Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Marblegate Acquisition Corp.GATEU · Entity 114303 | Director | September 30, 2021 | September 30, 2021 |
| Marblegate Capital CorpNONE · Entity 6915 | Director | April 17, 2025 | April 21, 2025 |
| Pagaya Technologies Ltd.PGY · Entity 2362 | Director | December 10, 2025 | December 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Marblegate Acquisition Corp.
Report date September 30, 2021 · Filed September 30, 2021
This filing explicitly reported no securities owned.
Marblegate Capital Corp
Report date April 17, 2025 · Filed April 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 304,673 |
Reported balance
After 2025-04-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-04-17 · Grant · Acquired 23,028 · Balance 304,673 F1: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2030-04-07 | IndirectSee footnote | 12,018 |
Reported balance
After 2025-04-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-17 · Grant · Acquired 12,018 · Balance 12,018 F1: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares.
Pagaya Technologies Ltd.
Report date December 10, 2025 · Filed December 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary ShareSEC Table I · non-derivative | Direct | 252,360 |
Reported balance
After 2025-12-10 transaction · row 1
1 source rowRow 1 · 2025-12-10 · Grant · Acquired 11,446 · Balance 252,360 F1: At the time of this filing, securities consist of 11,446 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's Class A Ordinary Share. The grant shall vest over a period of one (1) year commencing on the vesting commencement date, such that 25% of the grant shall vest on each of January 1, 2026, April 1, 2026, July 1, 2026 and October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: At the time of this filing, securities consist of 11,446 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's Class A Ordinary Share. The grant shall vest over a period of one (1) year commencing on the vesting commencement date, such that 25% of the grant shall vest on each of January 1, 2026, April 1, 2026, July 1, 2026 and October 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2025 Filed Dec 12, 2025 13:45 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | GrantClass A Ordinary Share | 11,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001189771-25-000011 · wk-form4_1765547148.xml · nonDerivative · entry 1 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,360 F1 · shares: At the time of this filing, securities consist of 11,446 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's Class A Ordinary Share. The grant shall vest over a period of one (1) year commencing on the vesting commencement date, such that 25% of the grant shall vest on each of January 1, 2026, April 1, 2026, July 1, 2026 and October 1, 2026. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 20:10 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | OtherClass A Ordinary Share | 204,602 | $30.71 | $6,283,327.42 |
DisclosureSEC source: 0001883085-25-000171 · wk-form4_1754943023.xml · nonDerivative · entry 1 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,914 F1 · kind: Shares acquired in exchange for the repayment of indebtedness. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 21:37 UTC | Marblegate Capital Corp NONE · Entity 6915 | GrantWarrants (right to buy) · Derivative | 12,018 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000950170-25-056447 · ownership.xml · derivative · entry 2 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,018 Underlying: Common Stock · 12,018 shares Expires 2030-04-07 F1 · kind: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. F1 · balance_after: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. F1 · ownership.nature: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 21:37 UTC | Marblegate Capital Corp NONE · Entity 6915 | GrantCommon Stock | 23,028 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-056447 · ownership.xml · nonDerivative · entry 1 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 304,673 F1 · price: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. F1 · acquired: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. F1 · ownership.nature: Represents shares of the Company's stock and warrants distributed by Marblegate Acquisition LLC, the sponsor of the Issuer's predecessor, (the "Sponsor") to certain individuals and entities who were members of the Sponsor. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 19:05 UTC | Marblegate Capital Corp NONE · Entity 6915 | GrantCommon Stock | 281,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-052256 · ownership.xml · nonDerivative · entry 2 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 281,645 F2 · price: Represents shares of the Company's common stock issued on the closing date of the Business Combination. Includes 281,645 shares of MAC Class A Common Stock converted into the Company's common stock in connection with the closing of the Business Combination. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. F2 · acquired: Represents shares of the Company's common stock issued on the closing date of the Business Combination. Includes 281,645 shares of MAC Class A Common Stock converted into the Company's common stock in connection with the closing of the Business Combination. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. F2 · ownership.nature: Represents shares of the Company's common stock issued on the closing date of the Business Combination. Includes 281,645 shares of MAC Class A Common Stock converted into the Company's common stock in connection with the closing of the Business Combination. The Harvey Golub Revocable Trust is the record holder of such shares. Harvey Golub, as the trustee and beneficiary of the Harvey Golub Revocable Trust, is deemed to be the beneficial owner of such shares. Read SEC document |
| April 07, 2025 Filed Apr 8, 2025 19:05 UTC | Marblegate Capital Corp NONE · Entity 6915 | GrantCommon Stock | 450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-052256 · ownership.xml · nonDerivative · entry 1 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 450 F1 · price: Represents shares of Class A common stock of Marblegate Acquisition Corp. ("MAC") transferred by Marblegate Acquisition LLC before the closing of the business combination ("Business Combination") contemplated by that certain Business Combination Agreement, dated as of February 14, 2023, by and MAC, Marblegate Asset Management, LLC, Marblegate Capital Corporation, (the "Company"), MAC Merger Sub, Inc., DePalma Acquisition I LLC, and DePalma Acquisition II LLC, that were converted into the Company's common stock in connection with the closing of the Business Combination. Golub Investments LP is the record holder of such shares. The reporting person has an indirect pecuniary interest in such shares through his direct membership interests in Golub Investments LP, over which the reporting person does not have voting or dispositive control. F1 · acquired: Represents shares of Class A common stock of Marblegate Acquisition Corp. ("MAC") transferred by Marblegate Acquisition LLC before the closing of the business combination ("Business Combination") contemplated by that certain Business Combination Agreement, dated as of February 14, 2023, by and MAC, Marblegate Asset Management, LLC, Marblegate Capital Corporation, (the "Company"), MAC Merger Sub, Inc., DePalma Acquisition I LLC, and DePalma Acquisition II LLC, that were converted into the Company's common stock in connection with the closing of the Business Combination. Golub Investments LP is the record holder of such shares. The reporting person has an indirect pecuniary interest in such shares through his direct membership interests in Golub Investments LP, over which the reporting person does not have voting or dispositive control. F1 · ownership.nature: Represents shares of Class A common stock of Marblegate Acquisition Corp. ("MAC") transferred by Marblegate Acquisition LLC before the closing of the business combination ("Business Combination") contemplated by that certain Business Combination Agreement, dated as of February 14, 2023, by and MAC, Marblegate Asset Management, LLC, Marblegate Capital Corporation, (the "Company"), MAC Merger Sub, Inc., DePalma Acquisition I LLC, and DePalma Acquisition II LLC, that were converted into the Company's common stock in connection with the closing of the Business Combination. Golub Investments LP is the record holder of such shares. The reporting person has an indirect pecuniary interest in such shares through his direct membership interests in Golub Investments LP, over which the reporting person does not have voting or dispositive control. Read SEC document |
| December 22, 2024 Filed Jan 3, 2025 00:53 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | GrantClass A Ordinary Share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001883085-25-000003 · wk-form4_1735865583.xml · nonDerivative · entry 1 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,312 F1 · shares: At the time of this filing, it consists of 18,750 restricted stock units ("RSUs") and 6,250 Class A Ordinary Shares. Each RSU represents a contingent right to receive one share of the Company's Class A Ordinary Share. The grant vested 25% on January 1, and the remainder vests pro rata in 3 equal quarterly installments on each of April 1, July 1 and October 1 of 2025. The transactions reported herein are being reported late due to an inadvertent administrative delay and not any error of the Reporting Person. Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 20:05 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | GrantRestricted Stock Unit · Derivative | 2,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001883085-24-000130 · wk-form4_1726603549.xml · derivative · entry 4 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Share · 2,828 shares Expires not disclosed F1 · derivative.exercise_date: 1/4th of the total 11,312 restricted stock units initially subject to this award vested on December 13, 2023, and 1/4th of the total units initially subject to this award vested every three months thereafter. F1 · derivative.expiration_date: 1/4th of the total 11,312 restricted stock units initially subject to this award vested on December 13, 2023, and 1/4th of the total units initially subject to this award vested every three months thereafter. Read SEC document |
| September 13, 2024 Filed Sep 17, 2024 20:05 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | GrantClass A Ordinary Share | 2,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001883085-24-000130 · wk-form4_1726603549.xml · nonDerivative · entry 2 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,312 Read SEC document |
| June 13, 2024 Filed Sep 17, 2024 20:05 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | GrantRestricted Stock Unit · Derivative | 2,828 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001883085-24-000130 · wk-form4_1726603549.xml · derivative · entry 3 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,828 Underlying: Class A Ordinary Share · 2,828 shares Expires not disclosed F1 · derivative.exercise_date: 1/4th of the total 11,312 restricted stock units initially subject to this award vested on December 13, 2023, and 1/4th of the total units initially subject to this award vested every three months thereafter. F1 · derivative.expiration_date: 1/4th of the total 11,312 restricted stock units initially subject to this award vested on December 13, 2023, and 1/4th of the total units initially subject to this award vested every three months thereafter. Read SEC document |
| June 13, 2024 Filed Sep 17, 2024 20:05 UTC | Pagaya Technologies Ltd. PGY · Entity 2362 | GrantClass A Ordinary Share | 2,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001883085-24-000130 · wk-form4_1726603549.xml · nonDerivative · entry 1 GOLUB HARVEY · CIK 0001189771 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,484 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.