Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/DCOM · Entity 4607 | Director | January 01, 2026 | January 05, 2026 |
| Kearny Financial Corp.KRNY · Entity 5299 | Director | June 30, 2018 | August 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dime Commercial Bancshares, Inc. /NY/
Report date January 01, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,973 |
Reported balance
After 2026-01-01 transaction · row 1
1 source rowRow 1 · 2026-01-01 · Grant · Acquired 2,080 · Balance 14,973 F1: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant.
Kearny Financial Corp.
Report date June 30, 2018 · Filed August 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,799 |
Reported balance
Holding disclosure · report date 2018-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 145,799 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 24,547 |
Reported balance
Holding disclosure · report date 2018-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 24,547 F1: Reflects final allocation pursuant to Clifton Savings Bank Employee Stock Ownership Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 59,550 |
Reported balance
Holding disclosure · report date 2018-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 59,550 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects final allocation pursuant to Clifton Savings Bank Employee Stock Ownership Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Clifton Bancorp Inc.
Report date April 02, 2018 · Filed April 03, 2018
Section 16 reporting ended · disclosed 2018-04-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-02 transaction · row 1
1 source rowRow 1 · 2018-04-02 · Disposition to issuer · Disposed 84,630 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 0 |
Reported balance
After 2018-04-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-04-02 · Disposition to issuer · Disposed 10,347 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 0 |
Reported balance
After 2018-04-02 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-04-02 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy SERP | 0 |
Reported balance
After 2018-04-02 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-04-02 · Disposition to issuer · Disposed 33,782 · Balance 0 F2: The Amended and Restated Clifon Savings Bank Supplemental Executive Retirement Plan ("SERP") was terminated in connection with the Merger. Shares held by SERP were exchanged for a lump sum cash payment. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award | 0 |
Reported balance
After 2018-04-02 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-04-02 · Disposition to issuer · Disposed 81,885 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. |
| Incentive Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.84 · Expires 2025-09-02 | Direct | 0 |
Reported balance
After 2018-04-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-02 · Disposition to issuer · Disposed 21,675 · Balance 0 F3: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.84 · Expires 2025-09-02 | Direct | 0 |
Reported balance
After 2018-04-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-02 · Disposition to issuer · Disposed 162,567 · Balance 0 F3: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock.
F2: The Amended and Restated Clifon Savings Bank Supplemental Executive Retirement Plan ("SERP") was terminated in connection with the Merger. Shares held by SERP were exchanged for a lump sum cash payment.
F3: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2026 Filed Jan 5, 2026 23:42 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | GrantCommon Stock | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001596034-26-000001 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,973 F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 20:32 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | GrantCommon Stock | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-000153 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,680 F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of the grant. Read SEC document |
| January 02, 2025 Filed Jul 2, 2025 15:33 UTC Amendment | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | GrantCommon Stock | 2,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-005215 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,893 F1 · shares: Amended to correct share amount. F2 · price: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of the grant. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 14:49 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | GrantCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-000057 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,832 F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant. Read SEC document |
| May 18, 2023 Filed May 18, 2023 18:13 UTC Amendment | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | PurchaseCommon Stock | 2,500 | $17.11 | $42,762.50 |
DisclosureSEC source: 0001562180-23-004226 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,605 Read SEC document |
| May 18, 2023 Filed May 18, 2023 16:47 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | PurchaseCommon | 2,500 | $17.11 | $42,762.50 |
DisclosureSEC source: 0001562180-23-004224 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 15:08 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | GrantCommon Stock | 2,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003301 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,105 F1 · shares: Restricted Stock Award. Award cliff vests on the one year anniversary of the date of grant. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 14:18 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | PurchaseCommon Stock | 400 | $34.86 | $13,942.56 |
DisclosureSEC source: 0001562180-22-007388 · primarydocument.xml · nonDerivative · entry 2 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,642 Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 14:18 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | PurchaseCommon Stock | 2,400 | $34.87 | $83,690.88 |
DisclosureSEC source: 0001562180-22-007388 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,242 Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 15:29 UTC | Dime Commercial Bancshares, Inc. /NY/ DCOM · Entity 4607 | GrantCommon Stock | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006800 · primarydocument.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 F1 · shares: Restricted Stock Award. Award cliff vests on the six month anniversary of the date of grant. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerNon-Qualified Stock Option · Derivative | 162,567 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · derivative · entry 7 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162,567 shares Expires 2025-09-02 F3 · price: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerIncentive Stock Option · Derivative | 21,675 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · derivative · entry 6 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,675 shares Expires 2025-09-02 F3 · price: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. and Clifton Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.25 per share minus the applicable exercise price of such stock option multiplied by each stock option held. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerCommon Stock | 81,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · nonDerivative · entry 5 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerCommon Stock | 33,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · nonDerivative · entry 4 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 0 F2 · price: The Amended and Restated Clifon Savings Bank Supplemental Executive Retirement Plan ("SERP") was terminated in connection with the Merger. Shares held by SERP were exchanged for a lump sum cash payment. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · nonDerivative · entry 3 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerCommon Stock | 10,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · nonDerivative · entry 2 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 17:18 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerCommon Stock | 84,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007193 · doc4.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 1, 2017, by and among Kearny Financial Corp. ("Kearny") and Clifton Bancorp Inc. ("Clifton"). Clifton merged with and into Kearny, with Kearny continuing as the surviving entity (the "Merger"). At the effective time of the Merger (the "Effective Time"), each share of Clifton common stock issued and outstanding immediately prior to such time was converted into the right to receive 1.191 shares of Kearny common stock. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 09:07 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Exercise / conversionNon-Qualified Stock Option · Derivative | 108,378 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001225208-17-017720 · doc4.xml · derivative · entry 9 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,567 Underlying: Common Stock · 108,378 shares Expires 2025-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 09:07 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Exercise / conversionIncentive Stock Option · Derivative | 14,450 | $0.00 Strike: $13.84 | $0.00 |
DisclosureSEC source: 0001225208-17-017720 · doc4.xml · derivative · entry 8 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,675 Underlying: Common Stock · 14,450 shares Expires 2025-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 09:07 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Disposition to issuerCommon Stock | 122,828 | $17.10 | $2,100,358.80 |
DisclosureSEC source: 0001225208-17-017720 · doc4.xml · nonDerivative · entry 3 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,630 F1 · balance_after: Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 09:07 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Exercise / conversionCommon Stock | 14,450 | $13.84 | $199,988.00 |
DisclosureSEC source: 0001225208-17-017720 · doc4.xml · nonDerivative · entry 2 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 09:07 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | Exercise / conversionCommon Stock | 108,378 | $13.84 | $1,499,951.52 |
DisclosureSEC source: 0001225208-17-017720 · doc4.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:48 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | PurchaseCommon Stock | 8,264 | $16.23 | $134,162.73 |
DisclosureSEC source: 0001225208-17-010527 · doc4.xml · nonDerivative · entry 4 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By SERP Disclosed balance after: 33,782 Read SEC document |
| September 02, 2016 Filed May 30, 2017 16:48 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | OtherCommon Stock | 27,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010527 · doc4.xml · nonDerivative · entry 5 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Stock Award Disclosed balance after: 109,180 F2 · kind: Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly. F3 · ownership.nature: Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016. Read SEC document |
| September 02, 2016 Filed May 30, 2017 16:48 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | OtherCommon Stock | 27,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010527 · doc4.xml · nonDerivative · entry 3 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,335 F2 · kind: Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly. Read SEC document |
| August 26, 2016 Filed May 30, 2017 16:48 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | OtherCommon Stock | 20 | $15.00 | $300.00 |
DisclosureSEC source: 0001225208-17-010527 · doc4.xml · nonDerivative · entry 2 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,040 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
| June 10, 2016 Filed May 30, 2017 16:48 UTC | Clifton Bancorp Inc. CSBK · Entity 167778 | OtherCommon Stock | 20 | $14.96 | $299.20 |
DisclosureSEC source: 0001225208-17-010527 · doc4.xml · nonDerivative · entry 1 Aguggia Paul M · CIK 0001596034 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,020 F1 · kind: This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.