Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anteris Technologies Global Corp.AVR · Entity 5089 | Director · Chief Executive Officer | December 16, 2025 | December 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anteris Technologies Global Corp.
Report date December 16, 2025 · Filed December 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 182,727 |
Last balance in matching sequence
After 2025-12-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-12-16 · Exercise / conversion · Acquired 333,333 · Balance 345,940 F1: Each restricted stock unit converts into a share of common stock on a one-for-one basis. F2: Held by Citibank, N.A. London as custodian for Mr. Paterson. Row 2 · 2025-12-16 · Tax withholding · Disposed 163,213 · Balance 182,727 F2: Held by Citibank, N.A. London as custodian for Mr. Paterson. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 666,667 |
Reported balance
After 2025-12-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-12-16 · Exercise / conversion · Disposed 333,333 · Balance 666,667 F1: Each restricted stock unit converts into a share of common stock on a one-for-one basis. F3: On December 16, 2024, the Reporting Person was contingently granted 1,000,000 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date. These restricted stock units were approved by stockholders on December 3, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 20,334 |
Reported balance
Holding disclosure · report date 2025-12-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,334 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit converts into a share of common stock on a one-for-one basis.
F2: Held by Citibank, N.A. London as custodian for Mr. Paterson.
F3: On December 16, 2024, the Reporting Person was contingently granted 1,000,000 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date. These restricted stock units were approved by stockholders on December 3, 2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEPHEID
Report date November 04, 2016 · Filed November 07, 2016
Section 16 reporting ended · disclosed 2016-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-04 transaction · row 1
1 source rowRow 1 · 2016-11-04 · Disposition to issuer · Disposed 4,500 · Balance 0 F1: This number includes RSUs previously reported on Table I that at closing, were accelerated and converted into the right to receive $53 per share, without interest. F2: On September 2, 2016, the Issuer entered into an Agreement and Plan of Merger ("Merger Agreement") with Danaher Corporation, a Delaware corporation (the "Acquirer"), and Copper Merger Sub, Inc., a California corporation and a wholly-owned subsidiary of the Acquirer. Upon the closing of the transactions contemplated by the Merger Agreement on November 4, 2016 (the "Closing"), each of the Reporting Person's shares of the Issuer's Common Stock was cancelled and converted into the right to receive $53.00, without interest (the "Merger Consideration"). |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.70 · Expires 2022-04-28 | Direct | 0 |
Reported balance
After 2016-11-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-04 · Disposition to issuer · Disposed 24,400 · Balance 0 F3: Upon the Closing, this option was cancelled and ceased to exist without receiving any payment therefor. F4: 1/3 of the shares subject to the grant vest and become exercisable on each anniversary of the grant date, subject to the continuing service of the Reporting Person on the vesting date. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.59 · Expires 2023-04-26 | Direct | 0 |
Reported balance
After 2016-11-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-04 · Disposition to issuer · Disposed 16,300 · Balance 0 F5: Upon the Closing, 100% of this option's vesting was accelerated and converted into the right to receive an amount of cash equal to the number of shares outstanding under the option multiplied by $53.00 minus the exercise price. F6: 100% of the shares subject to the grant vested and became exercisable on the one-year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This number includes RSUs previously reported on Table I that at closing, were accelerated and converted into the right to receive $53 per share, without interest.
F2: On September 2, 2016, the Issuer entered into an Agreement and Plan of Merger ("Merger Agreement") with Danaher Corporation, a Delaware corporation (the "Acquirer"), and Copper Merger Sub, Inc., a California corporation and a wholly-owned subsidiary of the Acquirer. Upon the closing of the transactions contemplated by the Merger Agreement on November 4, 2016 (the "Closing"), each of the Reporting Person's shares of the Issuer's Common Stock was cancelled and converted into the right to receive $53.00, without interest (the "Merger Consideration").
F3: Upon the Closing, this option was cancelled and ceased to exist without receiving any payment therefor.
F4: 1/3 of the shares subject to the grant vest and become exercisable on each anniversary of the grant date, subject to the continuing service of the Reporting Person on the vesting date.
F5: Upon the Closing, 100% of this option's vesting was accelerated and converted into the right to receive an amount of cash equal to the number of shares outstanding under the option multiplied by $53.00 minus the exercise price.
F6: 100% of the shares subject to the grant vested and became exercisable on the one-year anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2025 Filed Dec 18, 2025 23:30 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionRestricted Stock Units · Derivative | 333,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-046072 · form4.xml · derivative · entry 4 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,667 Underlying: Common Stock · 333,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: On December 16, 2024, the Reporting Person was contingently granted 1,000,000 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date. These restricted stock units were approved by stockholders on December 3, 2025. F3 · derivative.expiration_date: On December 16, 2024, the Reporting Person was contingently granted 1,000,000 restricted stock units, which vest in approximately equal installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continues service through each vesting date. These restricted stock units were approved by stockholders on December 3, 2025. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 23:30 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Tax withholdingCommon Stock | 163,213 | $4.95 | $807,904.35 |
DisclosureSEC source: 0001140361-25-046072 · form4.xml · nonDerivative · entry 2 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 182,727 F2 · ownership.nature: Held by Citibank, N.A. London as custodian for Mr. Paterson. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 23:30 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionCommon Stock | 333,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-25-046072 · form4.xml · nonDerivative · entry 1 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 345,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit converts into a share of common stock on a one-for-one basis. F2 · ownership.nature: Held by Citibank, N.A. London as custodian for Mr. Paterson. Read SEC document |
| December 03, 2025 Filed Dec 8, 2025 11:01 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantRestricted Stock Units · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-044615 · form4.xml · derivative · entry 1 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a right to receive one share of common stock. These RSU vest in three approximately equal annual installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each vesting date. F1 · derivative.exercise_date: Each RSU represents a right to receive one share of common stock. These RSU vest in three approximately equal annual installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each vesting date. F1 · derivative.expiration_date: Each RSU represents a right to receive one share of common stock. These RSU vest in three approximately equal annual installments on December 16, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 05, 2025 Filed Mar 20, 2025 23:40 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionStock Option · Derivative | 233,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001140361-25-009752 · form4.xml · derivative · entry 4 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 233,000 shares Expires 2025-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options. The issuance of Common Stock was finalized on March 20, 2025. F3 · derivative.exercise_date: The option vested in two equal installments on February 8, 2022 and June 24, 2022. Read SEC document |
| March 05, 2025 Filed Mar 20, 2025 23:40 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Tax withholdingCommon Stock | 220,393 | $7.98 | $1,758,736.14 |
DisclosureSEC source: 0001140361-25-009752 · form4.xml · nonDerivative · entry 2 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 12,607 F1 · ownership.nature: Held by Citibank, N.A. London as custodian for Mr. Paterson. Read SEC document |
| March 05, 2025 Filed Mar 20, 2025 23:40 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionCommon Stock | 233,000 | $7.13 | $1,661,290.00 |
DisclosureSEC source: 0001140361-25-009752 · form4.xml · nonDerivative · entry 1 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 233,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options. The issuance of Common Stock was finalized on March 20, 2025. F1 · ownership.nature: Held by Citibank, N.A. London as custodian for Mr. Paterson. Read SEC document |
| March 05, 2025 Filed Mar 21, 2025 13:30 UTC Amendment | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionStock Option · Derivative | 233,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001140361-25-009828 · form4.xml · derivative · entry 4 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 233,000 shares Expires 2025-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options. The issuance of Common Stock was finalized on March 20, 2025. F3 · derivative.exercise_date: The option vested in two equal installments on February 8, 2022 and June 24, 2022. Read SEC document |
| March 05, 2025 Filed Mar 21, 2025 13:30 UTC Amendment | Anteris Technologies Global Corp. AVR · Entity 5089 | Tax withholdingCommon Stock | 220,393 | $7.98 | $1,758,736.14 |
DisclosureSEC source: 0001140361-25-009828 · form4.xml · nonDerivative · entry 2 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 12,607 F1 · ownership.nature: Held by Citibank, N.A. London as custodian for Mr. Paterson. Read SEC document |
| March 05, 2025 Filed Mar 21, 2025 13:30 UTC Amendment | Anteris Technologies Global Corp. AVR · Entity 5089 | Exercise / conversionCommon Stock | 233,000 | $7.13 | $1,661,290.00 |
DisclosureSEC source: 0001140361-25-009828 · form4.xml · nonDerivative · entry 1 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 233,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: A total of 220,393 options were exercised and settled in cash, with the net cash equivalent (after taxes, withholdings, and the exercise price) used to cover the exercise of an additional 12,607 options. The issuance of Common Stock was finalized on March 20, 2025. F1 · ownership.nature: Held by Citibank, N.A. London as custodian for Mr. Paterson. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantOption · Derivative | 4,167 | $0.00 Strike: $18.46 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 9 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,167 Underlying: Common Stock · 4,167 shares Expires 2025-05-31 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F12 · price: The options were issued on May 31, 2023 as free-attaching options relating to a share placement which occurred on February 15, 2023. F11 · derivative.exercise_date: The non-incentive plan option is vested and may be exercised until May 31, 2025. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 300,000 | $0.00 Strike: $14.64 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 8 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-06-19 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F10 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 700,000 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 7 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2028-09-15 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F9 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 258,778 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 6 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 258,778 Underlying: Common Stock · 258,778 shares Expires 2027-06-13 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F8 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 41,222 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 5 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,222 Underlying: Common Stock · 41,222 shares Expires 2027-06-13 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F7 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 233,000 | $0.00 Strike: $7.13 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 4 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,000 Underlying: Common Stock · 233,000 shares Expires 2025-03-20 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F6 · derivative.exercise_date: The option vested in two equal installments on February 8, 2022 and June 24, 2022. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 31,890 | $0.00 Strike: $3.76 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 3 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,890 Underlying: Common Stock · 31,890 shares Expires 2029-05-15 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F5 · derivative.exercise_date: The option vested in three equal annual installments beginning on December 31, 2019. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 14,358 | $0.00 Strike: $23.56 | $0.00 |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · derivative · entry 2 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,358 Underlying: Common Stock · 14,358 shares Expires 2027-12-31 F2 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F3 · kind: Legacy awards originally issued by ATL that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Corporations Act, effective on the Effective Date. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on December 31, 2018. Read SEC document |
| December 16, 2024 Filed Dec 19, 2024 02:19 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantCommon Stock | 20,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-129873 · tm2431370-5_4seq1.xml · nonDerivative · entry 1 Paterson Wayne · CIK 0001640666 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,334 F1 · kind: Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share. F1 · price: Received in exchange for an equivalent number of ordinary shares of Anteris Technologies Ltd ("ATL") in connection with a series of reorganization transactions pursuant to which the Issuer received all of the issued and outstanding shares of ATL pursuant to a scheme of arrangement (the "Scheme") under Australian law between ATL and its shareholders under Part 5.1 of the Australian Corporations Act 2001 (Cth) (the "Corporations Act"). On December 16, 2024, the effective date of the Scheme and the closing of the Issuer's U.S. initial public offering (the "Effective Date"), the closing price of the Issuer's common stock was $5.50 per share. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 19:40 UTC | CEPHEID CPHD · Entity 181259 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 16,300 | $0.00 Strike: $36.59 | $0.00 |
DisclosureSEC source: 0001209191-16-148756 · doc4.xml · derivative · entry 3 Paterson Wayne · CIK 0001640666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,300 shares Expires 2023-04-26 F5 · shares: Upon the Closing, 100% of this option's vesting was accelerated and converted into the right to receive an amount of cash equal to the number of shares outstanding under the option multiplied by $53.00 minus the exercise price. F6 · derivative.exercise_date: 100% of the shares subject to the grant vested and became exercisable on the one-year anniversary of the grant date. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 19:40 UTC | CEPHEID CPHD · Entity 181259 | Disposition to issuerNon-Qualified Stock Option (Right to Buy) · Derivative | 24,400 | $0.00 Strike: $56.70 | $0.00 |
DisclosureSEC source: 0001209191-16-148756 · doc4.xml · derivative · entry 2 Paterson Wayne · CIK 0001640666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,400 shares Expires 2022-04-28 F3 · shares: Upon the Closing, this option was cancelled and ceased to exist without receiving any payment therefor. F4 · derivative.exercise_date: 1/3 of the shares subject to the grant vest and become exercisable on each anniversary of the grant date, subject to the continuing service of the Reporting Person on the vesting date. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 19:40 UTC | CEPHEID CPHD · Entity 181259 | Disposition to issuerCommon Stock | 4,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-148756 · doc4.xml · nonDerivative · entry 1 Paterson Wayne · CIK 0001640666 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: This number includes RSUs previously reported on Table I that at closing, were accelerated and converted into the right to receive $53 per share, without interest. F2 · price: On September 2, 2016, the Issuer entered into an Agreement and Plan of Merger ("Merger Agreement") with Danaher Corporation, a Delaware corporation (the "Acquirer"), and Copper Merger Sub, Inc., a California corporation and a wholly-owned subsidiary of the Acquirer. Upon the closing of the transactions contemplated by the Merger Agreement on November 4, 2016 (the "Closing"), each of the Reporting Person's shares of the Issuer's Common Stock was cancelled and converted into the right to receive $53.00, without interest (the "Merger Consideration"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.