Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNER GROWTH ACQUISITION CORP. 2TRON · Entity 88160 | Director · Co-Chairman · 10% owner | January 20, 2022 | February 14, 2024 |
| Corner Growth Acquisition Corp.COOL · Entity 78742 | Director · Co-Chairman · 10% owner | January 20, 2022 | February 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNER GROWTH ACQUISITION CORP. 2
Report date January 20, 2022 · Filed February 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | IndirectSee footnote | 4,475,000 |
Reported balance
After 2022-01-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-20 · Other · Disposed 0 · Balance 4,475,000 F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.
F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Corner Growth Acquisition Corp.
Report date January 20, 2022 · Filed February 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | IndirectSee Footnote | 9,825,000 |
Reported balance
After 2022-01-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-20 · Other · Disposed 0 · Balance 9,825,000 F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities.
F2: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARMO BioSciences, Inc.
Report date January 30, 2018 · Filed January 30, 2018
Jointly reported with DAG Ventures Management V, LLC, DAG Ventures V-QP, L.P., DAG Ventures V, L.P., Goodrich R. Thomas
Section 16 reporting ended · disclosed 2018-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy DAG Ventures V-QP, L.P. | 2,397,908 |
Last balance in matching sequence
After 2018-01-30 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2018-01-30 · Conversion · Acquired 1,059,148 · Balance 1,059,148 F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 3 · 2018-01-30 · Conversion · Acquired 728,080 · Balance 1,787,228 F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 5 · 2018-01-30 · Conversion · Acquired 200,786 · Balance 1,988,014 F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 7 · 2018-01-30 · Conversion · Acquired 226,543 · Balance 2,214,557 F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 9 · 2018-01-30 · Conversion · Acquired 183,351 · Balance 2,397,908 F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy DAG Ventures V, L.P. | 5,838 |
Last balance in matching sequence
After 2018-01-30 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 2 · 2018-01-30 · Conversion · Acquired 2,580 · Balance 2,580 F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 4 · 2018-01-30 · Conversion · Acquired 1,772 · Balance 4,352 F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 6 · 2018-01-30 · Conversion · Acquired 489 · Balance 4,841 F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 8 · 2018-01-30 · Conversion · Acquired 551 · Balance 5,392 F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Row 10 · 2018-01-30 · Conversion · Acquired 446 · Balance 5,838 F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V-QP, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-01-30 · Conversion · Disposed 1,059,148 · Balance 0 F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-01-30 · Conversion · Disposed 2,580 · Balance 0 F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V-QP, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-01-30 · Conversion · Disposed 728,080 · Balance 0 F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-01-30 · Conversion · Disposed 1,772 · Balance 0 F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series B-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V-QP, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-01-30 · Conversion · Disposed 200,786 · Balance 0 F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series B-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-01-30 · Conversion · Disposed 489 · Balance 0 F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V-QP, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-01-30 · Conversion · Disposed 226,543 · Balance 0 F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-01-30 · Conversion · Disposed 551 · Balance 0 F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V-QP, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-01-30 · Conversion · Disposed 183,351 · Balance 0 F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
| Series C-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures V, L.P. | 0 |
Reported balance
After 2018-01-30 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-01-30 · Conversion · Disposed 446 · Balance 0 F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date.
F2: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein.
F3: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date.
F4: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date.
F5: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.
F6: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date.
WEALTHFRONT CORP
Report date December 15, 2025 · Filed December 17, 2025
Jointly reported with DAG Ventures Management IV, LLC, DAG Ventures IV, L.P., DAG Ventures IV-QP, L.P., DAG Ventures IV-A, LLC, Goodrich R. Thomas
Section 16 reporting ended · disclosed 2025-12-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy DAG Ventures IV, L.P. | 1,167,469 |
Reported balance
After 2025-12-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-12-15 · Conversion · Acquired 1,134,899 · Balance 1,167,469 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy DAG Ventures IV-QP, L.P. | 11,047,106 |
Reported balance
After 2025-12-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-12-15 · Conversion · Acquired 10,738,874 · Balance 11,047,106 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy DAG Ventures IV-A, LLC | 1,598,899 |
Reported balance
After 2025-12-15 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-12-15 · Conversion · Acquired 1,598,899 · Balance 1,598,899 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-12-15 · Conversion · Disposed 430,596 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-QP, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-12-15 · Conversion · Disposed 4,074,426 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-A, LLC | 0 |
Reported balance
After 2025-12-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-12-15 · Conversion · Disposed 787,400 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-12-15 · Conversion · Disposed 462,842 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-QP, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-12-15 · Conversion · Disposed 4,379,624 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-A, LLC | 0 |
Reported balance
After 2025-12-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-12-15 · Conversion · Disposed 333,176 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-12-15 · Conversion · Disposed 133,936 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-QP, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-12-15 · Conversion · Disposed 1,267,374 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-12-15 · Conversion · Disposed 46,568 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-QP, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-12-15 · Conversion · Disposed 440,642 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-12-15 · Conversion · Disposed 48,124 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-QP, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-12-15 · Conversion · Disposed 455,376 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series G Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-A, LLC | 0 |
Reported balance
After 2025-12-15 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-12-15 · Conversion · Disposed 377,624 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series G-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-12-15 · Conversion · Disposed 12,833 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series G-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-QP, L.P. | 0 |
Reported balance
After 2025-12-15 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-12-15 · Conversion · Disposed 121,432 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
| Series G-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy DAG Ventures IV-A, LLC | 0 |
Reported balance
After 2025-12-15 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-12-15 · Conversion · Disposed 100,699 · Balance 0 F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date.
F2: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
F3: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
F4: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries G-1 Preferred Stock · Derivative | 100,699 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 19 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-A, LLC Disclosed balance after: 0 Underlying: Common Stock · 100,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries G-1 Preferred Stock · Derivative | 121,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 18 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 121,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries G-1 Preferred Stock · Derivative | 12,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 17 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 12,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries G Preferred Stock · Derivative | 377,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 16 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-A, LLC Disclosed balance after: 0 Underlying: Common Stock · 377,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries G Preferred Stock · Derivative | 455,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 15 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 455,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries G Preferred Stock · Derivative | 48,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 14 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 48,124 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries F Preferred Stock · Derivative | 440,642 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 13 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 440,642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries F Preferred Stock · Derivative | 46,568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 12 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 46,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries E Preferred Stock · Derivative | 1,267,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 11 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,267,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries E Preferred Stock · Derivative | 133,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 10 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 133,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries D Preferred Stock · Derivative | 333,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 9 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-A, LLC Disclosed balance after: 0 Underlying: Common Stock · 333,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries D Preferred Stock · Derivative | 4,379,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 8 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,379,624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries D Preferred Stock · Derivative | 462,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 7 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 462,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries C Preferred Stock · Derivative | 787,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 6 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-A, LLC Disclosed balance after: 0 Underlying: Common Stock · 787,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries C Preferred Stock · Derivative | 4,074,426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 5 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,074,426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionSeries C Preferred Stock · Derivative | 430,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · derivative · entry 4 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 430,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.exercise_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F1 · derivative.expiration_date: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionCommon Stock | 1,598,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · nonDerivative · entry 3 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-A, LLC Disclosed balance after: 1,598,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F4 · ownership.nature: Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionCommon Stock | 10,738,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · nonDerivative · entry 2 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV-QP, L.P. Disclosed balance after: 11,047,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F3 · ownership.nature: Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 18:33 UTC | WEALTHFRONT CORP WLTH · Entity 4762 | ConversionCommon Stock | 1,134,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001231919-25-000630 · form4-12172025_111247.xml · nonDerivative · entry 1 DAG Ventures Management IV, LLC · CIK 0001526357 · 10% owner DAG Ventures IV, L.P. · CIK 0001471986 · 10% owner DAG Ventures IV-QP, L.P. · CIK 0001471985 · 10% owner DAG Ventures IV-A, LLC · CIK 0001572731 · 10% owner Cadeddu John J. · CIK 0001527931 · 10% owner Goodrich R. Thomas · CIK 0001527929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By DAG Ventures IV, L.P. Disclosed balance after: 1,167,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock automatically converted immediately prior to the closing of the Issuer's initial public offering for no additional consideration on a 1-for-1 basis and had no expiration date. F2 · ownership.nature: Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Read SEC document |
| January 20, 2022 Filed Feb 14, 2024 11:07 UTC | CORNER GROWTH ACQUISITION CORP. 2 TRON · Entity 88160 | OtherClass A ordinary shares | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-022668 · tm245898-2_4seq1.xml · nonDerivative · entry 1 Cadeddu John J. · CIK 0001527931 · Director · Co-Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 4,475,000 F1 · kind: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F1 · shares: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F1 · price: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F1 · balance_after: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor 2, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F2 · ownership.nature: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 20, 2022 Filed Feb 14, 2024 07:00 UTC | Corner Growth Acquisition Corp. COOL · Entity 78742 | OtherClass A ordinary shares | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-014930 · ownership.xml · nonDerivative · entry 1 Cadeddu John J. · CIK 0001527931 · Director · Co-Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,825,000 F1 · kind: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F1 · shares: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F1 · price: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F1 · balance_after: The Reporting Person forfeited, for no consideration, 50% of his ownership interest in the CGA Sponsor, LLC (the "Sponsor") and therefore reduced his pecuniary interest in the reported securities. F2 · ownership.nature: The Reporting Person shares control of the Sponsor, and in such capacity has voting and investment discretion with respect to the reported securities, which are directly held by the Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the filing of this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 15:46 UTC | Corner Growth Acquisition Corp. COOL · Entity 78742 | OtherClass B ordinary shares · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-044810 · ownership.xml · derivative · entry 1 Cadeddu John J. · CIK 0001527931 · Director · Co-Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · CGA Sponsor, LLC Disclosed balance after: 9,825,001 Underlying: Class A ordinary shares · 62,500 shares Expires not disclosed F1 · derivative.exercise_price: As described in Corner Growth Acquisition Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-251040) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the Issuer (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2 · kind: On December 24, 2020, CGA Sponsor, LLC (the "Sponsor") forfeited, for no consideration, 62,500 Class B Shares in connection with the election by the underwriter of the Issuer's initial public offering of units to exercise an option granted to such underwriter to cover over-allotments in part and not in full. F1 · derivative.exercise_date: As described in Corner Growth Acquisition Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-251040) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the Issuer (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F1 · derivative.expiration_date: As described in Corner Growth Acquisition Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-251040) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the Issuer (the "Class B Shares") will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person, together with Marvin Tien, controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries C-1 Preferred Stock · Derivative | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 20 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F6 · derivative.exercise_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F6 · derivative.expiration_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries C-1 Preferred Stock · Derivative | 183,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 19 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 183,351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F6 · derivative.exercise_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F6 · derivative.expiration_date: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries C Preferred Stock · Derivative | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 18 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F5 · derivative.exercise_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F5 · derivative.expiration_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries C Preferred Stock · Derivative | 226,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 17 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 226,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F5 · derivative.exercise_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F5 · derivative.expiration_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries B-1 Preferred Stock · Derivative | 489 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 16 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F4 · derivative.exercise_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F4 · derivative.expiration_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries B-1 Preferred Stock · Derivative | 200,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 15 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 200,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F4 · derivative.exercise_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F4 · derivative.expiration_date: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries B Preferred Stock · Derivative | 1,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 14 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F3 · derivative.exercise_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F3 · derivative.expiration_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries B Preferred Stock · Derivative | 728,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 13 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 728,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F3 · derivative.exercise_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F3 · derivative.expiration_date: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries A Preferred Stock · Derivative | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 12 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionSeries A Preferred Stock · Derivative | 1,059,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · derivative · entry 11 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,059,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 10 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 5,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 183,351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 9 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 2,397,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Each share of the Issuer's Series C-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 8 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 5,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 226,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 7 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 2,214,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 6 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 4,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 200,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 5 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 1,988,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each share of the Issuer's Series B-1 Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B-1 Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 1,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 4 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 4,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 728,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 3 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 1,787,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of the Issuer's Series B Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 2,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 2 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V, L.P. Disclosed balance after: 2,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| January 30, 2018 Filed Jan 30, 2018 17:32 UTC | ARMO BioSciences, Inc. ARMO · Entity 12201 | ConversionCommon Stock | 1,059,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006068 · doc4.xml · nonDerivative · entry 1 DAG Ventures Management V, LLC · CIK 0001520913 · Former 10% owner DAG Ventures V-QP, L.P. · CIK 0001520911 · Former 10% owner DAG Ventures V, L.P. · CIK 0001520912 · Former 10% owner Cadeddu John J. · CIK 0001527931 · Former 10% owner Goodrich R. Thomas · CIK 0001527929 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By DAG Ventures V-QP, L.P. Disclosed balance after: 1,059,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Series A Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series A Preferred Stock did not have an expiration date. F2 · ownership.nature: DAG Ventures Management V, LLC ("DAG Management V") serves as the sole General Partner of DAG Ventures V-QP, L.P. ("DAG V-QP") and DAG Ventures V, L.P. ("DAG V"). As such, DAG Management V possesses sole voting and investment control over the securities owned by DAG V-QP and DAG V, and may be deemed to have indirect beneficial ownership of the securities held by DAG V-QP and DAG V. DAG Management V, however, owns no securities of the Issuer directly. Messrs. Cadeddu and Goodrich are Managing Directors of DAG Management V and share voting and dispositive power over the shares held by DAG V-QP and DAG V. Each Reporting Person disclaims beneficial ownership of the shares held by DAG V-QP and DAG V except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.