Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENNANTPARK INVESTMENT CORPPNNT · Entity 6162 | Director · Chairman and CEO · Investment Adviser | May 18, 2023 | May 19, 2023 |
| PennantPark Enhanced Income FundNONE · Entity 71259 | Director · See Remarks | December 16, 2025 | December 16, 2025 |
| PennantPark Floating Rate Capital Ltd.PFLT · Entity 5184 | Director · Chairman and CEO · Investment Adviser | March 20, 2020 | March 23, 2020 |
| PennantPark Private Income FundPPIF · Entity 70390 | CEO and Chairman | December 09, 2025 | December 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENNANTPARK INVESTMENT CORP
Report date May 18, 2023 · Filed May 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy PennantPark Investment Advisers, LLC | 1,113,423 |
Reported balance
After 2023-05-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-18 · Purchase · Acquired 24,000 · Balance 1,113,423 F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. |
| Common StockSEC Table I · non-derivative | Direct | 193,410 |
Reported balance
Holding disclosure · report date 2023-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 193,410 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
PennantPark Enhanced Income Fund
Report date December 16, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy PennantPark Private Holdings, LP | 4,000 |
Reported balance
Holding disclosure · report date 2025-12-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,000 |
PennantPark Floating Rate Capital Ltd.
Report date March 20, 2020 · Filed March 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | IndirectBy PennantPark Investment Advisers, LLC | 344,009 |
Reported balance
After 2020-03-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-20 · Purchase · Acquired 22,000 · Balance 344,009 F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
PennantPark Private Income Fund
Report date December 09, 2025 · Filed December 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy PennantPark Private Holdings, LP | 1,000,000 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2017 Filed Aug 10, 2017 17:37 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $7.70 | $115,437.00 |
DisclosureSEC source: 0000899243-17-020065 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 544,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 17, 2017 Filed May 17, 2017 18:07 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $7.67 | $115,044.00 |
DisclosureSEC source: 0000899243-17-013566 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 529,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 16, 2017 Filed May 17, 2017 18:07 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 17,000 | $7.77 | $132,073.00 |
DisclosureSEC source: 0000899243-17-013566 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 514,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 15, 2017 Filed May 15, 2017 19:52 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 13,000 | $7.79 | $101,259.60 |
DisclosureSEC source: 0000899243-17-013233 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 497,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 12, 2017 Filed May 15, 2017 19:52 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $7.77 | $116,550.00 |
DisclosureSEC source: 0000899243-17-013233 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 484,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 16:10 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $7.52 | $75,207.00 |
DisclosureSEC source: 0000899243-16-034827 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,400 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 16:20 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $7.44 | $74,438.00 |
DisclosureSEC source: 0000899243-16-034548 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 469,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 16:10 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $7.38 | $73,836.00 |
DisclosureSEC source: 0000899243-16-034486 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 459,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $7.23 | $72,345.00 |
DisclosureSEC source: 0000899243-16-034419 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 449,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $7.09 | $70,880.00 |
DisclosureSEC source: 0000899243-16-034419 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 439,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.