

Report date September 30, 2024 · Filed October 01, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Ault Lending, LLC	0	Reported balance After 2024-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-09-30 · Sale · Disposed 10,000 · Balance 0 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Ault Disruptive Technologies Company, LLC	7,100,000	Reported balance Holding disclosure · report date 2024-09-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 7,100,000 F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer. F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants may be exercised during the period commencing on the consummation by the Issuer of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other similar business combination with one or more businesses or entities (a "Business Combination") and terminating at 5:00 p.m., New York City time, on the date that is five years after the consummation of the Issuer's initial Business Combination or earlier upon redemption or the liquidation of the Issuer.

F2: Ault Lending, LLC ("AL") is a wholly-owned subsidiary of HSD. Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by AL.

F3: Ault Disruptive Technologies Company, LLC (the "Sponsor") is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by the Sponsor.

Hyperscale Data, Inc.

Report date September 29, 2026 · Filed October 01, 2026

Jointly reported with Ault & Company, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	962,500	Reported balance After 2026-09-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-29 · Purchase · Acquired 1,600 · Balance 962,500
Class A Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	13,925,566	Last balance in matching sequence After 2026-09-30 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2026-09-30 · Purchase · Acquired 311,874 · Balance 3,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. Row 3 · 2026-09-30 · Purchase · Acquired 10,000,000 · Balance 13,925,566 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Ault & Company, Inc.	15,686,550	Reported balance After 2026-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2026-09-30 · Purchase · Acquired 389,404 · Balance 15,686,550 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative	Direct	149	Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 149
13% Series D Cumulative Redeemable Perpetual Preferred StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	200	Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 200 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.60 · Expires 2035-07-30	Direct	400,000	Reported balance Holding disclosure · report date 2026-09-29 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 400,000 F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	31,587	Reported balance Holding disclosure · report date 2026-09-29 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 31,587 F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock. F2: The Class B Common Stock does not expire.
Series C Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	50,000	Reported balance Holding disclosure · report date 2026-09-29 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance 50,000 F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F7: The Series C Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series G Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	960	Reported balance Holding disclosure · report date 2026-09-29 · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · Balance 960 F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F10: The Series G Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series H Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectBy Ault & Company, Inc.	4,000	Reported balance Holding disclosure · report date 2026-09-29 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 4,000 F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock. F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events. F13: The Series H Convertible Preferred Stock has no expiration date. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $591.94	IndirectBy Ault & Company, Inc.	84,470	Reported balance Holding disclosure · report date 2026-09-29 · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · Balance 84,470 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Series G WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $29.59	IndirectBy Ault & Company, Inc.	32,444	Reported balance Holding disclosure · report date 2026-09-29 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 32,444 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
October 2023 WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $803.69	IndirectBy Ault & Company, Inc.	10,899	Reported balance Holding disclosure · report date 2026-09-29 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 10,899 F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance. F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock.

F2: The Class B Common Stock does not expire.

F3: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

F4: On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.

F5: As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F6: Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F7: The Series C Convertible Preferred Stock has no expiration date.

F8: As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F9: Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F10: The Series G Convertible Preferred Stock has no expiration date.

F11: As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.

F12: Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.

F13: The Series H Convertible Preferred Stock has no expiration date.

F14: The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.

Microphase Corp

Report date September 22, 2017 · Filed September 25, 2017

This filing explicitly reported no securities owned.

QXO, Inc.

Report date June 28, 2021 · Filed July 21, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,000	Reported balance After 2021-06-28 transaction · row 1 1 source row Row 1 · 2021-06-28 · Sale · Disposed 500 · Balance 8,000
Common StockSEC Table I · non-derivative	IndirectBy Digital Power Lending, LLC	743,000	Reported balance Holding disclosure · report date 2021-06-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 743,000 F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

Filing footnotes · ownership attribution and instrument terms

F1: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of Ault Global Holdings, Inc. ("AGH"). Mr. Ault, the Executive Chairman of AGH, is deemed to have voting and investment power with respect to the securities held of record by DPL.

RiskOn International, Inc.

Report date April 24, 2024 · Filed April 26, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	844,492	Reported balance After 2024-04-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-04-24 · Purchase · Acquired 43,147 · Balance 844,492 F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc	42,000	Reported balance Holding disclosure · report date 2024-04-24 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 42,000 F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
Common StockSEC Table I · non-derivative	Direct	7,000	Reported balance Holding disclosure · report date 2024-04-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,000

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC ("Ault Lending") is a wholly owned subsidiary of Ault Alliance, Inc ("AAI"). The Reporting Person is the Executive Chairman of AAI and is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.

UNIVERSAL SAFETY PRODUCTS, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	1,166,096	Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-30 · Purchase · Acquired 18,000 · Balance 1,166,096 F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	Direct	10,800	Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 10,800
Common StockSEC Table I · non-derivative	IndirectBy Alpha Structured Finance LP	22,700	Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 22,700 F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Common StockSEC Table I · non-derivative	IndirectBy Ault & Company, Inc.	6,200	Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 6,200 F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Filing footnotes · ownership attribution and instrument terms

F1: Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F2: Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

F3: Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Algorhythm Holdings, Inc.

Report date October 04, 2024 · Filed October 08, 2024

Section 16 reporting ended · disclosed 2024-10-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	1,310,000	Reported balance After 2024-10-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-10-04 · Sale · Disposed 46,900 · Balance 1,310,000 F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
Common StockSEC Table I · non-derivative	IndirectBy Ault Lending, LLC	945,000	Reported balance After 2024-10-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-10-07 · Sale · Disposed 365,100 · Balance 945,000 F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Filing footnotes · ownership attribution and instrument terms

F1: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.4728. The range of sale prices on the transaction date was $0.45 to $0.49 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2: Ault Lending, LLC ("Ault Lending"), is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

F3: The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7320. The range of sale prices on the transaction date was $0.695 to $0.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 30, 2022 Filed Jul 1, 2022 21:49 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	900,000	$0.27	$246,780.00	Disclosure SEC source: 0001214659-22-008553 · marketforms-56606.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 24,025,000 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated May 24, 2022, adopted by Ault Alpha. F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2742. The range of purchase prices on the transaction date was $0.2599 to $0.2655 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 29, 2022 Filed Jun 30, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	900,000	$0.27	$246,870.00	Disclosure SEC source: 0001214659-22-008492 · marketforms-56584.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 23,125,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2743. The range of purchase prices on the transaction date was $0.2663 to $0.2701 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP ("Ault Alpha"), respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 29, 2022 Filed Jun 30, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	10,000	$0.88	$8,830.00	Disclosure SEC source: 0001214659-22-008493 · marketforms-56585.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,916,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8830. The range of purchase prices on the transaction date was $0.8757 to $0.8997 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 23, 2022 Filed Jun 24, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	125,000	$0.28	$34,837.50	Disclosure SEC source: 0001214659-22-008291 · marketforms-56538.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 22,225,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 22, 2022 Filed Jun 24, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	100,000	$0.30	$29,690.00	Disclosure SEC source: 0001214659-22-008291 · marketforms-56538.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 22,100,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 17, 2022 Filed Jun 21, 2022 22:16 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	10,000	$0.88	$8,841.00	Disclosure SEC source: 0001214659-22-008216 · marketforms-56502.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,906,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8841. The range of purchase prices on the transaction date was $0.87 to $0.89 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 15, 2022 Filed Jun 15, 2022 23:11 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	82,043	$0.29	$23,890.92	Disclosure SEC source: 0001214659-22-008075 · marketforms-56479.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 22,000,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 15, 2022 Filed Jun 16, 2022 22:39 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	10,000	$0.87	$8,740.00	Disclosure SEC source: 0001214659-22-008138 · marketforms-56485.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,896,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8740. The range of purchase prices on the transaction date was $0.8576 to $0.875 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 14, 2022 Filed Jun 15, 2022 23:11 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	917,957	$0.25	$233,987.24	Disclosure SEC source: 0001214659-22-008075 · marketforms-56479.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 21,917,957 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	10,000	$0.85	$8,474.00	Disclosure SEC source: 0001214659-22-008057 · marketforms-56476.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,886,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8474. The range of purchase prices on the transaction date was $0.8438 to $0.8476 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 13, 2022 Filed Jun 14, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	1,000,000	$0.26	$258,900.00	Disclosure SEC source: 0001214659-22-008036 · marketforms-56463.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 21,000,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 10, 2022 Filed Jun 14, 2022 22:36 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	500	$21.80	$10,899.95	Disclosure SEC source: 0001214659-22-008043 · marketforms-56469.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 53,033 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:30 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	500	$22.40	$11,200.00	Disclosure SEC source: 0001214659-22-007932 · marketforms-56444.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 52,533 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 09, 2022 Filed Jun 10, 2022 20:30 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	1,200	$19.04	$22,849.92	Disclosure SEC source: 0001214659-22-007932 · marketforms-56444.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 52,033 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:30 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	256	$18.00	$4,608.00	Disclosure SEC source: 0001214659-22-007909 · marketforms-56437.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 50,833 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:30 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	1,000	$16.57	$16,574.60	Disclosure SEC source: 0001214659-22-007909 · marketforms-56437.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 50,577 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	8,000	$0.95	$7,576.00	Disclosure SEC source: 0001214659-22-007910 · marketforms-56438.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,876,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.947. The range of purchase prices on the transaction date was $0.94 to $0.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 07, 2022 Filed Jun 8, 2022 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	2,000	$0.94	$1,881.40	Disclosure SEC source: 0001214659-22-007896 · marketforms-56434.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,868,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9407. The range of purchase prices on the transaction date was $0.93 to $0.95 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:30 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	7,000	$18.92	$132,427.40	Disclosure SEC source: 0001214659-22-007909 · marketforms-56437.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 49,577 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 03, 2022 Filed Jun 3, 2022 22:09 UTC	Hyperscale Data, Inc. NILE · Entity 717	Purchase13% Series D Cumulative Redeemable Perpetual Preferred Stock	42,577	$25.00	$1,064,425.00	Disclosure SEC source: 0001214659-22-007825 · marketforms-56424.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 42,577 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
June 02, 2022 Filed Jun 3, 2022 21:36 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	8,000	$0.96	$7,679.20	Disclosure SEC source: 0001214659-22-007820 · marketforms-56423.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,866,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9599. The range of purchase prices on the transaction date was $0.9599 to $0.96 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	7,500	$0.38	$2,872.50	Disclosure SEC source: 0001214659-22-007770 · marketforms-56418.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,792 Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	2,470,395	$0.43	$1,066,963.60	Disclosure SEC source: 0001214659-22-007770 · marketforms-56418.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 20,000,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.4319. The range of purchase prices on the transaction date was $0.3991 to $0.4356 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
May 31, 2022 Filed Jun 2, 2022 21:00 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	1,429,605	$0.40	$571,699.04	Disclosure SEC source: 0001214659-22-007770 · marketforms-56418.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 17,529,605 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3999. The range of purchase prices on the transaction date was $0.3852 to $0.3895 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
May 27, 2022 Filed May 31, 2022 21:18 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	2,700,000	$0.38	$1,018,440.00	Disclosure SEC source: 0001214659-22-007630 · marketforms-56391.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 16,100,000 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3772. The range of purchase prices on the transaction date was $0.357 to $0.3638 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
May 27, 2022 Filed May 31, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	12,000	$0.96	$11,506.80	Disclosure SEC source: 0001214659-22-007618 · marketforms-56387.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,858,667 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9589. The range of purchase prices on the transaction date was $0.9489 to $1.0091 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 26, 2022 Filed May 31, 2022 21:18 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	1,300,000	$0.33	$429,910.00	Disclosure SEC source: 0001214659-22-007630 · marketforms-56391.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 13,400,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3307. The range of purchase prices on the transaction date was $0.3125 to $0.3253 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
May 26, 2022 Filed May 31, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	10,000	$0.91	$9,120.00	Disclosure SEC source: 0001214659-22-007618 · marketforms-56387.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,846,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.912. The range of purchase prices on the transaction date was $0.9034 to $0.92 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 25, 2022 Filed May 27, 2022 01:45 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	2,500	$0.31	$776.25	Disclosure SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 4 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,292 Read SEC document
May 25, 2022 Filed May 27, 2022 01:45 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	2,000,000	$0.31	$628,400.00	Disclosure SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 3 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 12,100,000 F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3142. The range of purchase prices on the transaction date was $0.2862 to $0.3152 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
May 24, 2022 Filed May 27, 2022 01:45 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	40,000	$0.28	$11,068.00	Disclosure SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,792 F3 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2767. The range of purchase prices on the transaction date was $0.2696 to $0.2791 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Read SEC document
May 24, 2022 Filed May 27, 2022 01:45 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	3,000,000	$0.30	$907,200.00	Disclosure SEC source: 0001214659-22-007482 · marketforms-56369.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 10,100,000 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3024. The range of purchase prices on the transaction date was $0.2768 to $0.2971 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
May 24, 2022 Filed May 26, 2022 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	16,100	$0.89	$14,306.46	Disclosure SEC source: 0001214659-22-007469 · marketforms-56368.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,836,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8886. The range of purchase prices on the transaction date was $0.88 to $0.89 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherPut Option (obligation to buy) · Derivative	39	$250.00 Strike: $2.50	$9,750.00	Disclosure SEC source: 0001214659-22-007391 · marketforms-56326.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 0 Underlying: Common Stock · 3,900 shares Expires 2022-05-20 F1 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 39 of such put options at $2.50 per share of common stock. F6 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 20, 2022 Filed May 24, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherCommon Stock	3,900	$2.50	$9,750.00	Disclosure SEC source: 0001214659-22-007391 · marketforms-56326.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,820,567 F1 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 39 of such put options at $2.50 per share of common stock. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 17, 2022 Filed May 19, 2022 01:20 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherPut Option (obligation to buy) · Derivative	11	$250.00 Strike: $2.50	$2,750.00	Disclosure SEC source: 0001214659-22-007190 · marketforms-56241.xml · derivative · entry 7 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 39 Underlying: Common Stock · 1,100 shares Expires 2022-05-20 F3 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 11 of such put options at $2.50 per share of common stock. F7 · derivative.exercise_date: The security listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 17, 2022 Filed May 19, 2022 01:20 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherCommon Stock	1,100	$2.50	$2,750.00	Disclosure SEC source: 0001214659-22-007190 · marketforms-56241.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,816,667 F3 · kind: On November 4, 2021, DPL wrote 50 put option contracts expiring in May 2022, which provided that DPL will be required to purchase shares of common stock at the stated strike price if the counterparty exercises such put options. On the transaction date listed above, the counterparty exercised 11 of such put options at $2.50 per share of common stock. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 17, 2022 Filed May 19, 2022 01:20 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	23,900	$0.98	$23,343.13	Disclosure SEC source: 0001214659-22-007190 · marketforms-56241.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,815,567 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9767. The range of purchase prices on the transaction date was $0.96 to $0.98 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC	Hyperscale Data, Inc. NILE · Entity 717	Exercise / conversionRestricted Stock Grant · Derivative	66,667	$0.00	$0.00	Disclosure SEC source: 0001214659-22-007156 · marketforms-56229.xml · derivative · entry 5 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc. F6 · derivative.exercise_date: On November 2, 2020, Mr. Ault was granted 200,000 restricted shares of the Issuer's common stock, which vested in three equal installments as follows: 66,666 shares on August 20, 2021, 66,667 shares on November 15, 2021, and 66,667 shares on May 15, 2022. Read SEC document
May 15, 2022 Filed May 18, 2022 00:25 UTC	Hyperscale Data, Inc. NILE · Entity 717	Exercise / conversionCommon Stock	66,667	$0.00	$0.00	Disclosure SEC source: 0001214659-22-007156 · marketforms-56229.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock. Read SEC document
May 12, 2022 Filed May 13, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	25,000	$0.85	$21,317.50	Disclosure SEC source: 0001214659-22-006832 · marketforms-56183.xml · nonDerivative · entry 2 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,791,667 F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.8527. The range of purchase prices on the transaction date was $0.8361 to $8568 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 06, 2022 Filed May 13, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	100,000	$1.00	$99,980.00	Disclosure SEC source: 0001214659-22-006832 · marketforms-56183.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,766,667 F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9998. The range of purchase prices on the transaction date was $0.9915 to $0.9999 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
May 05, 2022 Filed May 6, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	100,000	$1.07	$106,850.00	Disclosure SEC source: 0001214659-22-006418 · marketforms-56120.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 325,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:01 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherWarrants · Derivative	1,333,333	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0001214659-22-005991 · marketforms-56056.xml · derivative · entry 6 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 1,333,333 Underlying: Common Stock · 1,333,333 shares Expires 2027-04-25 F1 · kind: In connection with a securities purchase agreement dated March 9, 2021, the Issuer agreed to sell an aggregate of 6,666,667 shares of its common stock to Digital Power Lending, LLC, for an aggregate of Ten Million Dollars ($10,000,000) (the "Transaction"). In connection with the Transaction, on April 26, 2022, DPL received warrants to purchase 1,333,333 shares of common stock as additional consideration for purchase of 2,666,667 shares of common stock for $1.50 per share. F6 · derivative.exercise_date: The warrant may be exercised by the Holder on any day on or after the date of issuance, subject to beneficial ownership blocker provisions contained therein. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
April 26, 2022 Filed Apr 28, 2022 21:01 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	2,666,667	$1.50	$4,000,000.50	Disclosure SEC source: 0001214659-22-005991 · marketforms-56056.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Digital Power Lending, LLC Disclosed balance after: 9,666,667 F1 · kind: In connection with a securities purchase agreement dated March 9, 2021, the Issuer agreed to sell an aggregate of 6,666,667 shares of its common stock to Digital Power Lending, LLC, for an aggregate of Ten Million Dollars ($10,000,000) (the "Transaction"). In connection with the Transaction, on April 26, 2022, DPL received warrants to purchase 1,333,333 shares of common stock as additional consideration for purchase of 2,666,667 shares of common stock for $1.50 per share. F2 · ownership.nature: Digital Power Lending, LLC ("DPL") is a wholly-owned subsidiary of BitNile Holdings, Inc. ("BH"). Mr. Ault, the Executive Chairman of BH, is deemed to have voting and investment power with respect to the securities held of record by DPL. Read SEC document
April 22, 2022 Filed Apr 25, 2022 20:30 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	75,000	$0.94	$70,335.00	Disclosure SEC source: 0001214659-22-005760 · marketforms-56033.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 225,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document
April 11, 2022 Filed Apr 12, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	50,000	$1.13	$56,325.00	Disclosure SEC source: 0001214659-22-005159 · marketforms-55984.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 150,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document
March 18, 2022 Filed Mar 21, 2022 21:00 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	PurchaseCommon Stock	100,000	$1.10	$110,450.00	Disclosure SEC source: 0001214659-22-004185 · marketforms-55833.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 100,000 F1 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha LP, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha LP. Read SEC document
March 04, 2022 Filed Mar 4, 2022 22:48 UTC	Hyperscale Data, Inc. NILE · Entity 717	PurchaseCommon Stock	95,959	$0.88	$84,616.65	Disclosure SEC source: 0001214659-22-003655 · marketforms-55698.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Alpha LP Disclosed balance after: 7,100,000 F1 · security: The common stock purchased by Ault Alpha LP ("Ault Alpha") was effected pursuant to a Rules 10b-18 and 10b5-1 stock purchase plan dated December 31, 2021, adopted by Ault Alpha. F2 · ownership.nature: Milton C. Ault, III, is the Manager of Ault Alpha GP LLC ("Ault GP") and Ault Capital Management LLC ("AC Management"). Ault GP and AC Management are the general partner and investment manager to Ault Alpha, respectively. As such, Mr. Ault is deemed to beneficially own the shares held by Ault Alpha. Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:55 UTC	Alzamend Neuro, Inc. ALZN · Entity 8081	OtherCommon Stock	57,016	$1.50	$85,524.00	Disclosure SEC source: 0001214659-22-003770 · marketforms-55723.xml · nonDerivative · entry 1 AULT MILTON C III · CIK 0001212502 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ault Life Sciences, Inc Disclosed balance after: 14,942,984 F1 · kind: The common stock was transferred in settlement of an aggregate of $85,500 of debt and obligations owed by Ault & Company, Inc. Mr. Ault is the Chief Executive Officer of Ault & Company, Inc. F2 · ownership.nature: Mr. Ault has sole voting and investment power with respect to the securities held of record by Ault Life Sciences, Inc. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.