Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director | December 11, 2025 | December 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date December 11, 2025 · Filed December 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectLuis Dussan Trust A U/A/D 5/18/2022 | 134,132 |
Reported balance
After 2025-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-12-11 · Sale · Disposed 32,000 · Balance 134,132 F1: This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| Common StockSEC Table I · non-derivative | IndirectJennifer Dussan Trust A U/A/D 5/18/2022 | 30,000 |
Reported balance
Holding disclosure · report date 2025-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,000 F3: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. |
| Common StockSEC Table I · non-derivative | IndirectLuis Carlos Dussan Family Trust dated January 20, 2021 | 12,402 |
Reported balance
Holding disclosure · report date 2025-12-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,402 F4: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 3,493.3 |
Reported balance
Holding disclosure · report date 2025-12-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,493.3 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2021 Filed Sep 24, 2021 21:44 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 18,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-008918 · form4a.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,335,268 F2 · shares: Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022. Read SEC document |
| August 16, 2021 Filed Sep 24, 2021 21:44 UTC Amendment | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 18,316,664 | $37.21 | $681,526,434.11 |
DisclosureSEC source: 0001062993-21-008918 · form4a.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,316,664 F1 · shares: Received in exchange for 4,922,775 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080 Read SEC document |
| August 16, 2021 Filed Nov 18, 2021 19:46 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 1,794 | $8.58 | $15,392.52 |
DisclosureSEC source: 0001877925-21-000002 · wf-form4_163728276173104.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,326,032 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. F2 · balance_after: Reflects the correction of the grant occurring on 08/16/2021, which was received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company, said grant was reported as 18,604 shares, but it should have been 11,162 shares in total. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.