GOPLERUD PENNE A

SEC source: 0001654954-25-014402 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,991

Underlying: Common Shares · 25,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

SEC source: 0001654954-25-014402 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 25,376 Restricted Share Units ("RSUs"). On redemption, 7,410 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 17,966 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-25-014379 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,367

Underlying: Common Shares · 34,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

SEC source: 0001654954-25-014379 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,725

Underlying: Common Shares · 139,299 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 46,433 on 12/22/2026; 46,433 on 12/22/2027; and 46,433 on 12/22/2028.

SEC source: 0001654954-25-012944 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,426

Underlying: Common Shares · 226,630 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

F3 · derivative.exercise_date: The 226,630 options were granted on 11/13/2020 and vested and became exercisable as follows: 75,543 on 11/13/2021; 75,543 on 11/13/2022; and 75,544 on 11/13/2023.

SEC source: 0001654954-25-012944 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,608

F2 · price: The shares were sold at $1.8058 Canadian dollars, $1.2881 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

SEC source: 0001654954-25-012944 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 657,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4494 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7133).

SEC source: 0001654954-25-000618 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,541

Underlying: Common Shares · 27,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

SEC source: 0001654954-25-000618 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 27,044 Restricted Share Units ("RSUs"). On redemption, 9,331 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 17,713 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-24-015615 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,585

Underlying: Common Shares · 33,165 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

SEC source: 0001654954-24-015615 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,056

Underlying: Common Shares · 132,660 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 44,220 on 12/12/2025; 44,220 on 12/12/2026; and 44,220 on 12/12/2027.

SEC source: 0001654954-24-012308 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 529,396

Underlying: Common Shares · 105,081 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5866 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7425).

F3 · derivative.exercise_date: A total of 205,081 options were granted on 11/5/2019 and vested and became exercisable as follows: 68,360 on 11/5/2020; 68,359 on 11/5/2021; and 68,362 on 11/5/2022.

SEC source: 0001654954-24-012308 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,895

F2 · price: The shares were sold at $1.64 Canadian dollars, $1.2177 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7425).

SEC source: 0001654954-24-012308 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5866 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7425).

SEC source: 0001654954-24-012249 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,477

Underlying: Common Shares · 100,000 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5848 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7402).

F3 · derivative.exercise_date: A total of 205,081 options were granted on 11/5/2019 and vested and became exercisable as follows: 68,360 on 11/5/2020; 68,359 on 11/5/2021; and 68,362 on 11/5/2022.

SEC source: 0001654954-24-012249 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,895

F2 · price: The shares were sold at $1.6053 Canadian dollars, $1.1882 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7402).

SEC source: 0001654954-24-012249 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5848 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7402).

SEC source: 0001654954-23-015379 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,420

Underlying: Common Shares · 25,376 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

SEC source: 0001654954-23-015379 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,477

Underlying: Common Shares · 101,511 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 33,837 on 12/07/2024; 33,837 on 12/07/2025; and 33,837 on 12/07/2026.

SEC source: 0001654954-23-014624 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,966

Underlying: Common Shares · 66,588 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6632 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288)

F3 · derivative.exercise_date: The 66,588 options were granted on 12/14/18 and vested and became exercisable as follows: 21,974 on 12/14/19; 21,974 on 12/14/20; and 22,640 on 12/14/21.

SEC source: 0001654954-23-014624 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,895

F2 · price: The shares were sold at $2.2763 Canadian dollars, $1.659 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288).

SEC source: 0001654954-23-014624 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6632 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7288)

SEC source: 0001654954-23-011389 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,044

Underlying: Common Shares · 23,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011389 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 23,269 Restricted Share Units ("RSUs"). On redemption, 6,690 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 16,579 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011012 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,554

Underlying: Common Shares · 71,211 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

F3 · derivative.exercise_date: The 71,211 options were granted on 8/20/18 and vested and became exercisable as follows: 23,737 on 08/20/19; 23,737 on 08/20/20; and 23,737 on 08/20/21.

SEC source: 0001654954-23-011012 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,316

F2 · price: The shares were sold at $1.5097 Canadian dollars, $1.1169 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-011012 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-000211 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,313

Underlying: Common Shares · 27,044 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000211 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,765

Underlying: Common Shares · 108,174 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 36,058 on 01/04/24; 36,058 on 01/04/25; and 36,058 on 01/04/26.

SEC source: 0001654954-22-016577 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,137

Underlying: Common shares · 95,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

F2 · derivative.exercise_date: The 153,546 options granted on 12/15/2017 vested and became exercisable as follows: 50,670 on 12/15/2018; 50,670 on 12/15/2019 and 52,206 on 12/15/2020.

SEC source: 0001654954-22-016577 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

SEC source: 0001654954-22-015455 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,269

Underlying: Common Shares · 56,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015455 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 56,658 Restricted Share Units ("RSUs"). On redemption, 16,375 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 40,283 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-013003 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,137

Underlying: Common shares · 66,836 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5774 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910).

F3 · derivative.exercise_date: The original 216,836 options granted on 12/16/2016 vested and became exercisable as follows: 21,684 on 12/16/2016; 47,704 on 5/2/2017; 47,703 on 9/16/2017; 47,704 on 1/31/2018; and 52,041 on 6/16/2018.

SEC source: 0001654954-21-013003 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,033

F2 · price: The shares were sold at $1.8325 Canadian dollars; $1.4495 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910).

SEC source: 0001654954-21-013003 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5774 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910).

SEC source: 0001654954-21-012717 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,973

Underlying: Common Shares · 150,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).

F3 · derivative.exercise_date: The original 216,836 options granted on 12/16/2016 vested and became exercisable as follows: 21,684 on 12/16/2016; 47,704 on 5/2/2017; 47,703 on 9/16/2017; 47,704 on 1/31/2018; and 52,041 on 6/16/2018.

SEC source: 0001654954-21-012717 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,033

F2 · price: The shares were sold at $1.9885 Canadian dollars; $1.5578 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).

SEC source: 0001654954-21-012717 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).

SEC source: 0001654954-21-011866 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,927

Underlying: Common Shares · 51,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011866 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 51,271 Restricted Share Units ("RSUs"). On redemption, 14,818 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 36,453 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-009588 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,198

Underlying: Common Shares · 23,269 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

SEC source: 0001654954-21-009588 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,973

Underlying: Common Shares · 93,081 shares

Expires 2026-08-27

F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 31,027 on 08/27/2022; 31,027 on 08/27/2023; and 31,027 on 08/27/2024.

SEC source: 0001654954-20-013634 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,929

Underlying: Common Shares · 16,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020.

F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020.

SEC source: 0001654954-20-013634 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2018, the reporting person was granted 16,647 Restricted Share Units ("RSUs"). On redemption, 4,825 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 11,822 common shares.

F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-20-012621 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,576

Underlying: Common shares · 56,658 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022.

F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022.

SEC source: 0001654954-20-012621 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,524

Underlying: Common shares · 226,630 shares

Expires 2025-11-13

F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 75,543 on November 13, 2021; 75,543 on November 13, 2022 and 75,544 on November 13, 2023.

SEC source: 0001104659-20-098078 · tm209300d5_form4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,918

Underlying: Common shares · 17,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On August 20, 2018, the reporting person was granted 17,803 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On August 20, 2018, the reporting person was granted 17,803 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

SEC source: 0001104659-20-098078 · tm209300d5_form4.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 20, 2018, the reporting person was granted 17,803 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F4 · shares: The 5,160 shares withheld from issuance by the Company were solely for the purpose of satisfying the tax withholding obligation arising in connection with the vesting of the RSUs granted on August 20, 2018 under the terms of the Ur-Energy Inc. Restricted Share Unit Plan.

F3 · price: The common shares were priced at $0.73 Canadian dollars per share. $0.5528 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7573), as reported by the Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001104659-19-073460 · tv534845_4.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,721

Underlying: Common shares · 38,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On December 15, 2017, the reporting person was granted 38,386 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On December 15, 2017, the reporting person was granted 38,386 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.