Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENNANTPARK INVESTMENT CORPPNNT · Entity 6162 | Director · Chairman and CEO · Investment Adviser | May 18, 2023 | May 19, 2023 |
| PennantPark Enhanced Income FundNONE · Entity 71259 | Director · See Remarks | December 16, 2025 | December 16, 2025 |
| PennantPark Floating Rate Capital Ltd.PFLT · Entity 5184 | Director · Chairman and CEO · Investment Adviser | March 20, 2020 | March 23, 2020 |
| PennantPark Private Income FundPPIF · Entity 70390 | CEO and Chairman | December 09, 2025 | December 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENNANTPARK INVESTMENT CORP
Report date May 18, 2023 · Filed May 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy PennantPark Investment Advisers, LLC | 1,113,423 |
Reported balance
After 2023-05-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-18 · Purchase · Acquired 24,000 · Balance 1,113,423 F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. |
| Common StockSEC Table I · non-derivative | Direct | 193,410 |
Reported balance
Holding disclosure · report date 2023-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 193,410 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
PennantPark Enhanced Income Fund
Report date December 16, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectBy PennantPark Private Holdings, LP | 4,000 |
Reported balance
Holding disclosure · report date 2025-12-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,000 |
PennantPark Floating Rate Capital Ltd.
Report date March 20, 2020 · Filed March 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | IndirectBy PennantPark Investment Advisers, LLC | 344,009 |
Reported balance
After 2020-03-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-03-20 · Purchase · Acquired 22,000 · Balance 344,009 F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.
PennantPark Private Income Fund
Report date December 09, 2025 · Filed December 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy PennantPark Private Holdings, LP | 1,000,000 |
Reported balance
Holding disclosure · report date 2025-12-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2023 Filed May 19, 2023 06:41 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 24,000 | $5.59 | $134,224.80 |
DisclosureSEC source: 0001209191-23-030865 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 1,113,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 17, 2023 Filed May 18, 2023 07:02 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 23,000 | $5.53 | $127,270.50 |
DisclosureSEC source: 0001209191-23-030472 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 1,089,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 16, 2023 Filed May 17, 2023 07:52 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 21,000 | $5.42 | $113,836.80 |
DisclosureSEC source: 0001209191-23-030006 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 1,066,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 15, 2023 Filed May 16, 2023 06:47 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 25,000 | $5.37 | $134,155.00 |
DisclosureSEC source: 0001209191-23-029640 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: No plan indicated Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 1,045,423 F1 · ownership.nature: (1) Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 16:44 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 27,000 | $5.75 | $155,225.70 |
DisclosureSEC source: 0001209191-23-010682 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 1,020,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 16:06 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 25,000 | $5.73 | $143,197.50 |
DisclosureSEC source: 0001209191-23-009092 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 993,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 16:05 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 30,000 | $5.61 | $168,423.00 |
DisclosureSEC source: 0001209191-23-008686 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 968,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 32,000 | $2.50 | $80,150.40 |
DisclosureSEC source: 0001209191-20-020574 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 938,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon | 22,000 | $4.32 | $95,081.80 |
DisclosureSEC source: 0001209191-20-020575 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 344,009 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 17:16 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 35,000 | $2.30 | $80,360.00 |
DisclosureSEC source: 0001209191-20-020311 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 906,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 17:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon | 16,300 | $4.17 | $68,023.16 |
DisclosureSEC source: 0001209191-20-020300 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 322,009 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:42 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 30,000 | $2.17 | $65,169.00 |
DisclosureSEC source: 0001209191-20-020066 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 871,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 17:40 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon | 20,000 | $4.26 | $85,250.00 |
DisclosureSEC source: 0001209191-20-020064 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 305,709 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 26, 2020 Filed Feb 27, 2020 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon | 7,000 | $11.80 | $82,595.80 |
DisclosureSEC source: 0001209191-20-013291 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 285,709 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 8,000 | $6.59 | $52,712.00 |
DisclosureSEC source: 0001209191-20-009480 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 841,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $6.56 | $65,559.00 |
DisclosureSEC source: 0001209191-20-009065 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 833,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 16:34 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 16,000 | $6.17 | $98,736.00 |
DisclosureSEC source: 0001209191-19-058716 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 823,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 17,000 | $6.09 | $103,569.10 |
DisclosureSEC source: 0001209191-19-058236 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 807,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,500 | $12.28 | $104,392.75 |
DisclosureSEC source: 0001209191-19-058235 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 278,709 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 09:09 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,000 | $12.03 | $96,233.60 |
DisclosureSEC source: 0001209191-19-058037 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 270,209 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 09:08 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 16,000 | $6.08 | $97,337.60 |
DisclosureSEC source: 0001209191-19-058036 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By PennantPark Investment Advisers, LLC Disclosed balance after: 790,423 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 09:02 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 9,000 | $11.78 | $106,024.50 |
DisclosureSEC source: 0000899243-19-028048 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 262,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 08:58 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $6.35 | $95,199.00 |
DisclosureSEC source: 0000899243-19-021902 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 774,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 08:58 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,000 | $11.55 | $92,383.20 |
DisclosureSEC source: 0000899243-19-021903 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 253,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 08:58 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 17,000 | $6.40 | $108,777.90 |
DisclosureSEC source: 0000899243-19-021694 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 759,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 08:58 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 10,000 | $11.73 | $117,343.00 |
DisclosureSEC source: 0000899243-19-021695 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 245,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,000 | $11.57 | $92,523.20 |
DisclosureSEC source: 0000899243-19-021620 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 235,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $6.30 | $94,491.00 |
DisclosureSEC source: 0000899243-19-021619 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 742,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $6.39 | $95,841.00 |
DisclosureSEC source: 0000899243-19-021543 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 727,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 9,000 | $11.66 | $104,950.80 |
DisclosureSEC source: 0000899243-19-021542 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 227,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 16, 2019 Filed May 17, 2019 09:09 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 16,500 | $6.59 | $108,763.05 |
DisclosureSEC source: 0000899243-19-013930 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 712,423 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 15, 2019 Filed May 16, 2019 09:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $6.58 | $98,746.50 |
DisclosureSEC source: 0000899243-19-013661 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 695,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 15, 2019 Filed May 16, 2019 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 9,500 | $12.09 | $114,838.85 |
DisclosureSEC source: 0000899243-19-013660 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 218,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 14, 2019 Filed May 15, 2019 09:09 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 14,000 | $6.59 | $92,320.20 |
DisclosureSEC source: 0000899243-19-013516 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 680,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 14, 2019 Filed May 15, 2019 09:05 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,000 | $12.08 | $96,672.80 |
DisclosureSEC source: 0000899243-19-013514 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 208,709 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 13, 2019 Filed May 14, 2019 09:02 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 16,000 | $6.52 | $104,395.20 |
DisclosureSEC source: 0000899243-19-013398 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 666,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| May 13, 2019 Filed May 14, 2019 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 7,000 | $12.10 | $84,666.40 |
DisclosureSEC source: 0000899243-19-013396 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 200,709 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| May 10, 2019 Filed May 13, 2019 09:01 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 9,000 | $12.15 | $109,325.70 |
DisclosureSEC source: 0000899243-19-013143 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 193,709 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 16:05 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,500 | $12.81 | $108,885.00 |
DisclosureSEC source: 0000899243-18-004408 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers LLC Disclosed balance after: 184,709 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 16:05 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 9,000 | $12.98 | $116,838.90 |
DisclosureSEC source: 0000899243-18-004173 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 176,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 16:09 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,000 | $12.81 | $102,451.20 |
DisclosureSEC source: 0000899243-18-003861 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 167,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 16:21 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 10,000 | $12.57 | $125,664.00 |
DisclosureSEC source: 0000899243-18-003682 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 159,209 F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 16:05 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $6.94 | $69,413.00 |
DisclosureSEC source: 0000899243-18-003542 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 650,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 18:07 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 12,000 | $7.31 | $87,718.80 |
DisclosureSEC source: 0000899243-17-028082 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 640,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 05, 2017 Filed Dec 5, 2017 18:22 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 13,000 | $7.13 | $92,736.80 |
DisclosureSEC source: 0000899243-17-027964 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 628,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 08:47 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 14,000 | $7.14 | $99,967.00 |
DisclosureSEC source: 0000899243-17-027925 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 615,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 09:35 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 12,000 | $7.10 | $85,232.40 |
DisclosureSEC source: 0000899243-17-027844 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 601,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 15, 2017 Filed Aug 15, 2017 20:03 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 15,000 | $7.67 | $115,114.50 |
DisclosureSEC source: 0000899243-17-020399 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 589,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:03 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 13,000 | $7.56 | $98,267.00 |
DisclosureSEC source: 0000899243-17-020399 · doc4.xml · nonDerivative · entry 1 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 574,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 17:37 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 17,000 | $7.74 | $131,554.50 |
DisclosureSEC source: 0000899243-17-020065 · doc4.xml · nonDerivative · entry 2 PENN ARTHUR H · CIK 0001284937 · Chairman and CEO / Investment 10b5-1 filing: Not disclosed Ownership: Indirect · By Pennant Park Investment Advisers, LLC Disclosed balance after: 561,923 F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.