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person · Reporting owner

Maheshwari Shubham

Disclosed activity across 2 companies

Tapewire entity
71275
SEC CIK
0001607969

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VEECO INSTRUMENTS INCVECO · Entity 4322EVP, CFO & COODecember 16, 2019December 17, 2019
Varex Imaging CorpVREX · Entity 5135Chief Financial OfficerSeptember 11, 2026September 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VEECO INSTRUMENTS INC

Report date December 16, 2019 · Filed December 17, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect143,500.4044 Reported balance After 2019-12-16 transaction · row 1
1 source row

Row 1 · 2019-12-16 · Tax withholding · Disposed 296 · Balance 143,500.4044

F1: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Varex Imaging Corp

Report date September 11, 2026 · Filed September 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect269,972 Reported balance After 2026-09-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-11 · Exercise / conversion · Acquired 160,944 · Balance 269,972

F1: Includes 2,137 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan since the last Form 4 filing of the reporting person.

Common StockSEC Table I · non-derivativeDirect139,972 Reported balance After 2026-09-11 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-11 · Sale · Disposed 130,000 · Balance 139,972

F2: The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested options. The shares were sold solely to cover the aggregate exercise price, applicable tax withholdings and broker's fees. The reporting person retained all remaining shares acquired upon exercise.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.460 to $18.470. The reporting person undertakes to provide Varex Imaging Corporation, any security holder of Varex Imaging Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.61 · Expires 2030-08-15Direct0 Reported balance After 2026-09-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-11 · Exercise / conversion · Disposed 160,944 · Balance 0

F4: These Performance Stock Options were subject to a four-year vesting schedule. 25% of the total number of options vested on August 15, 2021 and the remaining options vested monthly thereafter on a pro rata basis.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 2,137 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan since the last Form 4 filing of the reporting person.

F2: The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested options. The shares were sold solely to cover the aggregate exercise price, applicable tax withholdings and broker's fees. The reporting person retained all remaining shares acquired upon exercise.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.460 to $18.470. The reporting person undertakes to provide Varex Imaging Corporation, any security holder of Varex Imaging Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4: These Performance Stock Options were subject to a four-year vesting schedule. 25% of the total number of options vested on August 15, 2021 and the remaining options vested monthly thereafter on a pro rata basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2026 Filed Sep 15, 2026 21:44 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 160,944 $0.00 Strike: $13.61 $0.00
Disclosure

SEC source: 0001607969-26-000002 · wk-form4_1789508688.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,944 shares

Expires 2030-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These Performance Stock Options were subject to a four-year vesting schedule. 25% of the total number of options vested on August 15, 2021 and the remaining options vested monthly thereafter on a pro rata basis.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 21:44 UTC Varex Imaging Corp VREX · Entity 5135 SaleCommon Stock 130,000 $18.46 $2,400,060.00
Disclosure

SEC source: 0001607969-26-000002 · wk-form4_1789508688.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,972

F2 · shares: The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested options. The shares were sold solely to cover the aggregate exercise price, applicable tax withholdings and broker's fees. The reporting person retained all remaining shares acquired upon exercise.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.460 to $18.470. The reporting person undertakes to provide Varex Imaging Corporation, any security holder of Varex Imaging Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2026 Filed Sep 15, 2026 21:44 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 160,944 $13.61 $2,190,447.84
Disclosure

SEC source: 0001607969-26-000002 · wk-form4_1789508688.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,137 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan since the last Form 4 filing of the reporting person.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 16:34 UTC Varex Imaging Corp VREX · Entity 5135 GrantPerformance Stock Units · Derivative 5,520 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000138 · wk-form4_1766007254.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,520

Underlying: Common Stock · 5,520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Varex Imaging common stock, subject to the achievement of applicable performance criteria.

F3 · derivative.exercise_date: On December 10, 2024, the Reporting Person was granted PSU's, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSU's that were earned for fiscal year 2025 as a result of the achievement of such performance criteria during fiscal year 2025. Following the completion of fiscal year 2027, the Compensation Committee will certify and approve the total number of PSU's that were earned, and such PSU's will vest subject to the Reporting Person being employed through the vesting date.

F3 · derivative.expiration_date: On December 10, 2024, the Reporting Person was granted PSU's, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSU's that were earned for fiscal year 2025 as a result of the achievement of such performance criteria during fiscal year 2025. Following the completion of fiscal year 2027, the Compensation Committee will certify and approve the total number of PSU's that were earned, and such PSU's will vest subject to the Reporting Person being employed through the vesting date.

Read SEC document
December 15, 2025 Filed Dec 17, 2025 16:34 UTC Varex Imaging Corp VREX · Entity 5135 GrantPerformance Stock Units · Derivative 4,515 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000138 · wk-form4_1766007254.xml · derivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,354

Underlying: Common Stock · 4,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Varex Imaging common stock, subject to the achievement of applicable performance criteria.

F2 · derivative.exercise_date: On December 10, 2023, the Reporting Person was granted PSU's, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSU's that were earned for fiscal year 2025 as a result of the achievement of such performance criteria during fiscal year 2025. Following the completion of fiscal year 2026, the Compensation Committee will certify and approve the total number of PSU's that were earned, and such PSU's will vest subject to the Reporting Person being employed through the vesting date.

F2 · derivative.expiration_date: On December 10, 2023, the Reporting Person was granted PSU's, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSU's that were earned for fiscal year 2025 as a result of the achievement of such performance criteria during fiscal year 2025. Following the completion of fiscal year 2026, the Compensation Committee will certify and approve the total number of PSU's that were earned, and such PSU's will vest subject to the Reporting Person being employed through the vesting date.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 17:11 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000122 · wk-form4_1765577470.xml · derivative · entry 6

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,333

Underlying: Common Stock · 58,333 shares

Expires not disclosed

F5 · derivative.exercise_price: These Restricted Stock Units granted on December 10, 2025 are scheduled to vest 50% on December 10, 2027 and 50% on December 10, 2029. Vested shares will be delivered to the reporting person upon vest date.

F5 · derivative.exercise_date: These Restricted Stock Units granted on December 10, 2025 are scheduled to vest 50% on December 10, 2027 and 50% on December 10, 2029. Vested shares will be delivered to the reporting person upon vest date.

F5 · derivative.expiration_date: These Restricted Stock Units granted on December 10, 2025 are scheduled to vest 50% on December 10, 2027 and 50% on December 10, 2029. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 17:11 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 13,966 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000122 · wk-form4_1765577470.xml · derivative · entry 5

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,966

Underlying: Common Stock · 13,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units granted on December 10, 2023 vested 50% on December 10, 2025, with the remaining 50% scheduled to vest on December 10, 2027. Vested shares will be delivered to the reporting person upon vest date.

F4 · derivative.expiration_date: These Restricted Stock Units granted on December 10, 2023 vested 50% on December 10, 2025, with the remaining 50% scheduled to vest on December 10, 2027. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 17:11 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 7,063 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000122 · wk-form4_1765577470.xml · derivative · entry 4

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units granted on February 15, 2021 vested 50% on February 15, 2023 and 50% on February 15, 2025. Vested shares will be delivered to the reporting person upon vest date.

F3 · derivative.expiration_date: These Restricted Stock Units granted on February 15, 2021 vested 50% on February 15, 2023 and 50% on February 15, 2025. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 17:11 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 5,227 $11.70 $61,155.90
Disclosure

SEC source: 0001681622-25-000122 · wk-form4_1765577470.xml · nonDerivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,891

Read SEC document
December 10, 2025 Filed Dec 12, 2025 17:11 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 13,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-25-000122 · wk-form4_1765577470.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 17:11 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 7,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-25-000122 · wk-form4_1765577470.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F2 · balance_after: Includes 101 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan since the last Form 4 filing of the reporting person.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:11 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 3,689 $0.00 $0.00
Disclosure

SEC source: 0001681622-25-000066 · wk-form4_1747433472.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,689

Underlying: Common Stock · 3,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units granted on May 21, 2021 vest 50% on May 15, 2023 and 50% on May 15, 2025. Vested shares will be delivered to the reporting person upon vest date.

F4 · derivative.expiration_date: These Restricted Stock Units granted on May 21, 2021 vest 50% on May 15, 2023 and 50% on May 15, 2025. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:11 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 919 $7.89 $7,250.91
Disclosure

SEC source: 0001681622-25-000066 · wk-form4_1747433472.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,988

F3 · shares: These shares represent shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of the Restricted Stock Units reported herein.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:11 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 3,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-25-000066 · wk-form4_1747433472.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F2 · balance_after: Includes 2,000 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan since the last Form 4 filing of the reporting person.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 19:56 UTC Varex Imaging Corp VREX · Entity 5135 GrantPerformance Stock Units · Derivative 2,839 $0.00 $0.00
Disclosure

SEC source: 0001681622-24-000114 · wk-form4_1734569754.xml · derivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,839

Underlying: Common Stock · 2,839 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of Varex Imaging common stock, subject to the achievement of applicable performance criteria.

F2 · derivative.exercise_date: On December 10, 2023, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Following the completion of Fiscal Year 2026, the Compensation Committee will certify and approve the total number of PSUs that were earned, and such PSUs will vest subject to the Reporting Person being employed through the vesting date.

F2 · derivative.expiration_date: On December 10, 2023, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Following the completion of Fiscal Year 2026, the Compensation Committee will certify and approve the total number of PSUs that were earned, and such PSUs will vest subject to the Reporting Person being employed through the vesting date.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 16:41 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 9,878 $0.00 $0.00
Disclosure

SEC source: 0001681622-24-000097 · wk-form4_1734039662.xml · derivative · entry 4

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,878

Underlying: Common Stock · 9,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: These Restricted Stock Units granted on December 9, 2022 vest 50% on December 10, 2024 and 50% on December 10, 2026. Vested shares will be delivered to the reporting person upon vest date.

F5 · derivative.expiration_date: These Restricted Stock Units granted on December 9, 2022 vest 50% on December 10, 2024 and 50% on December 10, 2026. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 16:41 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 25,307 $0.00 $0.00
Disclosure

SEC source: 0001681622-24-000097 · wk-form4_1734039662.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,307

Underlying: Common Stock · 25,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These Restricted Stock Units granted on December 10, 2024 vest 50% on December 10, 2026 and 50% on December 10, 2028. Vested shares will be delivered to the reporting person upon vest date.

F4 · derivative.expiration_date: These Restricted Stock Units granted on December 10, 2024 vest 50% on December 10, 2026 and 50% on December 10, 2028. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 16:41 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 2,460 $15.45 $38,007.00
Disclosure

SEC source: 0001681622-24-000097 · wk-form4_1734039662.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,218

F3 · shares: These shares represent shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of the Restricted Stock Units reported herein.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 16:41 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 9,878 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-24-000097 · wk-form4_1734039662.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F2 · balance_after: Includes 1 share purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan since the last Form 4 filing of the reporting person.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 16:28 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 30,315 $0.00 $0.00
Disclosure

SEC source: 0001681622-24-000076 · wk-form4_1724099300.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units vested on August 15, 2024 and were part of a grant made to the reporting person on October 2, 2020. The vested shares were delivered to the reporting person on the vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units vested on August 15, 2024 and were part of a grant made to the reporting person on October 2, 2020. The vested shares were delivered to the reporting person on the vesting date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 16:28 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 7,579 $12.58 $95,343.82
Disclosure

SEC source: 0001681622-24-000076 · wk-form4_1724099300.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,799

F2 · shares: These shares represent shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of the Restricted Stock Units reported herein.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 16:28 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 30,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-24-000076 · wk-form4_1724099300.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 16:42 UTC Varex Imaging Corp VREX · Entity 5135 PurchaseCommon Stock 10,000 $10.82 $108,200.00
Disclosure

SEC source: 0001681622-24-000074 · wk-form4_1723668145.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,063

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.82 to $10.83 per share, inclusive. The reporting person undertakes to provide Varex Imaging Corporation, any security holder of Varex Imaging Corporation or the staff of the Securities and exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 16:33 UTC Varex Imaging Corp VREX · Entity 5135 PurchaseCommon Stock 9,007 $10.98 $98,896.86
Disclosure

SEC source: 0001681622-24-000072 · wk-form4_1723494777.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,063

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.95 to $11.00 per share, inclusive. The reporting person undertakes to provide Varex Imaging Corporation, any security holder of Varex Imaging Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount of securities beneficially owned at end of reporting period reflect 1,276 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 17:54 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 7,062 $0.00 $0.00
Disclosure

SEC source: 0001681622-23-000088 · wk-form4_1702421684.xml · derivative · entry 4

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,063

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F6 · derivative.exercise_date: These Restricted Stock Units granted on December 10, 2021 vest 50% on December 10, 2023 and 50% on December 10, 2025. Vested shares will be delivered to the reporting person upon vest date.

F6 · derivative.expiration_date: These Restricted Stock Units granted on December 10, 2021 vest 50% on December 10, 2023 and 50% on December 10, 2025. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 17:54 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 27,932 $0.00 $0.00
Disclosure

SEC source: 0001681622-23-000088 · wk-form4_1702421684.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,932

Underlying: Common Stock · 27,932 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F5 · derivative.exercise_date: These Restricted Stock Units granted on December 10, 2023 vest 50% on December 10, 2025 and 50% on December 10, 2027. Vested shares will be delivered to the reporting person upon vest date.

F5 · derivative.expiration_date: These Restricted Stock Units granted on December 10, 2023 vest 50% on December 10, 2025 and 50% on December 10, 2027. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 17:54 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 1,766 $19.69 $34,772.54
Disclosure

SEC source: 0001681622-23-000088 · wk-form4_1702421684.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,780

F4 · shares: These shares represent shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of the Restricted Stock Units reported herein.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 17:54 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 7,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-23-000088 · wk-form4_1702421684.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 10, 2021, the Reporting Person was granted 14,125 Restricted Stock Units, 50% of which vested on December 10, 2023 and 50% of which vest on December 10, 2025.

F2 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F3 · balance_after: Amount of securities beneficially owned at end of reporting period reflect 1 share purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:32 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 3,689 $22.32 $82,338.48
Disclosure

SEC source: 0001681622-23-000052 · wf-form4_168435553349657.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,689

Underlying: Common Stock · 3,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 21, 2021, the Reporting Person was granted 7,378 Restricted Stock Units, 50% of which vested on May 15, 2023 and 50% of which vest on May 15, 2025.

F1 · derivative.expiration_date: On May 21, 2021, the Reporting Person was granted 7,378 Restricted Stock Units, 50% of which vested on May 15, 2023 and 50% of which vest on May 15, 2025.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:32 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 919 $22.32 $20,512.08
Disclosure

SEC source: 0001681622-23-000052 · wf-form4_168435553349657.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,483

F4 · shares: These shares represent shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of the Restricted Stock Units reported herein.

Read SEC document
May 15, 2023 Filed May 17, 2023 16:32 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 3,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-23-000052 · wf-form4_168435553349657.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 21, 2021, the Reporting Person was granted 7,378 Restricted Stock Units, 50% of which vested on May 15, 2023 and 50% of which vest on May 15, 2025.

F2 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F3 · balance_after: Amount of securities beneficially owned at the end of the reporting period reflects 1,173 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 18:17 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 19,756 $0.00 $0.00
Disclosure

SEC source: 0001681622-22-000100 · wf-form4_167097338710016.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,756

Underlying: Common Stock · 19,756 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units granted on December 9, 2022 vest 50% on December 10, 2024 and 50% on December 10, 2026. Vested shares will be delivered to the reporting person upon vest date.

F3 · derivative.expiration_date: These Restricted Stock Units granted on December 9, 2022 vest 50% on December 10, 2024 and 50% on December 10, 2026. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 18:17 UTC Varex Imaging Corp VREX · Entity 5135 GrantNon-Qualified Stock Option (right to buy) · Derivative 40,937 $0.00 Strike: $22.13 $0.00
Disclosure

SEC source: 0001681622-22-000100 · wf-form4_167097338710016.xml · derivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,937

Underlying: Common Stock · 40,937 shares

Expires 2032-12-09

F1 · derivative.exercise_date: These Performance Stock Options are subject to a four-year vesting schedule. 25% of the total number of options vest on December 10, 2023, and the remaining options vest monthly thereafter on the 10th day of each month on a pro rata basis.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 18:57 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionRestricted Stock Units · Derivative 30,315 $0.00 $0.00
Disclosure

SEC source: 0001681622-22-000074 · wf-form4_166069063878185.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,315

Underlying: Common Stock · 30,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The Restricted Stock Units granted on October 2, 2020 vest 50% on August 15, 2022 and 50% on August 15, 2024. Vested shares will be delivered to the reporting person upon vest date.

F4 · derivative.expiration_date: The Restricted Stock Units granted on October 2, 2020 vest 50% on August 15, 2022 and 50% on August 15, 2024. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 18:57 UTC Varex Imaging Corp VREX · Entity 5135 Tax withholdingCommon Stock 7,640 $22.31 $170,448.40
Disclosure

SEC source: 0001681622-22-000074 · wf-form4_166069063878185.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,540

F3 · shares: These shares represent shares withheld for satisfaction of a tax withholding obligation arising as a result of the vesting of the Restricted Stock Units reported herein.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 18:57 UTC Varex Imaging Corp VREX · Entity 5135 Exercise / conversionCommon Stock 30,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001681622-22-000074 · wf-form4_166069063878185.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F2 · balance_after: Amount of securities beneficially owned at end of reporting period reflect 3,865 shares purchased under the Varex Imaging Corporation 2017 Employee Stock Purchase Plan.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:45 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 14,125 $0.00 $0.00
Disclosure

SEC source: 0001681622-21-000112 · wf-form4_163952553885850.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,125

Underlying: Common Stock · 14,125 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These Restricted Stock Units granted on December 10, 2021 vest 50% on December 10, 2023 and 50% on December 10, 2025. Vested shares will be delivered to the reporting person upon vest date.

F3 · derivative.expiration_date: These Restricted Stock Units granted on December 10, 2021 vest 50% on December 10, 2023 and 50% on December 10, 2025. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 18:45 UTC Varex Imaging Corp VREX · Entity 5135 GrantNon-Qualified Stock Option (right to buy) · Derivative 32,932 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001681622-21-000112 · wf-form4_163952553885850.xml · derivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,932

Underlying: Common Stock · 32,932 shares

Expires 2031-12-10

F1 · derivative.exercise_date: These Performance Stock Options are subject to a four-year vesting schedule. 25% of the total number of options vest one year from grant date, and the remaining options vest monthly thereafter on a pro rata basis.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:40 UTC Varex Imaging Corp VREX · Entity 5135 GrantNon-Qualified Stock Option (right to buy) · Derivative 17,605 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001681622-21-000071 · wf-form4_162198242966672.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,605

Underlying: Common Stock · 17,605 shares

Expires 2031-05-21

F3 · derivative.exercise_date: These Performance Stock Options are subject to a four-year vesting schedule. 25% of the total number of options vest on May 15, 2022 and the remaining options vest monthly thereafter on a pro rata basis.

Read SEC document
May 21, 2021 Filed May 25, 2021 18:40 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 7,378 $0.00 $0.00
Disclosure

SEC source: 0001681622-21-000071 · wf-form4_162198242966672.xml · derivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,378

Underlying: Common Stock · 7,378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units granted on May 21, 2021 vest 50% on May 15, 2023 and 50% on May 15, 2025. Vested shares will be delivered to the reporting person upon vest date.

F2 · derivative.expiration_date: These Restricted Stock Units granted on May 21, 2021 vest 50% on May 15, 2023 and 50% on May 15, 2025. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 18:48 UTC Varex Imaging Corp VREX · Entity 5135 GrantNon-Qualified Stock Option (right to buy) · Derivative 160,944 $0.00 Strike: $13.61 $0.00
Disclosure

SEC source: 0001681622-20-000095 · wf-form4_160202449760431.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,944

Underlying: Common Stock · 160,944 shares

Expires 2030-10-02

F3 · derivative.exercise_date: These Performance Stock Options are subject to a four-year vesting schedule. 25% of the total number of options vest on August 15, 2021 and the remaining options vest monthly thereafter on a pro rata basis.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 18:48 UTC Varex Imaging Corp VREX · Entity 5135 GrantRestricted Stock Units · Derivative 60,630 $0.00 $0.00
Disclosure

SEC source: 0001681622-20-000095 · wf-form4_160202449760431.xml · derivative · entry 1

Maheshwari Shubham · CIK 0001607969 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,630

Underlying: Common Stock · 60,630 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These Restricted Stock Units granted on October 2, 2020 vest 50% on August 15, 2022 and 50% on August 15, 2024. Vested shares will be delivered to the reporting person upon vest date.

F2 · derivative.expiration_date: These Restricted Stock Units granted on October 2, 2020 vest 50% on August 15, 2022 and 50% on August 15, 2024. Vested shares will be delivered to the reporting person upon vest date.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:46 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 296 $13.88 $4,107.00
Disclosure

SEC source: 0001179110-19-012923 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,500.4044

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:05 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 2,864 $11.68 $33,451.52
Disclosure

SEC source: 0001104659-19-052964 · a4.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,796.4044

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:31 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,399 $11.30 $15,808.70
Disclosure

SEC source: 0001179110-19-010412 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,660.4044

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:18 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Disposition to issuerPerformance Based Restricted Stock Units · Derivative 3,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009260 · edgar.xml · derivative · entry 5

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010

Underlying: Common Stock · 3,005 shares

Expires not disclosed

F4 · shares: Represents the forfeiture of a portion of the PRSUs granted on June 12, 2015 due to non-achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

F4 · derivative.expiration_date: Represents the forfeiture of a portion of the PRSUs granted on June 12, 2015 due to non-achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:18 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 3,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009260 · edgar.xml · derivative · entry 4

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015

Underlying: Common Stock · 3,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

F2 · derivative.expiration_date: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:18 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Tax withholdingCommon Stock 1,412 $11.77 $16,619.24
Disclosure

SEC source: 0001179110-19-009260 · edgar.xml · nonDerivative · entry 3

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,059.4044

F3 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 21:18 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 Exercise / conversionCommon Stock 3,005 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009260 · edgar.xml · nonDerivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,471.4044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of a portion of the PRSUs granted on June 12, 2015 based on partial achievement of the performance criteria specified in the award agreement. The performance period for this component of the award ended June 30, 2019.

Read SEC document
June 28, 2019 Filed Aug 7, 2019 21:18 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 2,500 $6.61 $16,512.50
Disclosure

SEC source: 0001179110-19-009260 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,466.4044

F1 · shares: Represents 2,500 shares purchased under the Veeco Employee Stock Purchase Plan on June 28, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.