Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass Therapeutics, Inc.CMPX · Entity 5614 | CFO | January 02, 2026 | January 05, 2026 |
| TREVENA INCTRVN · Entity 85383 | Acting COO and CFO | October 08, 2024 | October 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass Therapeutics, Inc.
Report date January 02, 2026 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 525,000 |
Reported balance
After 2026-01-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 125,000 · Balance 525,000 F1: Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027. F2: 300,000 of the shares represents unvested restricted stock units ("RSU") granted on December 9, 2024. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on December 9, 2025. 125,000 of the shares represents unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2036-01-02 | Direct | 670,000 |
Reported balance
After 2026-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-02 · Grant · Acquired 670,000 · Balance 670,000 F3: The options vest over 48 substantially equal monthly installments starting February 2, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027.
F2: 300,000 of the shares represents unvested restricted stock units ("RSU") granted on December 9, 2024. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on December 9, 2025. 125,000 of the shares represents unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027.
F3: The options vest over 48 substantially equal monthly installments starting February 2, 2026.
TREVENA INC
Report date October 08, 2024 · Filed October 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,543 |
Ending reported balance
After 2024-10-08 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2024-10-08 · Tax withholding · Disposed 17 · Balance 12,332 F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of restricted stock units ("RSUs") granted on December 17, 2020. Row 2 · 2024-10-08 · Tax withholding · Disposed 41 · Balance 12,291 F2: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on December 2, 2021. Row 3 · 2024-10-08 · Tax withholding · Disposed 130 · Balance 12,161 F3: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on January 6, 2023. Row 4 · 2024-10-08 · Tax withholding · Disposed 130 · Balance 12,031 F4: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of performance stock units granted on January 6, 2023. Row 5 · 2024-10-08 · Tax withholding · Disposed 488 · Balance 11,543 F5: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on December 14, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of restricted stock units ("RSUs") granted on December 17, 2020.
F2: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on December 2, 2021.
F3: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on January 6, 2023.
F4: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of performance stock units granted on January 6, 2023.
F5: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on December 14, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2026 Filed Jan 5, 2026 16:33 UTC | Compass Therapeutics, Inc. CMPX · Entity 5614 | GrantStock Option (Right to Buy) · Derivative | 670,000 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001171843-26-000062 · ownership.xml · derivative · entry 2 Shin Barry · CIK 0001780448 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 670,000 Underlying: Common Stock · 670,000 shares Expires 2036-01-02 F3 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting February 2, 2026. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 16:33 UTC | Compass Therapeutics, Inc. CMPX · Entity 5614 | GrantCommon Stock | 125,000 | $5.17 | $646,250.00 |
DisclosureSEC source: 0001171843-26-000062 · ownership.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,000 F1 · shares: Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027. F2 · balance_after: 300,000 of the shares represents unvested restricted stock units ("RSU") granted on December 9, 2024. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on December 9, 2025. 125,000 of the shares represents unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 17:12 UTC | Compass Therapeutics, Inc. CMPX · Entity 5614 | GrantStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001171843-25-000832 · ownership.xml · derivative · entry 1 Shin Barry · CIK 0001780448 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2035-02-11 F1 · derivative.exercise_date: The options vest over 48 substantially equal monthly installments starting March 11, 2025. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 14:02 UTC | Compass Therapeutics, Inc. CMPX · Entity 5614 | GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001171843-24-006859 · ownership.xml · derivative · entry 2 Shin Barry · CIK 0001780448 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2034-12-09 F2 · derivative.exercise_date: The options vest as follows: 25% on December 9, 2025, with the remaining over 36 substantially equal monthly installments starting January 9, 2026. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 14:02 UTC | Compass Therapeutics, Inc. CMPX · Entity 5614 | GrantCommon Stock | 400,000 | $1.65 | $660,000.00 |
DisclosureSEC source: 0001171843-24-006859 · ownership.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 F1 · shares: Represents restricted stock units ("RSU") granted to the reporting person on December 9, 2024. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vesting on December 9, 2025. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 17:07 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 488 | $1.47 | $717.36 |
DisclosureSEC source: 0001062993-24-017558 · form4.xml · nonDerivative · entry 5 Shin Barry · CIK 0001780448 · Acting COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,543 F5 · shares: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on December 14, 2023. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 17:07 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 130 | $1.47 | $191.10 |
DisclosureSEC source: 0001062993-24-017558 · form4.xml · nonDerivative · entry 4 Shin Barry · CIK 0001780448 · Acting COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,031 F4 · shares: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of performance stock units granted on January 6, 2023. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 17:07 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 130 | $1.47 | $191.10 |
DisclosureSEC source: 0001062993-24-017558 · form4.xml · nonDerivative · entry 3 Shin Barry · CIK 0001780448 · Acting COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,161 F3 · shares: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on January 6, 2023. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 17:07 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 41 | $1.47 | $60.27 |
DisclosureSEC source: 0001062993-24-017558 · form4.xml · nonDerivative · entry 2 Shin Barry · CIK 0001780448 · Acting COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,291 F2 · shares: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of RSUs granted on December 2, 2021. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 17:07 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 17 | $1.47 | $24.99 |
DisclosureSEC source: 0001062993-24-017558 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Acting COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,332 F1 · shares: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting and settlement of restricted stock units ("RSUs") granted on December 17, 2020. Read SEC document |
| September 14, 2024 Filed Sep 17, 2024 18:31 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 3 | $5.95 | $17.85 |
DisclosureSEC source: 0001062993-24-016705 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,349 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on September 14, 2021. F3 · balance_after: The Issuer effected a 1-for-25 reverse stock split of its common stock on August 13, 2024. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 18:57 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 3,616 | $0.61 | $2,205.76 |
DisclosureSEC source: 0001062993-23-022689 · form4.xml · nonDerivative · entry 3 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,821 F3 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of RSUs. F4 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of PSUs granted on December 14, 2023. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 18:57 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 50,000 | $0.61 | $30,500.00 |
DisclosureSEC source: 0001062993-23-022689 · form4.xml · nonDerivative · entry 2 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,437 F2 · shares: Reflects the number of shares earned pursuant to the terms of a performance stock unit ("PSU") award granted on December 14, 2023 reflecting the achievement of the related performance conditions. The shares underlying the PSUs shall vest in four (4) equal annual installments on each of December 14, 2023, December 2, 2024, December 2, 2025 and December 2, 2026. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 18:57 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 185,000 | $0.61 | $112,850.00 |
DisclosureSEC source: 0001062993-23-022689 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,437 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of December 2, 2024, December 2, 2025, December 2, 2026 and December 2, 2027, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended) as of each such vesting date. Read SEC document |
| December 02, 2023 Filed Dec 5, 2023 17:50 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 3,606 | $0.59 | $2,127.54 |
DisclosureSEC source: 0001062993-23-021965 · form4.xml · nonDerivative · entry 3 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,437 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F4 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on January 6, 2023. Read SEC document |
| December 02, 2023 Filed Dec 5, 2023 17:50 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 1,023 | $0.59 | $603.57 |
DisclosureSEC source: 0001062993-23-021965 · form4.xml · nonDerivative · entry 2 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,043 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F3 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 2, 2021. Read SEC document |
| December 02, 2023 Filed Dec 5, 2023 17:50 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 407 | $0.59 | $240.13 |
DisclosureSEC source: 0001062993-23-021965 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,066 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 17, 2020. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 17:26 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 72 | $0.70 | $50.40 |
DisclosureSEC source: 0001062993-23-018162 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,473 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on September 14, 2021. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:17 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 722 | $0.84 | $606.48 |
DisclosureSEC source: 0001062993-23-014097 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,545 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on June 25, 2019. Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 17:53 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-000651 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,267 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of December 2, 2023, December 2, 2024, December 2, 2025 and December 2, 2026, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended) as of each such vesting date. Read SEC document |
| December 17, 2022 Filed Dec 20, 2022 16:32 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 413 | $1.55 | $640.15 |
DisclosureSEC source: 0001062993-22-024222 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,267 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 17, 2020. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 16:27 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 1,170 | $3.42 | $4,001.40 |
DisclosureSEC source: 0001062993-22-023420 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,680 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of the restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 2, 2021. F3 · balance_after: The Issuer effected a 1-for-25 reverse stock split of its common stock on November 9, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split Read SEC document |
| September 14, 2022 Filed Sep 16, 2022 10:54 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 1,792 | $0.21 | $369.15 |
DisclosureSEC source: 0001062993-22-019598 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,264 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on September 14, 2021. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 17:12 UTC | TREVENA INC TRVN · Entity 85383 | SaleCommon Stock | 31,785 | $0.41 | $13,031.85 |
DisclosureSEC source: 0001062993-22-015645 · form4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,056 F1 · kind: The transaction reported represents the sale of shares by the Reporting Person to satisfy tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares sold to satisfy tax withholding obigations in connection with the non-reportable vesting and settlement of restricted stock units granted on June 25, 2019. F3 · price: The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $0.40 to $0.42 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 16:10 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 14,216 | $0.70 | $9,951.20 |
DisclosureSEC source: 0001192482-21-000764 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,841 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 17, 2020. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 16:16 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 34,408 | $0.65 | $22,365.20 |
DisclosureSEC source: 0001879785-21-000032 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,057 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 5, 2019. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 17:00 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 390,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001879785-21-000028 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · SVP, CFO & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,465 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of December 2, 2022, December 2, 2023, December 2, 2024 and December 2, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended (the "Plan")) as of each such vesting date. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 18:10 UTC | TREVENA INC TRVN · Entity 85383 | GrantStock Option (Right to Buy) · Derivative | 41,250 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001192482-21-000723 · edgar.xml · derivative · entry 2 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,250 Underlying: Common Stock · 41,250 shares Expires 2031-09-14 F2 · shares: These RSUs and options were awarded in recognition of the Reporting Person's assumption of the additional role as Chief Compliance Officer. F3 · derivative.exercise_date: The options shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the options on a quarterly basis (every three) months from the Transaction Date listed above, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of each such vesting date. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 18:10 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-21-000723 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,465 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of September 14, 2022, September 14, 2023, September 14, 2024 and September 14, 2025, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended (the "Plan")) as of each such vesting date. F2 · shares: These RSUs and options were awarded in recognition of the Reporting Person's assumption of the additional role as Chief Compliance Officer. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 17:49 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 24,635 | $1.96 | $48,284.60 |
DisclosureSEC source: 0001429560-21-000010 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,965 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on June 25, 2019. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 19:35 UTC | TREVENA INC TRVN · Entity 85383 | GrantStock Option (Right to Buy) · Derivative | 235,550 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001192482-20-000825 · edgar.xml · derivative · entry 2 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,550 Underlying: Common Stock · 235,550 shares Expires 2030-12-17 F2 · derivative.exercise_date: The option shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the option on a quarterly basis (every three months) from the Transaction Date listed above, subject to the Reporting Person's Continuous Service (as defined in the Plan) as of each such vesting date. Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 19:35 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 157,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-20-000825 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,600 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSUs shall vest in four (4) equal annual installments on each of December 17, 2021, December 17, 2022, December 17, 2023 and December 17, 2024, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan, as amended (the "Plan")) as of each such vesting date. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 16:35 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 41,861 | $2.27 | $95,024.47 |
DisclosureSEC source: 0001192482-20-000804 · edgar.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,600 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of the restricted stock units. F2 · shares: These are shares withheld in connection with the non-reportable vesting and settlement of restricted stock units granted on December 5, 2019. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 19:49 UTC | TREVENA INC TRVN · Entity 85383 | Tax withholdingCommon Stock | 23,539 | $1.72 | $40,487.08 |
DisclosureSEC source: 0001209191-20-039247 · doc4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,461 F1 · kind: The transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the non-reportable vesting and settlement of the restricted stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:37 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 194,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060478 · doc4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,000 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. Of the shares underlying the RSU, 50% of the total number of shares subject to the RSU shall vest on December 5, 2020 and 50% of the total number of shares subject to the RSU shall vest on December 5, 2021, until such time as the RSU is vested with respect to all the shares subject to the RSU, subject to the Reporting Person's Continuous Service (as defined in the 2013 Equity Incentive Plan, as amended) as of each such vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 17:03 UTC | TREVENA INC TRVN · Entity 85383 | GrantEmployee Stock Option (Right to Buy) · Derivative | 275,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001209191-19-039299 · doc4.xml · derivative · entry 2 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2029-06-25 F2 · derivative.exercise_date: One-Sixteenth of the shares subject to the option shall vest and become exercisable quarterly (every three months) measured from June 25, 2019, subject to the Reporting Person's continuous service with the Issuer as of each such vesting date. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 17:03 UTC | TREVENA INC TRVN · Entity 85383 | GrantCommon Stock | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039299 · doc4.xml · nonDerivative · entry 1 Shin Barry · CIK 0001780448 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 F1 · shares: These shares are represented by restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Issuer. Of the shares underlying the RSU, 25% of the total number of shares subject to the RSU shall vest on each of June 25, 2020, June 25, 2021, June 25, 2022 and June 25, 2023, subject in each such case to the Reporting Person's Continuous Service (as defined in the 2013 Equity Incentive Plan, as amended) as of each such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.