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person · Reporting owner

Cadeddu John J.

Disclosed activity across 4 companies

Tapewire entity
71311
SEC CIK
0001527931

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNER GROWTH ACQUISITION CORP. 2TRON · Entity 88160Director · Co-Chairman · 10% ownerJanuary 20, 2022February 14, 2024
Corner Growth Acquisition Corp.COOL · Entity 78742Director · Co-Chairman · 10% ownerJanuary 20, 2022February 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNER GROWTH ACQUISITION CORP. 2

Report date January 20, 2022 · Filed February 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectSee footnote4,475,000 Reported balance After 2022-01-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-01-20 · Other · Disposed 0 · Balance 4,475,000

F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Corner Growth Acquisition Corp.

Report date January 20, 2022 · Filed February 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary sharesSEC Table I · non-derivativeIndirectSee Footnote9,825,000 Reported balance After 2022-01-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-01-20 · Other · Disposed 0 · Balance 9,825,000

F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARMO BioSciences, Inc.

Report date January 30, 2018 · Filed January 30, 2018

Jointly reported with DAG Ventures Management V, LLC, DAG Ventures V-QP, L.P., DAG Ventures V, L.P., Goodrich R. Thomas

Section 16 reporting ended · disclosed 2018-01-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy DAG Ventures V-QP, L.P.2,397,908 Last balance in matching sequence After 2018-01-30 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 1 · 2018-01-30 · Conversion · Acquired 1,059,148 · Balance 1,059,148

F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 3 · 2018-01-30 · Conversion · Acquired 728,080 · Balance 1,787,228

F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 5 · 2018-01-30 · Conversion · Acquired 200,786 · Balance 1,988,014

F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 7 · 2018-01-30 · Conversion · Acquired 226,543 · Balance 2,214,557

F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 9 · 2018-01-30 · Conversion · Acquired 183,351 · Balance 2,397,908

F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy DAG Ventures V, L.P.5,838 Last balance in matching sequence After 2018-01-30 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rows

Row 2 · 2018-01-30 · Conversion · Acquired 2,580 · Balance 2,580

F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 4 · 2018-01-30 · Conversion · Acquired 1,772 · Balance 4,352

F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 6 · 2018-01-30 · Conversion · Acquired 489 · Balance 4,841

F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 8 · 2018-01-30 · Conversion · Acquired 551 · Balance 5,392

F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Row 10 · 2018-01-30 · Conversion · Acquired 446 · Balance 5,838

F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V-QP, L.P.0 Reported balance After 2018-01-30 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-01-30 · Conversion · Disposed 1,059,148 · Balance 0

F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V, L.P.0 Reported balance After 2018-01-30 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-01-30 · Conversion · Disposed 2,580 · Balance 0

F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V-QP, L.P.0 Reported balance After 2018-01-30 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-01-30 · Conversion · Disposed 728,080 · Balance 0

F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V, L.P.0 Reported balance After 2018-01-30 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-01-30 · Conversion · Disposed 1,772 · Balance 0

F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V-QP, L.P.0 Reported balance After 2018-01-30 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-01-30 · Conversion · Disposed 200,786 · Balance 0

F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series B-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V, L.P.0 Reported balance After 2018-01-30 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-01-30 · Conversion · Disposed 489 · Balance 0

F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V-QP, L.P.0 Reported balance After 2018-01-30 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-01-30 · Conversion · Disposed 226,543 · Balance 0

F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V, L.P.0 Reported balance After 2018-01-30 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-01-30 · Conversion · Disposed 551 · Balance 0

F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series C-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V-QP, L.P.0 Reported balance After 2018-01-30 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-01-30 · Conversion · Disposed 183,351 · Balance 0

F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Series C-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures V, L.P.0 Reported balance After 2018-01-30 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-01-30 · Conversion · Disposed 446 · Balance 0

F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

Section 16 reporting ended · disclosed 2025-12-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy DAG Ventures IV, L.P.1,167,469 Reported balance After 2025-12-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-12-15 · Conversion · Acquired 1,134,899 · Balance 1,167,469

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy DAG Ventures IV-QP, L.P.11,047,106 Reported balance After 2025-12-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-12-15 · Conversion · Acquired 10,738,874 · Balance 11,047,106

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy DAG Ventures IV-A, LLC1,598,899 Reported balance After 2025-12-15 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-12-15 · Conversion · Acquired 1,598,899 · Balance 1,598,899

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV, L.P.0 Reported balance After 2025-12-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-12-15 · Conversion · Disposed 430,596 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-QP, L.P.0 Reported balance After 2025-12-15 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-12-15 · Conversion · Disposed 4,074,426 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-A, LLC0 Reported balance After 2025-12-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-12-15 · Conversion · Disposed 787,400 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series D Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV, L.P.0 Reported balance After 2025-12-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-12-15 · Conversion · Disposed 462,842 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series D Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-QP, L.P.0 Reported balance After 2025-12-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-12-15 · Conversion · Disposed 4,379,624 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series D Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-A, LLC0 Reported balance After 2025-12-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-12-15 · Conversion · Disposed 333,176 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series E Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV, L.P.0 Reported balance After 2025-12-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-12-15 · Conversion · Disposed 133,936 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series E Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-QP, L.P.0 Reported balance After 2025-12-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-12-15 · Conversion · Disposed 1,267,374 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV, L.P.0 Reported balance After 2025-12-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2025-12-15 · Conversion · Disposed 46,568 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-QP, L.P.0 Reported balance After 2025-12-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2025-12-15 · Conversion · Disposed 440,642 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series G Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV, L.P.0 Reported balance After 2025-12-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2025-12-15 · Conversion · Disposed 48,124 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series G Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-QP, L.P.0 Reported balance After 2025-12-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2025-12-15 · Conversion · Disposed 455,376 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series G Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-A, LLC0 Reported balance After 2025-12-15 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2025-12-15 · Conversion · Disposed 377,624 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series G-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV, L.P.0 Reported balance After 2025-12-15 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2025-12-15 · Conversion · Disposed 12,833 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series G-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-QP, L.P.0 Reported balance After 2025-12-15 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2025-12-15 · Conversion · Disposed 121,432 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Series G-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy DAG Ventures IV-A, LLC0 Reported balance After 2025-12-15 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2025-12-15 · Conversion · Disposed 100,699 · Balance 0

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries G-1 Preferred Stock · Derivative 100,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 19

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-A, LLC

Disclosed balance after: 0

Underlying: Common Stock · 100,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries G-1 Preferred Stock · Derivative 121,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 18

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 121,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries G-1 Preferred Stock · Derivative 12,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 17

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 12,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries G Preferred Stock · Derivative 377,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 16

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-A, LLC

Disclosed balance after: 0

Underlying: Common Stock · 377,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries G Preferred Stock · Derivative 455,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 15

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 455,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries G Preferred Stock · Derivative 48,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 14

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 48,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries F Preferred Stock · Derivative 440,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 13

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 440,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries F Preferred Stock · Derivative 46,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 12

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 46,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries E Preferred Stock · Derivative 1,267,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 11

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,267,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries E Preferred Stock · Derivative 133,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 10

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 133,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries D Preferred Stock · Derivative 333,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 9

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-A, LLC

Disclosed balance after: 0

Underlying: Common Stock · 333,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries D Preferred Stock · Derivative 4,379,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 8

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 4,379,624 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries D Preferred Stock · Derivative 462,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 7

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 462,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries C Preferred Stock · Derivative 787,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 6

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-A, LLC

Disclosed balance after: 0

Underlying: Common Stock · 787,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

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December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries C Preferred Stock · Derivative 4,074,426 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 5

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 4,074,426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

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December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionSeries C Preferred Stock · Derivative 430,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 4

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 430,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

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December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionCommon Stock 1,598,899 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · nonDerivative · entry 3

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-A, LLC

Disclosed balance after: 1,598,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

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December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionCommon Stock 10,738,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · nonDerivative · entry 2

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV-QP, L.P.

Disclosed balance after: 11,047,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

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December 15, 2025 Filed Dec 17, 2025 18:33 UTC WEALTHFRONT CORP WLTH · Entity 4762 ConversionCommon Stock 1,134,899 Not disclosed Not disclosed
Disclosure

SEC source: 0001231919-25-000630 · form4-12172025_111247.xml · nonDerivative · entry 1

DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner

DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner

DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner

DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner

Cadeddu John J. · CIK 0001527931 · 10% owner

Goodrich R. Thomas · CIK 0001527929 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By DAG Ventures IV, L.P.

Disclosed balance after: 1,167,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.

F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

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January 20, 2022 Filed Feb 14, 2024 11:07 UTC CORNER GROWTH ACQUISITION CORP. 2 TRON · Entity 88160 OtherClass A ordinary shares 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-022668 · tm245898-2_4seq1.xml · nonDerivative · entry 1

Cadeddu John J. · CIK 0001527931 · Director · Co-Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,475,000

F1 · kind: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F1 · shares: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F1 · price: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F1 · balance_after: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F2 · ownership.nature: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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January 20, 2022 Filed Feb 14, 2024 07:00 UTC Corner Growth Acquisition Corp. COOL · Entity 78742 OtherClass A ordinary shares 0 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014930 · ownership.xml · nonDerivative · entry 1

Cadeddu John J. · CIK 0001527931 · Director · Co-Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 9,825,000

F1 · kind: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F1 · shares: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F1 · price: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F1 · balance_after: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.

F2 · ownership.nature: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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December 24, 2020 Filed Dec 28, 2020 15:46 UTC Corner Growth Acquisition Corp. COOL · Entity 78742 OtherClass B ordinary shares · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-044810 · ownership.xml · derivative · entry 1

Cadeddu John J. · CIK 0001527931 · Director · Co-Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CGA Sponsor, LLC

Disclosed balance after: 9,825,001

Underlying: Class A ordinary shares · 62,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in Corner Growth Acquisition Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-251040) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the Issuer (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · kind: On December 24, 2020, CGA Sponsor, LLC (the "Sponsor") forfeited, for no consideration, 62,500 Class B Shares in connection with the election by the underwriter of the Issuer's initial public offering of units to exercise an option granted to such underwriter to cover over-allotments in part and not in full.

F1 · derivative.exercise_date: As described in Corner Growth Acquisition Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-251040) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the Issuer (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.expiration_date: As described in Corner Growth Acquisition Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-251040) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the Issuer (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person, together with Marvin Tien, controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries C-1 Preferred Stock · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 20

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F6 · derivative.exercise_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F6 · derivative.expiration_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries C-1 Preferred Stock · Derivative 183,351 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 19

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 183,351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F6 · derivative.exercise_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F6 · derivative.expiration_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries C Preferred Stock · Derivative 551 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 18

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F5 · derivative.exercise_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries C Preferred Stock · Derivative 226,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 17

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 226,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F5 · derivative.exercise_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries B-1 Preferred Stock · Derivative 489 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 16

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F4 · derivative.exercise_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F4 · derivative.expiration_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries B-1 Preferred Stock · Derivative 200,786 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 15

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 200,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F4 · derivative.exercise_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F4 · derivative.expiration_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries B Preferred Stock · Derivative 1,772 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 14

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F3 · derivative.exercise_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F3 · derivative.expiration_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries B Preferred Stock · Derivative 728,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 13

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 728,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F3 · derivative.exercise_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F3 · derivative.expiration_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries A Preferred Stock · Derivative 2,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 12

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionSeries A Preferred Stock · Derivative 1,059,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 11

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,059,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 446 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 10

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 5,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 183,351 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 9

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 2,397,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 551 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 8

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 5,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 226,543 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 7

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 2,214,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 489 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 6

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 4,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 200,786 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 5

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 1,988,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 1,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 4

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 4,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 728,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 3

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 1,787,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 2,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 2

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V, L.P.

Disclosed balance after: 2,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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January 30, 2018 Filed Jan 30, 2018 17:32 UTC ARMO BioSciences, Inc. ARMO · Entity 12201 ConversionCommon Stock 1,059,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 1

DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner

DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner

DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner

Cadeddu John J. · CIK 0001527931 · Former 10% owner

Goodrich R. Thomas · CIK 0001527929 · Former 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By DAG Ventures V-QP, L.P.

Disclosed balance after: 1,059,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.

F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.