Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITED NATURAL FOODS INCUNFI · Entity 4293 | Director | October 08, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITED NATURAL FOODS INC
Report date October 08, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,401 |
Reported balance
After 2026-10-08 transaction · row 1
1 source rowRow 1 · 2026-10-08 · Grant · Acquired 4,197 · Balance 103,401 F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VALSPAR CORP
Report date June 01, 2017 · Filed June 05, 2017
Section 16 reporting ended · disclosed 2017-06-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-01 · Grant · Acquired 18,551 · Balance 37,637 F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. Row 2 · 2017-06-01 · Disposition to issuer · Disposed 37,637 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSavings and Retirement Plan | 0 |
Reported balance
After 2017-06-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-06-01 · Disposition to issuer · Disposed 305 · Balance 0 F2: Includes 70 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.95 · Expires 2023-03-11 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-06-01 · Disposition to issuer · Disposed 24,947 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.95 · Expires 2023-03-11 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-06-01 · Disposition to issuer · Disposed 74,113 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $64.78 · Expires 2023-10-02 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-06-01 · Disposition to issuer · Disposed 31,390 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.85 · Expires 2024-10-01 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-06-01 · Disposition to issuer · Disposed 20,850 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.88 · Expires 2025-09-30 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-06-01 · Disposition to issuer · Disposed 35,910 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-06-01 · Disposition to issuer · Disposed 13,932 · Balance 0 F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-06-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-06-01 · Disposition to issuer · Disposed 14,850 · Balance 0 F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams.
F2: Includes 70 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017.
F3: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option.
F4: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018.
F5: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019.
F6: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2026 Filed Oct 13, 2026 20:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantCommon Stock | 4,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-065698 · wk-form4_1791922661.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,401 F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:45 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantCommon Stock | 5,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058321 · wk-form4_1766180701.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,204 F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on December 18, 2026. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 21:18 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantCommon Stock | 6,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-24-000117 · wk-form4_1734729532.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,897 F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fourth Amended and Restated Equity Incentive Plan and will fully vest on December 19, 2025. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. Read SEC document |
| December 21, 2023 Filed Dec 22, 2023 21:17 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantCommon Stock | 10,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-23-000150 · wk-form4_1703279813.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,411 F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Third Amended and Restated 2020 Equity Incentive Plan and will fully vest on December 21, 2024. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. Read SEC document |
| October 06, 2022 Filed Oct 11, 2022 11:31 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantCommon Stock | 4,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-22-000097 · wf-form4_166548787801432.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,931 F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to the Amended and Restated 2020 Equity Incentive Plan and will fully vest on October 6, 2023. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F2 · balance_after: United Natural Foods, Inc. revised its method of reporting RSUs to report such grants in Table I rather than as previously reported in Table II. Accordingly, amount includes 3,500 unvested RSUs previously reported in Table II. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:48 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-21-000145 · wf-form4_163424809214148.xml · derivative · entry 3 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F4 · derivative.exercise_date: The RSUs will vest in full on October 12, 2022. F4 · derivative.expiration_date: The RSUs will vest in full on October 12, 2022. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:48 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 9,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-21-000145 · wf-form4_163424809214148.xml · derivative · entry 2 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: The RSUs were granted on October 12, 2020. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 100% of the original grant amount. F3 · derivative.expiration_date: The RSUs were granted on October 12, 2020. This Form 4 reflects the vesting of this RSU on October 12, 2021 as to 100% of the original grant amount. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 21:48 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 9,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-21-000145 · wf-form4_163424809214148.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| October 12, 2020 Filed Oct 14, 2020 20:28 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 9,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000122 · wf-form4_160270727488002.xml · derivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,326 Underlying: Common Stock · 9,326 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. F2 · derivative.exercise_date: The RSUs will vest in full on October 12, 2021. F2 · derivative.expiration_date: The RSUs will vest in full on October 12, 2021. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 20:56 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionRestricted Stock Unit · Derivative | 29,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000110 · wf-form4_160219058515661.xml · derivative · entry 2 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. F2 · derivative.exercise_date: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. F2 · derivative.expiration_date: Each RSU represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. The RSUs were granted on December 19, 2019. This Form 4 reflects the vesting of this RSU on October 6, 2020 as to 100% of the original grant amount. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 20:56 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | Exercise / conversionCommon Stock | 29,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-20-000110 · wf-form4_160219058515661.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 21:22 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | GrantRestricted Stock Unit · Derivative | 29,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001020859-19-000176 · wf-form4_157687694034039.xml · derivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,514 Underlying: Common Stock · 29,514 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. F2 · derivative.exercise_date: The RSUs will vest in full on October 6, 2020. F2 · derivative.expiration_date: The RSUs will vest in full on October 6, 2020. Read SEC document |
| October 18, 2019 Filed Oct 21, 2019 21:52 UTC | UNITED NATURAL FOODS INC UNFI · Entity 4293 | PurchaseCommon Stock | 30,000 | $6.91 | $207,300.00 |
DisclosureSEC source: 0001020859-19-000134 · wf-form4_157169474570935.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: Represents the weighted average price of shares purchased in multiple same-day transactions at prices ranging from $6.90 to $6.93. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerRestricted Stock Units · Derivative | 14,850 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 10 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,850 shares Expires not disclosed F6 · kind: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. F6 · price: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. F6 · derivative.exercise_date: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. F6 · derivative.expiration_date: Restricted stock unit award granted on 9/27/2016, which is after the date of the Merger Agreement. RSUs were to be paid out upon vesting on 9/27/2019. This award will be converted into an equivalent award relating to shares of Sherwin-Williams common stock on the terms set forth in the Merger Agreement. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerRestricted Stock Units · Derivative | 13,932 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 9 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,932 shares Expires not disclosed F5 · kind: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. F5 · price: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. F5 · derivative.exercise_date: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. F5 · derivative.expiration_date: RSUs were to be paid out upon vesting. Pursuant to the Merger Agreement, each outstanding RSU was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such RSU and (ii) $113.00. Vesting dates range from January 8, 2018 to January 14, 2019. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 35,910 | Not disclosed Strike: $71.88 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 8 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,910 shares Expires 2025-09-30 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 20,850 | Not disclosed Strike: $76.85 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 7 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,850 shares Expires 2024-10-01 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 31,390 | Not disclosed Strike: $64.78 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 6 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,390 shares Expires 2023-10-02 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 74,113 | Not disclosed Strike: $62.95 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 5 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,113 shares Expires 2023-03-11 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerStock Options (right to buy) · Derivative | 24,947 | Not disclosed Strike: $62.95 | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · derivative · entry 4 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,947 shares Expires 2023-03-11 F3 · kind: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F3 · price: Pursuant to the Merger Agreement, each outstanding option was canceled in exchange for a cash payment equal to the product of (i) the number of shares subject to such option and (ii) the excess of $113.00 over the exercise price of the option. F4 · derivative.exercise_date: All of such options are fully vested, except the options at an exercise price of $76.85, which vest in equal annual installments on Octover 1, 2015, 2016 and 2017 and the options at an exercise price of $71.88, which vest in equal annual installments on September 30, 2016, 2017 and 2018. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 305 | $113.00 | $34,465.00 |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · nonDerivative · entry 3 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Savings and Retirement Plan Disclosed balance after: 0 F2 · shares: Includes 70 shares vested in the Valspar Savings and Retirement Plan from 10/29/2016 through 6/1/2017. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | Disposition to issuerCommon Stock | 37,637 | $113.00 | $4,252,981.00 |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · nonDerivative · entry 2 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:39 UTC | VALSPAR CORP VAL · Entity 175520 | GrantCommon Stock | 18,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-015326 · doc4.xml · nonDerivative · entry 1 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,637 F1 · kind: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. F1 · price: Vesting of PSUs upon effectiveness of the merger contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement") by and between The Valspar Corporation, The Sherwin-Williams Company ("Sherwin-Williams") and Viking Merger Sub Inc., a wholly owned subsidiary of Sherwin-Williams. Read SEC document |
| October 28, 2016 Filed Dec 9, 2016 16:19 UTC | VALSPAR CORP VAL · Entity 175520 | OtherCommon Stock | 90 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-032701 · edgar.xml · nonDerivative · entry 2 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Savings and Retirement Plan Disclosed balance after: 235 F1 · kind: Vested shares in Valspar Savings and Retirement Plan as of allocation date 10/28/2016. F1 · price: Vested shares in Valspar Savings and Retirement Plan as of allocation date 10/28/2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 17:50 UTC | VALSPAR CORP VAL · Entity 175520 | GrantRestricted stock units · Derivative | 14,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-16-003002 · valspar163343muehlbauer_4.xml · derivative · entry 3 Muehlbauer James L · CIK 0001324495 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,850 Underlying: Common stock · 14,850 shares Expires not disclosed F2 · derivative.exercise_price: Grant of time-based restricted stock units where each restricted stock unit represents a right to receive one share of the Issuer's common stock. The restricted stock units will vest on September 27, 2019 and shall be paid in shares of the Issuer's common stock. F2 · derivative.exercise_date: Grant of time-based restricted stock units where each restricted stock unit represents a right to receive one share of the Issuer's common stock. The restricted stock units will vest on September 27, 2019 and shall be paid in shares of the Issuer's common stock. F2 · derivative.expiration_date: Grant of time-based restricted stock units where each restricted stock unit represents a right to receive one share of the Issuer's common stock. The restricted stock units will vest on September 27, 2019 and shall be paid in shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.