Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEye, Inc.LIDR · Entity 7039 | Director | December 11, 2025 | December 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEye, Inc.
Report date December 11, 2025 · Filed December 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectLuis Dussan Trust A U/A/D 5/18/2022 | 134,132 |
Reported balance
After 2025-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-12-11 · Sale · Disposed 32,000 · Balance 134,132 F1: This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| Common StockSEC Table I · non-derivative | IndirectJennifer Dussan Trust A U/A/D 5/18/2022 | 30,000 |
Reported balance
Holding disclosure · report date 2025-12-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,000 F3: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. |
| Common StockSEC Table I · non-derivative | IndirectLuis Carlos Dussan Family Trust dated January 20, 2021 | 12,402 |
Reported balance
Holding disclosure · report date 2025-12-11 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,402 F4: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 3,493.3 |
Reported balance
Holding disclosure · report date 2025-12-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,493.3 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
F3: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.
F4: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2025 Filed Dec 12, 2025 18:49 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 32,000 | $2.40 | $76,844.80 |
DisclosureSEC source: 0001437749-25-037766 · rdgdoc.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 134,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.3048 to $2.5000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 20:22 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 33,616 | $2.68 | $90,047.18 |
DisclosureSEC source: 0001437749-25-028990 · rdgdoc.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 166,132 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6500 to $2.7050. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| September 09, 2025 Filed Sep 10, 2025 21:13 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 184 | $3.00 | $552.00 |
DisclosureSEC source: 0001437749-25-028804 · rdgdoc.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 199,748 F1 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| August 22, 2025 Filed Aug 25, 2025 16:41 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 38,900 | $2.66 | $103,400.09 |
DisclosureSEC source: 0001437749-25-027679 · rdgdoc.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 199,932 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6500 to $2.6800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 16:24 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 3,000 | $4.00 | $12,000.00 |
DisclosureSEC source: 0001437749-25-023525 · rdgdoc.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Jennifer Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 30,000 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. F3 · ownership.nature: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. Read SEC document |
| July 24, 2025 Filed Jul 25, 2025 16:24 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 3,000 | $4.00 | $12,000.00 |
DisclosureSEC source: 0001437749-25-023525 · rdgdoc.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 238,832 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| January 07, 2025 Filed Jan 7, 2025 19:10 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 3,000 | $3.81 | $11,443.80 |
DisclosureSEC source: 0001437749-25-000667 · rdgdoc.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Jennifer Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 33,000 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. Read SEC document |
| January 07, 2025 Filed Jan 7, 2025 19:10 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 3,000 | $3.81 | $11,441.10 |
DisclosureSEC source: 0001437749-25-000667 · rdgdoc.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: Plan reported Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 241,832 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| May 29, 2024 Filed May 29, 2024 18:41 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 7,439.7 | $4.18 | $31,100.18 |
DisclosureSEC source: 0001877925-24-000008 · wk-form4_1717022459.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,493.3 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.1803 to $4.2000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 28, 2024 Filed May 28, 2024 16:59 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 3,396 | $5.01 | $17,013.96 |
DisclosureSEC source: 0001877925-24-000005 · wk-form4_1716929957.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 244,832 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| May 28, 2024 Filed May 28, 2024 16:59 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 46,604 | $4.39 | $204,628.84 |
DisclosureSEC source: 0001877925-24-000005 · wk-form4_1716929957.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 248,228 F1 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| May 21, 2024 Filed May 21, 2024 16:39 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 89,881 | $2.88 | $258,569.66 |
DisclosureSEC source: 0001877925-24-000002 · wk-form4_1716323945.xml · nonDerivative · entry 3 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 294,832 F4 · price: This transaction was executed in multiple trades at prices ranging from $2.4200 to $3.1100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| May 20, 2024 Filed May 21, 2024 16:39 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 105,076 | $2.41 | $252,770.83 |
DisclosureSEC source: 0001877925-24-000002 · wk-form4_1716323945.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 384,713 F3 · price: This transaction was executed in multiple trades at prices ranging from $2.1400 to $2.5700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| May 17, 2024 Filed May 21, 2024 16:39 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 55,043 | $2.61 | $143,662.23 |
DisclosureSEC source: 0001877925-24-000002 · wk-form4_1716323945.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 489,789 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6000 to $2.6800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:07 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 32,778 | $0.15 | $4,946.20 |
DisclosureSEC source: 0001877925-23-000024 · wk-form4_1701472038.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,344,985 F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1540. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 18:07 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 64,109 | $0.15 | $9,885.61 |
DisclosureSEC source: 0001877925-23-000024 · wk-form4_1701472038.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,377,763 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1521 to $0.1552. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 17:54 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 87,054 | $0.15 | $13,327.97 |
DisclosureSEC source: 0001877925-23-000022 · wk-form4_1701298440.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,441,872 F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1562. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 17:54 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 55,233 | $0.16 | $8,566.64 |
DisclosureSEC source: 0001877925-23-000022 · wk-form4_1701298440.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,528,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1520 to $0.1572. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 17:35 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 49,852 | $0.16 | $8,105.94 |
DisclosureSEC source: 0001877925-23-000020 · wk-form4_1701124494.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,584,159 F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1600 to $0.1674. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 24, 2023 Filed Nov 27, 2023 17:35 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 61,222 | $0.16 | $9,722.05 |
DisclosureSEC source: 0001877925-23-000020 · wk-form4_1701124494.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,634,011 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1618. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 17:38 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 60,439 | $0.15 | $9,235.08 |
DisclosureSEC source: 0001877925-23-000018 · wk-form4_1700692689.xml · nonDerivative · entry 3 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,695,233 F4 · price: This transaction was executed in multiple trades at prices ranging from $0.1506 to $0.1620. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 17:38 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 39,561 | $0.16 | $6,456.36 |
DisclosureSEC source: 0001877925-23-000018 · wk-form4_1700692689.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,755,672 F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1590 to $0.1664. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 17:38 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 185,406 | $0.17 | $30,999.88 |
DisclosureSEC source: 0001877925-23-000018 · wk-form4_1700692689.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,795,233 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1550 to $0.1750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 19:42 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 64,594 | $0.16 | $10,328.58 |
DisclosureSEC source: 0001877925-23-000016 · wk-form4_1700268154.xml · nonDerivative · entry 3 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 16,980,639 F4 · price: This transaction was executed in multiple trades at prices ranging from $0.1574 to $0.1660. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 19:42 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 169,981 | $0.17 | $28,148.85 |
DisclosureSEC source: 0001877925-23-000016 · wk-form4_1700268154.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 17,045,233 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.1600 to $0.1781. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 19:15 UTC | AEye, Inc. LIDR · Entity 7039 | SaleCommon Stock | 21,450 | $0.18 | $3,773.06 |
DisclosureSEC source: 0001877925-23-000014 · wk-form4_1700180125.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 17,215,214 F2 · price: This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 19:15 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 46,689 | $0.18 | $8,319.98 |
DisclosureSEC source: 0001877925-23-000014 · wk-form4_1700180125.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,048,837 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 19:42 UTC | AEye, Inc. LIDR · Entity 7039 | OtherCommon Stock | 720,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001877925-23-000016 · wk-form4_1700268154.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,003 F1 · kind: Represents the cancellation of unvested restricted stock units because of the Reporting Person's termination of employment with the Issuer effective as of November 15, 2023. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 16:26 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 46,689 | $0.32 | $15,169.26 |
DisclosureSEC source: 0001877925-23-000012 · wk-form4_1692217548.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,095,526 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 31, 2023 Filed May 31, 2023 21:52 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 4,621 | $0.22 | $1,014.31 |
DisclosureSEC source: 0001877925-23-000010 · wk-form4_1685584363.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,142,215 Read SEC document |
| May 25, 2023 Filed May 25, 2023 16:43 UTC | AEye, Inc. LIDR · Entity 7039 | PurchaseCommon Stock | 5,236 | $0.19 | $1,010.02 |
DisclosureSEC source: 0001877925-23-000008 · wk-form4_1685047413.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,137,594 Read SEC document |
| May 15, 2023 Filed May 15, 2023 19:20 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 45,841 | $0.20 | $9,168.20 |
DisclosureSEC source: 0001877925-23-000006 · wf-form4_168419279499415.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,132,358 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 01, 2023 Filed May 3, 2023 17:09 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001877925-23-000004 · wf-form4_168314817691154.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,178,199 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 12 calendar quarters beginning on May 15, 2023. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 17:46 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 17,664 | $0.78 | $13,807.95 |
DisclosureSEC source: 0001877925-23-000002 · wf-form4_167658753557137.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,199 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 16:55 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 48,233 | $0.79 | $38,239.12 |
DisclosureSEC source: 0001877925-22-000019 · wf-form4_167122773107413.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,863 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| December 11, 2022 Filed Dec 12, 2022 19:53 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 139,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001877925-22-000017 · wf-form4_167089279255173.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,096 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received this restricted stock unit award which vests, in its entirety, on December 15, 2022, and was awarded to the Reporting Person in partial substitution of a bonus that was awarded in 2021 that was otherwise payable in cash. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:28 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 10,951 | $0.96 | $10,512.96 |
DisclosureSEC source: 0001877925-22-000015 · wf-form4_166872409174755.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,614 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| September 09, 2022 Filed Sep 14, 2022 17:14 UTC | AEye, Inc. LIDR · Entity 7039 | GiftCommon Stock | 1,080,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001877925-22-000013 · wf-form4_166319007441956.xml · nonDerivative · entry 3 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022 Disclosed balance after: 17,236,664 F2 · kind: Reflects the transfer of shares to Luis Dussan, Trustee of the Jennifer Dussan Trust A U/A/D 5/18/2022; the Trust is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. Read SEC document |
| August 24, 2022 Filed Sep 14, 2022 17:14 UTC | AEye, Inc. LIDR · Entity 7039 | GiftCommon Stock | 18,316,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001877925-22-000013 · wf-form4_166319007441956.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,565 F1 · kind: Reflects the transfer of shares to Luis Dussan, Trustee of the Luis Dussan Trust A U/A/D 5/18/2022; the Trust is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by Reporting Person, who is the Trustee. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:22 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 10,951 | $2.95 | $32,305.45 |
DisclosureSEC source: 0001877925-22-000010 · wf-form4_166060536972759.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,682,229 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| May 15, 2022 Filed May 16, 2022 19:55 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 10,951 | $4.92 | $53,878.92 |
DisclosureSEC source: 0001877925-22-000008 · wf-form4_165274529385126.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,693,180 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 16:19 UTC | AEye, Inc. LIDR · Entity 7039 | GrantCommon Stock | 380,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001877925-22-000006 · wf-form4_164746192720404.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,704,131 F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The reporting person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of 36 months beginning on May 15, 2022. Read SEC document |
| February 16, 2022 Filed Feb 17, 2022 16:14 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 322 | $3.39 | $1,091.58 |
DisclosureSEC source: 0001877925-22-000004 · wf-form4_164513245561618.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,324,131 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| January 16, 2022 Filed Jan 19, 2022 17:04 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 382 | $3.42 | $1,306.44 |
DisclosureSEC source: 0001877925-22-000002 · wf-form4_164262985924348.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,324,453 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| December 16, 2021 Filed Dec 16, 2021 18:28 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 300 | $5.66 | $1,698.00 |
DisclosureSEC source: 0001818644-21-000023 · wf-form4_163969729040850.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,324,835 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 19:46 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 299 | $5.38 | $1,608.62 |
DisclosureSEC source: 0001877925-21-000002 · wf-form4_163728276173104.xml · nonDerivative · entry 4 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,325,135 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| October 16, 2021 Filed Nov 18, 2021 19:46 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 299 | $4.32 | $1,291.68 |
DisclosureSEC source: 0001877925-21-000002 · wf-form4_163728276173104.xml · nonDerivative · entry 3 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,325,434 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| September 16, 2021 Filed Nov 18, 2021 19:46 UTC | AEye, Inc. LIDR · Entity 7039 | Tax withholdingCommon Stock | 299 | $9.83 | $2,939.17 |
DisclosureSEC source: 0001877925-21-000002 · wf-form4_163728276173104.xml · nonDerivative · entry 2 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,325,733 F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:33 UTC | AEye, Inc. CFAC · Entity 7039 | GrantStock Option (Right to Buy) · Derivative | 11,162 | $37.21 Strike: $7.00 | $415,315.70 |
DisclosureSEC source: 0001062993-21-007735 · form4.xml · derivative · entry 2 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,162 Underlying: Common Stock · 11,162 shares Expires 2031-04-05 F2 · price: Received in exchange for stock options to acquire 3,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 16, 2022. F2 · derivative.exercise_date: Received in exchange for stock options to acquire 3,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on February 16, 2022. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 20:33 UTC | AEye, Inc. CFAC · Entity 7039 | GrantCommon Stock | 18,316,664 | $37.21 | $681,526,434.11 |
DisclosureSEC source: 0001062993-21-007735 · form4.xml · nonDerivative · entry 1 Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,316,664 F1 · price: Received in exchange for 4,922,775 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.