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person · Reporting owner

TRAVERSA SERGIO

Disclosed activity across 2 companies

Tapewire entity
71410
SEC CIK
0001565832

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Actinium Pharmaceuticals, Inc.ATNM · Entity 7435DirectorMarch 14, 2017March 16, 2017
RELMADA THERAPEUTICS, INC.RLMD · Entity 5498Director · Chief Executive OfficerSeptember 09, 2026September 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Actinium Pharmaceuticals, Inc.

Report date March 14, 2017 · Filed March 16, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $1.39 · Expires 2027-03-14Direct75,000 Reported balance After 2017-03-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-03-14 · Grant · Acquired 75,000 · Balance 75,000

F1: Pursuant to the terms of the company's Amended and Restated 2013 Stock Plan, 2% of the options shall vest each month from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the company's Amended and Restated 2013 Stock Plan, 2% of the options shall vest each month from the date of grant.

RELMADA THERAPEUTICS, INC.

Report date September 09, 2026 · Filed September 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,500,000 Ending reported balance After 2026-09-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-09 · Purchase · Acquired 100,000 · Balance 1,400,000

F1: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2: Purchase prices range from $4.15 to $4.22 per share, inclusive.

Row 2 · 2026-09-10 · Purchase · Acquired 100,000 · Balance 1,500,000

F1: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F3: Purchase prices range from $4.03 to $4.11 per share, inclusive

Filing footnotes · ownership attribution and instrument terms

F1: The number of securities reported represents an aggregate number of shares purchased in multiple open market transactions over a range of purchase prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares purchased by the Reporting Person at each separate price within the range.

F2: Purchase prices range from $4.15 to $4.22 per share, inclusive.

F3: Purchase prices range from $4.03 to $4.11 per share, inclusive

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 22:51 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 2,983 $35.09 $104,675.86
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.00 to $35.37 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,211

Underlying: Common Stock · 10,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 1,800 $36.32 $65,380.32
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,757

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.02 to $36.65 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 5,217 $35.42 $184,788.75
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,937

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.00 to $35.94 per share, inclusive.

Read SEC document
March 09, 2021 Filed Mar 11, 2021 22:51 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-014918 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,211

Underlying: Common Stock · 10,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 303 $35.55 $10,770.65
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.45 to $35.65 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 4,860 $34.70 $168,658.52
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,077

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $34.41 to $35.33 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 4,837 $33.69 $162,962.88
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,937

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $33.34 to $34.28 per share, inclusive.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:50 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-012174 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 1,446 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-009699 · ownership.xml · derivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,211

Underlying: Common Stock · 1,446 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 1,446 $35.43 $51,238.43
Disclosure

SEC source: 0001213900-21-009699 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.14 to $35.96 per share, inclusive.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 1,446 $3.24 $4,685.04
Disclosure

SEC source: 0001213900-21-009699 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 00:25 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 1,930 $35.28 $68,097.16
Disclosure

SEC source: 0001213900-21-008204 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.00 to $35.64 per share, inclusive

Read SEC document
February 09, 2021 Filed Feb 11, 2021 00:25 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 5,963 $35.21 $209,938.74
Disclosure

SEC source: 0001213900-21-008204 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,704

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $35.00 to $35.80 per share, inclusive

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:25 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 11,206 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-008204 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,657

Underlying: Common Stock · 11,206 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Not applicable.

F6 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:25 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 3,313 $35.03 $116,048.76
Disclosure

SEC source: 0001213900-21-008204 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,667

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.00 to $35.29 per share, inclusive.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 00:25 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 11,206 $3.24 $36,307.44
Disclosure

SEC source: 0001213900-21-008204 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 22:40 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 100 $35.00 $3,500.00
Disclosure

SEC source: 0001213900-21-006834 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,874

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:42 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 13,281 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-006837 · ownership.xml · derivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,863

Underlying: Common Stock · 13,281 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:42 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 13,281 $3.24 $43,030.44
Disclosure

SEC source: 0001213900-21-006837 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:40 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 3,278 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-006834 · ownership.xml · derivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,144

Underlying: Common Stock · 3,278 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Not applicable.

F4 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:40 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 3,178 $35.08 $111,469.62
Disclosure

SEC source: 0001213900-21-006834 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,874

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.00 to $35.30 per share, inclusive.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:40 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 3,278 $3.24 $10,620.72
Disclosure

SEC source: 0001213900-21-006834 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:22 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 10,000 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-005448 · ownership.xml · derivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,422

Underlying: Common Stock · 10,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Not applicable.

F5 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:22 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 100 $33.43 $3,343.00
Disclosure

SEC source: 0001213900-21-005448 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:22 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 5,549 $32.86 $182,340.14
Disclosure

SEC source: 0001213900-21-005448 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,593

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $32.42 to $33.41 per share, inclusive.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:22 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 4,351 $31.77 $138,231.27
Disclosure

SEC source: 0001213900-21-005448 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,142

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $31.41 to $32.40 per share, inclusive.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:22 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001213900-21-005448 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 27, 2021 00:29 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 600 $35.15 $21,090.00
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 5

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $35.00 to $35.56 per share, inclusive.

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January 25, 2021 Filed Jan 27, 2021 00:29 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 1,300 $35.29 $45,877.00
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 4

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,093

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $35.01 to $35.51 per share, inclusive.

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January 22, 2021 Filed Jan 27, 2021 00:29 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 4,070 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · derivative · entry 6

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,422

Underlying: Common Stock · 4,070 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Not applicable.

F7 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

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January 22, 2021 Filed Jan 27, 2021 00:29 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 434 $36.15 $15,689.10
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,393

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $36.04 to $36.37 per share, inclusive.

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January 22, 2021 Filed Jan 27, 2021 00:29 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 SaleCommon Stock 1,736 $35.44 $61,523.84
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,827

F1 · kind: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.

F2 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $35.04 to $35.98 per share, inclusive.

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January 22, 2021 Filed Jan 27, 2021 00:29 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 4,070 $3.24 $13,186.80
Disclosure

SEC source: 0001213900-21-004480 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 07, 2021 Filed Jan 11, 2021 21:05 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 GrantOptions to purchase common stock · Derivative 250,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001414 · ownership.xml · derivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

F2 · derivative.exercise_date: The options vest 25% one year from the date of grant, and thereafter in equal quarterly increments of 6.25% over the following three years. The options are subject to forfeiture upon failure by the Issuer to reach certain corporate objectives in 2021.

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January 07, 2021 Filed Jan 11, 2021 21:05 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 GrantOptions to purchase common stock · Derivative 250,000 $0.00 Strike: $33.43 $0.00
Disclosure

SEC source: 0001213900-21-001414 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-01-07

F1 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four-year period.

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August 18, 2020 Filed Aug 19, 2020 20:15 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionOptions to purchase common stock · Derivative 50,008 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001213900-20-022883 · ownership.xml · derivative · entry 3

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,492

Underlying: Common Stock · 50,008 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

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August 18, 2020 Filed Aug 19, 2020 20:15 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Tax withholdingCommon Stock 4,151 $39.03 $162,013.53
Disclosure

SEC source: 0001213900-20-022883 · ownership.xml · nonDerivative · entry 2

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,493

F1 · shares: Reflects 4,151 shares withheld at the market price of $39.03 per share to fund the cashless exercise of 50,008 options owned by Mr. Traversa, which cashless exercise was approved in advance by the Board of Directors.

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August 18, 2020 Filed Aug 19, 2020 20:15 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 Exercise / conversionCommon Stock 50,008 $3.24 $162,025.92
Disclosure

SEC source: 0001213900-20-022883 · ownership.xml · nonDerivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:58 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 GrantOptions to purchase common stock · Derivative 350,000 $43.47 Strike: $43.47 $15,214,500.00
Disclosure

SEC source: 0001213900-19-026859 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Pursuant to the terms of the company's 2014 Stock Option and Equity Incentive Plan, 6.25% of the options shall vest each quarter from the date of grant.

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July 29, 2019 Filed Jul 30, 2019 21:03 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 GrantOptions to purchase common stock · Derivative 1,700,000 $2.20 Strike: $2.20 $3,740,000.00
Disclosure

SEC source: 0001213900-19-014037 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,000

Underlying: Common Stock · 1,700,000 shares

Expires 2029-07-29

F1 · derivative.exercise_date: Pursuant to the terms of the company's 2014 Stock Option and Equity Incentive Plan, 6.25% of the options shall vest each quarter from the date of grant. In addition, 850,000 options shall be cancelled if Relmada's common stock is not approved for listing on the Nasdaq Stock Market LLC by December 31, 2019.

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December 20, 2018 Filed Dec 20, 2018 21:56 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 GrantOptions to purchase common stock · Derivative 900,000 $1.15 Strike: $1.15 $1,035,000.00
Disclosure

SEC source: 0001213900-18-017636 · ownership.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires 2028-12-20

F1 · derivative.exercise_date: Pursuant to the terms of the company's 2014 Stock Option and Equity Incentive Plan, 6.25% of the options shall vest each quarter from the date of grant.

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October 19, 2017 Filed Oct 23, 2017 20:42 UTC RELMADA THERAPEUTICS, INC. RLMD · Entity 5498 GrantOptions to purchase common stock · Derivative 850,000 $0.81 Strike: $0.81 $688,500.00
Disclosure

SEC source: 0001213900-17-010837 · f4101917traversa_relmada.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common stock · 850,000 shares

Expires 2027-10-20

F1 · derivative.exercise_date: Pursuant to the terms of the company's 2014 Stock Option and Equity Incentive Plan, 6.25% of the options shall vest each quarter from the date of grant.

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March 14, 2017 Filed Mar 16, 2017 20:35 UTC Actinium Pharmaceuticals, Inc. ATNM · Entity 7435 GrantOptions to purchase common stock · Derivative 75,000 $1.39 Strike: $1.39 $104,250.00
Disclosure

SEC source: 0001213900-17-002467 · f4031417traversa_actinium.xml · derivative · entry 1

TRAVERSA SERGIO · CIK 0001565832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Pursuant to the terms of the company's Amended and Restated 2013 Stock Plan, 2% of the options shall vest each month from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.