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HOUGH RICHARD R III

Disclosed activity across 1 company

Tapewire entity
71077
SEC CIK
0001560880

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Silvercrest Asset Management Group Inc.SAMG · Entity 6931Director · Chairman and CEODecember 10, 2025December 19, 2025

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Silvercrest Asset Management Group Inc.

Report date December 10, 2025 · Filed December 19, 2025 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2035-12-10Direct509,481 Reported balance After 2025-12-10 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-12-10 · Grant · Acquired 509,481 · Balance 509,481

F1: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.

F2: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

F3: On December 12, 2025, the reporting person filed a Form 4 which inadvertently reported the grant of options for 477,638 Class B Units in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. As reported in this amendment, the correct number of options granted to the reporting person was 509,481.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.

F2: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

F3: On December 12, 2025, the reporting person filed a Form 4 which inadvertently reported the grant of options for 477,638 Class B Units in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. As reported in this amendment, the correct number of options granted to the reporting person was 509,481.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2025 Filed Dec 12, 2025 21:30 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantEmployee Stock Option (Right to Buy) · Derivative 477,638 $0.00 Strike: $15.29 $0.00
Disclosure

SEC source: 0001193125-25-317637 · ownership.xml · derivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,638

Underlying: See Footnote · 477,638 shares

Expires 2035-12-10

F1 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
December 10, 2025 Filed Dec 19, 2025 23:50 UTC Amendment Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantEmployee Stock Option (Right to Buy) · Derivative 509,481 $0.00 Strike: $15.29 $0.00
Disclosure

SEC source: 0001193125-25-327193 · ownership.xml · derivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,481

Underlying: See Footnote · 509,481 shares

Expires 2035-12-10

F1 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of December 10, 2025, the grant date.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

F3 · derivative.underlying_shares: On December 12, 2025, the reporting person filed a Form 4 which inadvertently reported the grant of options for 477,638 Class B Units in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. As reported in this amendment, the correct number of options granted to the reporting person was 509,481.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantEmployee Stock Option (Right to Buy) · Derivative 279,529 $0.00 Strike: $14.65 $0.00
Disclosure

SEC source: 0000950170-24-053024 · ownership.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,529

Underlying: See Footnote · 279,529 shares

Expires 2034-05-01

F6 · derivative.exercise_date: The options vest in three equal installments on each of the first, second and third anniversaries of May 1, 2024, the grant date.

F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Units · Derivative 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053024 · ownership.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,754

Underlying: Class A Common Stock, par value $0.01 · 34,130 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:00 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 34,130 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-053024 · ownership.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,754

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2024, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Tax withholdingClass B Units · Derivative 60,286 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 5

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,624

Underlying: Class A Common Stock, par value $0.01 · 60,286 shares

Expires not disclosed

F3 · derivative.exercise_price: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Exercise / conversionClass B Units · Derivative 60,742 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 4

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,910

Underlying: Class A Common Stock, par value $0.01 · 60,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F3 · derivative.exercise_price: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company. Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,742 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: See footnote · 60,742 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in three equal installments beginning on May 1, 2019.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Tax withholdingClass B Common Stock, par value $0.01 60,286 $14.65 $883,189.90
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,624

Read SEC document
April 30, 2024 Filed May 2, 2024 21:55 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Exercise / conversionClass B Common Stock, par value $0.01 60,742 $14.54 $883,188.68
Disclosure

SEC source: 0000950170-24-052338 · ownership.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Tax withholdingClass B Units · Derivative 83,328 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 5

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,168

Underlying: Class A Common Stock, par value $0.01 · 83,328 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Exercise / conversionClass B Units · Derivative 105,398 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 4

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,496

Underlying: Class A Common Stock, par value $0.01 · 105,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 105,398 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: See footnote · 105,398 shares

Expires 2023-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in three equal installments beginning on October 1, 2019.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Tax withholdingClass B Common Stock, par value $0.01 83,328 $17.67 $1,472,405.76
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,168

Read SEC document
September 13, 2023 Filed Sep 16, 2023 00:47 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 Exercise / conversionClass B Common Stock, par value $0.01 105,398 $13.97 $1,472,410.06
Disclosure

SEC source: 0000899243-23-019193 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 00:39 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Units · Derivative 82,508 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010575 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,098

Underlying: Class A Common Stock, par value $0.01 · 82,508 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 00:39 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 82,508 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010575 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,098

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of April 3, 2023, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:31 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Units · Derivative 78,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034924 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,929

Underlying: Class A Common Stock, par value $0.01 · 78,929 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 20:31 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 78,929 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034924 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,590

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of November 1, 2022, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Units · Derivative 86,269 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018345 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,661

Underlying: Class A Common Stock, par value $0.01 · 86,269 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:15 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 86,269 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018345 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,661

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 3, 2021, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:30 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantEmployee Stock Option (right to buy) · Derivative 86,764 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0000899243-20-012072 · doc4.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,764

Underlying: See footnote · 86,764 shares

Expires 2030-04-30

F6 · derivative.exercise_date: The option vests in three equal installments on each of the first, second and third anniversaries of May 1, 2020, the grant date.

F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:30 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Units · Derivative 49,116 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012072 · doc4.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,392

Underlying: Class A Common Stock, par value $0.01 · 49,116 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2020, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:30 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 49,116 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012072 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,392

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2020, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 00:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 PurchaseClass A common stock, par value $0.01 36 $9.45 $340.20
Disclosure

SEC source: 0000899243-20-011025 · doc4.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,586

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2020.

F3 · price: The transaction was executed in multiple trades at prices ranging from $8.76 to $9.49. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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April 17, 2020 Filed Apr 21, 2020 00:34 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 PurchaseClass A common stock, par value $0.01 5,350 $9.28 $49,648.00
Disclosure

SEC source: 0000899243-20-011025 · doc4.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,550

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2020.

F2 · price: The transaction was executed in multiple trades at prices ranging from $9.20 to $9.56. The price above reflects the weighted average price of the transactions. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantEmployee Stock Option (right to buy) · Derivative 60,742 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001012975-19-000322 · edgar.xml · derivative · entry 3

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,742

Underlying: See footnote · 60,742 shares

Expires 2024-04-30

F6 · derivative.exercise_date: The option vests in three equal installments on an annual basis beginning on May 1, 2020.

F7 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of the Company. The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B units · Derivative 34,388 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000322 · edgar.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,276

Underlying: Class A Common Stock, par value $0.01 · 34,388 shares

Expires not disclosed

F3 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F4 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2019, the grant date.

F4 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 5 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F5 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:09 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 34,388 $0.00 $0.00
Disclosure

SEC source: 0001012975-19-000322 · edgar.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,276

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of May 1, 2019, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantEmployee Stock Option (right to buy) · Derivative 105,398 $0.00 Strike: $13.97 $0.00
Disclosure

SEC source: 0001012975-18-001088 · edgar.xml · derivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,398

Underlying: See footnote · 105,398 shares

Expires 2023-10-01

F1 · derivative.exercise_date: The option vests in three equal installments beginning on October 1, 2019.

F2 · derivative.underlying: Each option is to purchase a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B Common Stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A Common Stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement, dated as of June 26, 2014. Class B Common Stock corresponding to the Class B Units are automatically cancelled upon such conversion.

Read SEC document
May 01, 2018 Filed May 1, 2018 20:11 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 PurchaseClass A common stock, par value $0.01 1,805 $15.48 $27,940.14
Disclosure

SEC source: 0001012975-18-000374 · edgar.xml · nonDerivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.

F3 · price: The transaction was executed in multiple trades at prices ranging from $15.30 to $15.55. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:11 UTC Silvercrest Asset Management Group Inc. SAMG · Entity 6931 PurchaseClass A common stock, par value $0.01 2,195 $15.35 $33,688.64
Disclosure

SEC source: 0001012975-18-000374 · edgar.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.

F2 · price: The transaction was executed in multiple trades at prices ranging from $15.30 to $15.45. The price above reflects the weighted average price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 06, 2015 Filed Aug 9, 2018 21:28 UTC Amendment Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B units · Derivative 72,243 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000978 · edgar.xml · derivative · entry 2

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,888

Underlying: Class A Common Stock, par value $0.01 · 72,243 shares

Expires not disclosed

F4 · security: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F5 · security: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · security: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F4 · derivative.exercise_price: Each Class B Unit is exchangeable for a share of Class A common stock of the Company, subject to the timing and volume limitations set forth in the Amended LPA.

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of August 6, 2015, the grant date.

F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.exercise_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, so long as the holder is employed by Silvercrest L.P., each year in the period beginning on January 2, 2014, the holder and his permitted transferees may collectively exchange for shares of Class A common stock up to the number of vested Class B units that equals 20% of all Class B units such holder and his or her permitted transferees collectively hold as of the first day of that year, in accordance with the timing restrictions described in footnote 6 below. The holder must retain at least 25% of the number of Class B units held by the holder on July 2, 2013.

F6 · derivative.expiration_date: Holders of Class B units are permitted to sell shares of Class A common stock issued upon exchange of Class B units during the first 10-day period of the open trading window of each quarter.

F3 · balance_after: Holdings reflect not only the grant of the RSUs, including unvested units, but transactions subsequent to such grant and prior to the filing of this amendment, each of which has been previously reported on Form 4.

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August 06, 2015 Filed Aug 9, 2018 21:28 UTC Amendment Silvercrest Asset Management Group Inc. SAMG · Entity 6931 GrantClass B Common Stock, par value $0.01 72,243 $0.00 $0.00
Disclosure

SEC source: 0001012975-18-000978 · edgar.xml · nonDerivative · entry 1

HOUGH RICHARD R III · CIK 0001560880 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,888

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the right to receive a Class B Unit in Silvercrest L.P., each of which is paired with a share of Class B common stock of Silvercrest Asset Management Group Inc. (the "Company"). The Class B Units are exchangeable on a one-for-one basis for Class A common stock of the Company upon the terms and subject to the conditions set forth in the Exchange Agreement (the "Exchange Agreement"), dated as of June 26, 2014. Class B common stock corresponding to the Class B Units are automatically cancelled upon such conversion. Twenty-five percent of the restricted stock units granted vest and settle on each of the first, second, third and fourth anniversaries of August 6, 2015, the grant date.

F2 · kind: When the holder of a Class B Unit exchanges or forfeits such Class B Unit pursuant to the terms of the amended and restated certificate of incorporation of the Company and the second amended and restated limited partnership agreement of Silvercrest L.P. (the "Amended LPA"), each corresponding share of Class B common stock is redeemed for its par value and cancelled by the Company.

F3 · balance_after: Holdings reflect not only the grant of the RSUs, including unvested units, but transactions subsequent to such grant and prior to the filing of this amendment, each of which has been previously reported on Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.