Maheshwari Shubham

SEC source: 0001179110-19-007823 · edgar.xml · derivative · entry 4

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of PRSUs based on the achievement of the performance criteria and other terms specified in the June 14, 2016 award agreement. The performance period of this award ended on March 31, 2019, and the vesting occurred on June 14, 2019, the third anniversary of the grant date.

F3 · derivative.expiration_date: Represents the vesting of PRSUs based on the achievement of the performance criteria and other terms specified in the June 14, 2016 award agreement. The performance period of this award ended on March 31, 2019, and the vesting occurred on June 14, 2019, the third anniversary of the grant date.

SEC source: 0001179110-19-007823 · edgar.xml · nonDerivative · entry 3

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,966.4044

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-19-007823 · edgar.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,502.4044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.

SEC source: 0001179110-19-007823 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,716.4044

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-19-003989 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,070.4044

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such dates.

SEC source: 0001179110-18-014037 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,404.4044

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-18-012011 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,713.4044

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such dates.

SEC source: 0001179110-18-010832 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,323.4044

SEC source: 0001179110-18-010463 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,323.4044

F1 · price: Reflects the weighted average sale price. Actual sale prices ranged from $11.55 to 11.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001179110-18-009201 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,423.4044

F1 · kind: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F1 · shares: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

SEC source: 0001179110-18-008702 · edgar.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,865.772

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-18-008702 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,055.772

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-18-008496 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,409.772

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-18-008143 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,218.772

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

F2 · balance_after: Reflects a correction to the total number of shares owned (a reduction of 325 shares that was reported on 12/15/2017 but not reflected in Mr. Maheshwari's subsequent filings on 1/5/2018 and 3/16/2018).

SEC source: 0001179110-18-004452 · edgar.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,493

Underlying: Common Stock · 15,493 shares

Expires not disclosed

F2 · shares: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · derivative.exercise_date: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · derivative.expiration_date: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · derivative.underlying_shares: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

F2 · balance_after: Reflects performance-based restricted stock units ("PRSU") granted under the Plan. Subject to the reporting person's continued service and the achievement of three-year performance criteria (the "Criteria") specified in the award agreement, each PRSU represents the contingent right to receive one share of Veeco common stock. Awards can range from 25% to 150% of the reported PRSUs based on achievement of the Criteria. If the Criteria are not achieved, the award will be forfeited. Subject to having been earned, vested shares will be delivered to the reporting person on the date specified in the award agreement, but in no case earlier than the third anniversary of the grant date.

SEC source: 0001179110-18-004452 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,772.7725

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. Subject to the reporting person's continued service, these restrictions will lapse: i) 20% on the date which is twelve months from the date of grant, ii) 20% on the date which is eighteen months from the date of grant, iii) 20% on the date which is thirty months from the date of grant, iv) 20% on the date which is forty-two months from the date of grant, and v) 20% on the date which is forty-eight months from the date of grant.

SEC source: 0001179110-17-015433 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,560.772

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-17-015302 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,885.772

SEC source: 0001179110-17-015535 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,885.772

F1 · kind: This filing is being amended to report transaction code "P", reflecting an open market purchase. It was previously reported in error as transaction code "A".

SEC source: 0001179110-17-010327 · edgar.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period for this award ended June 30, 2017. The portion of the award which did not vest was forfeited.

F4 · derivative.expiration_date: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period for this award ended June 30, 2017. The portion of the award which did not vest was forfeited.

SEC source: 0001179110-17-010327 · edgar.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,385.772

F3 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-17-010327 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,530.772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.

F2 · balance_after: Includes the voluntary reporting of 837.521 shares which were purchased under the Veeco Employee Stock Purchase Plan in a transaction that was exempt under Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001179110-18-000607 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,886.7725

F1 · shares: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001179110-17-009344 · edgar.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540

Underlying: Common Stock · 10,540 shares

Expires not disclosed

F2 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · derivative.underlying_shares: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

F2 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service through the date the award is deemed to have been earned, but no earlier than the 3rd anniversary of the grant date.

SEC source: 0001179110-17-009344 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,127.252

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan (the "Plan") and are subject to certain restrictions. These restrictions will lapse with respect to one-fourth of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

SEC source: 0001179110-17-009196 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,997.252

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-17-009071 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,351.252

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-17-008655 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,159.252

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

SEC source: 0001179110-17-000226 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,826.2515

F1 · kind: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001179110-16-033098 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

F1 · shares: Represents securities sold pursuant to a 10b5-1 sales plan adopted by the reporting person.

SEC source: 0001179110-16-033098 · edgar.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

Underlying: Common Stock · 2,521 shares

Expires not disclosed

F3 · shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · derivative.underlying_shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · balance_after: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

SEC source: 0001179110-16-033098 · edgar.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624

Underlying: Common Stock · 2,624 shares

Expires not disclosed

F2 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · derivative.underlying_shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

SEC source: 0001179110-17-004103 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,387.252

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 12/16/2016

SEC source: 0001179110-17-004111 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,866.252

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 6/16/2016