Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ellington Credit CoEARN · Entity 6459 | Chief Financial Officer | December 31, 2025 | January 05, 2026 |
| Ellington Financial Inc.EFC · Entity 4604 | Chief Accounting Officer | December 17, 2025 | December 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ellington Credit Co
Report date December 31, 2025 · Filed January 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 24,746 |
Reported balance
After 2025-12-31 transaction · row 1
1 source rowRow 1 · 2025-12-31 · Tax withholding · Disposed 2,468 · Balance 24,746 F1: On December 31, 2025, Ellington Credit Company (the "Issuer") withheld 2,468 common shares of beneficial interest (the "Common Shares") of the Issuer from Mr. Smernoff for payment of the tax liability incident to the vesting of Common Shares granted by the Issuer pursuant to the terms of the Issuer's now-dissolved 2023 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 31, 2025, Ellington Credit Company (the "Issuer") withheld 2,468 common shares of beneficial interest (the "Common Shares") of the Issuer from Mr. Smernoff for payment of the tax liability incident to the vesting of Common Shares granted by the Issuer pursuant to the terms of the Issuer's now-dissolved 2023 Equity Incentive Plan.
Ellington Financial Inc.
Report date December 17, 2025 · Filed December 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| OP LTIP UnitsSEC Table II · derivative / convertible security | Direct | 100,366 |
Reported balance
After 2025-12-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-17 · Grant · Acquired 18,209 · Balance 100,366 F1: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership ofEllington Financial LLC (the "Company"). F2: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F3: 4,372 of the OP LTIP units will vest December 12, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership ofEllington Financial LLC (the "Company").
F2: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan.
F3: 4,372 of the OP LTIP units will vest December 12, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2025 Filed Jan 5, 2026 16:23 UTC | Ellington Credit Co EARN · Entity 6459 | Tax withholdingCommon shares of beneficial interest | 2,468 | $5.17 | $12,759.56 |
DisclosureSEC source: 0001628280-26-000464 · wk-form4_1767648183.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,746 F1 · kind: On December 31, 2025, Ellington Credit Company (the "Issuer") withheld 2,468 common shares of beneficial interest (the "Common Shares") of the Issuer from Mr. Smernoff for payment of the tax liability incident to the vesting of Common Shares granted by the Issuer pursuant to the terms of the Issuer's now-dissolved 2023 Equity Incentive Plan. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 16:49 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 18,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058332 · wk-form4_1766180990.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,366 Underlying: Common Units · 18,209 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership ofEllington Financial LLC (the "Company"). F2 · derivative.exercise_price: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · price: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · derivative.exercise_date: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · derivative.expiration_date: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · derivative.underlying: 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 of the OP LTIP units will vest on December 16, 2027. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F3 · balance_after: 4,372 of the OP LTIP units will vest December 12, 2026. Read SEC document |
| December 31, 2024 Filed Jan 2, 2025 16:52 UTC | Ellington Credit Co EARN · Entity 6459 | Tax withholdingCommon shares of beneficial interest | 1,318 | $6.83 | $9,001.94 |
DisclosureSEC source: 0001560672-25-000002 · wk-form4_1735854764.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,214 F1 · kind: On December 31, 2024, Ellington Credit Company (the "Issuer") withheld 1,318 common shares of beneficial interest (the "Common Shares") of the Issuer from Mr. Smernoff for payment of the tax liability incident to the vesting of Common Shares granted by the Issuer pursuant to the terms of the Issuer's Equity Incentive Plans. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 18:08 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 14,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001411342-24-000120 · wk-form4_1734736087.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,157 Underlying: Common Units · 14,992 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership subsidiary of Ellington Financial Inc. (the "Company"). F2 · derivative.exercise_price: 10,620 of the OP LTIP Units will vest on December 12, 2025 and the remaining 4,372 of the OP LTIP units will vest December 12, 2026. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · price: 10,620 of the OP LTIP Units will vest on December 12, 2025 and the remaining 4,372 of the OP LTIP units will vest December 12, 2026. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · derivative.exercise_date: 10,620 of the OP LTIP Units will vest on December 12, 2025 and the remaining 4,372 of the OP LTIP units will vest December 12, 2026. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · derivative.expiration_date: 10,620 of the OP LTIP Units will vest on December 12, 2025 and the remaining 4,372 of the OP LTIP units will vest December 12, 2026. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F2 · derivative.underlying: 10,620 of the OP LTIP Units will vest on December 12, 2025 and the remaining 4,372 of the OP LTIP units will vest December 12, 2026. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Stock") or for the cash value of such Common Stock, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan. F3 · balance_after: 5,622 of the OP LTIP units will vest on December 14, 2025. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 18:05 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 7,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001560672-24-000168 · wk-form4_1734735894.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,532 F1 · shares: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Credit Company 2023 Equity Incentive Plan. 5,663 of the Common Shares will vest, subject to certain limitations, on December 12, 2025, and the remaining 2,332 of the Common Shares will vest, subject to certain limitations, on December 12, 2026. F2 · balance_after: 2,216 of these Common Shares will vest, subject to certain limitations, on December 14, 2025. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 17:04 UTC | Ellington Credit Co EARN · Entity 6459 | Tax withholdingCommon shares of beneficial interest | 1,210 | $6.31 | $7,635.10 |
DisclosureSEC source: 0001560672-24-000004 · wk-form4_1704233055.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,537 F1 · kind: On December 29, 2023, Ellington Residential Mortgage REIT (the "Issuer") withheld 1,210 common shares of beneficial interest (the "Common Shares") of the Issuer from Mr. Smernoff for payment of the tax liability incident to the vesting of Common Shares granted by the Issuer pursuant to the terms of the Issuer's 2013 Equity Incentive Plan. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 19:44 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 4,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041838 · wk-form4_1702946652.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,747 F1 · shares: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2023 Equity Incentive Plan. 2,217 of the Common Shares will vest, subject to certain limitations, on December 14, 2024, and the remaining 2,216 of the Common Shares will vest, subject to certain limitations, on December 14, 2025. F2 · balance_after: 1,994 of these Common Shares will vest, subject to certain limitations, on December 15, 2024. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 19:42 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 11,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-041835 · wk-form4_1702946532.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,165 Underlying: Common Units · 11,245 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership subsidiary of Ellington Financial Inc. (the "Company"). F2 · derivative.exercise_price: 5,623 of the OP LTIP Units will vest on December 14, 2024 and the remaining 5,622 of the OP LTIP units will vest December 14, 2025. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · price: 5,623 of the OP LTIP Units will vest on December 14, 2024 and the remaining 5,622 of the OP LTIP units will vest December 14, 2025. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.exercise_date: 5,623 of the OP LTIP Units will vest on December 14, 2024 and the remaining 5,622 of the OP LTIP units will vest December 14, 2025. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.expiration_date: 5,623 of the OP LTIP Units will vest on December 14, 2024 and the remaining 5,622 of the OP LTIP units will vest December 14, 2025. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.underlying: 5,623 of the OP LTIP Units will vest on December 14, 2024 and the remaining 5,622 of the OP LTIP units will vest December 14, 2025. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F3 · balance_after: 4,754 of the OP LTIP units will vest on December 15, 2024. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 07:33 UTC | Ellington Credit Co EARN · Entity 6459 | Tax withholdingCommon shares of beneficial interest | 1,008 | $7.16 | $7,217.28 |
DisclosureSEC source: 0001628280-23-000553 · wf-form4_167300837092614.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,314 F1 · kind: On January 4, 2023, Ellington Residential Mortgage REIT (the "Issuer") withheld 1,008 common shares of beneficial interest (the "Common Shares") of the Issuer from Mr. Smernoff for payment of the tax liability incident to the vesting of Common Shares granted by the Issuer pursuant to the terms of the Issuer's 2013 Equity Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:08 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 3,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-032207 · wf-form4_167148412296451.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,322 F1 · shares: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,995 of the Common Shares will vest, subject to certain limitations, on December 15, 2023, and the remaining 1,994 of the Common Shares will vest, subject to certain limitations, on December 15, 2024. F2 · balance_after: 1,766 of these Common Shares will vest, subject to certain limitations, on December 16, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:06 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 9,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-032204 · wf-form4_167148377518779.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,920 Underlying: Common Units · 9,508 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership of Ellington Financial Inc. (the "Company"). F2 · derivative.exercise_price: 4,754 of the OP LTIP Units will vest on December 15, 2023 and the remaining 4,754 of the OP LTIP units will vest on December 15, 2024. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · price: 4,754 of the OP LTIP Units will vest on December 15, 2023 and the remaining 4,754 of the OP LTIP units will vest on December 15, 2024. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.exercise_date: 4,754 of the OP LTIP Units will vest on December 15, 2023 and the remaining 4,754 of the OP LTIP units will vest on December 15, 2024. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.expiration_date: 4,754 of the OP LTIP Units will vest on December 15, 2023 and the remaining 4,754 of the OP LTIP units will vest on December 15, 2024. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.underlying: 4,754 of the OP LTIP Units will vest on December 15, 2023 and the remaining 4,754 of the OP LTIP units will vest on December 15, 2024. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F3 · balance_after: 4,695 of the OP LTIP units will vest on December 16, 2023. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:12 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025397 · wf-form4_164003473127223.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,333 F1 · shares: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,766 of the Common Shares will vest, subject to certain limitations, on December 16, 2022, and the remaining 1,766 of the Common Shares will vest, subject to certain limitations, on December 16, 2023. F2 · balance_after: 1,517 of these Common Shares will vest, subject to certain limitations, on December 17, 2022. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 16:11 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 9,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-025395 · wf-form4_164003466640108.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,412 Underlying: Common Units · 9,391 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership of Ellington Financial Inc. (the "Company"). F2 · derivative.exercise_price: 4,696 of the OP LTIP Units will vest on December 16, 2022 and the remaining 4,695 of the OP LTIP units will vest on December 16, 2023. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · price: 4,696 of the OP LTIP Units will vest on December 16, 2022 and the remaining 4,695 of the OP LTIP units will vest on December 16, 2023. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.exercise_date: 4,696 of the OP LTIP Units will vest on December 16, 2022 and the remaining 4,695 of the OP LTIP units will vest on December 16, 2023. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.expiration_date: 4,696 of the OP LTIP Units will vest on December 16, 2022 and the remaining 4,695 of the OP LTIP units will vest on December 16, 2023. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.underlying: 4,696 of the OP LTIP Units will vest on December 16, 2022 and the remaining 4,695 of the OP LTIP units will vest on December 16, 2023. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F3 · balance_after: 4,992 of the OP LTIP units will vest on December 17, 2022. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:10 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 3,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017683 · wf-form4_160858501604876.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,801 F1 · shares: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,518 of the Common Shares will vest, subject to certain limitations, on December 17, 2021, and the remaining 1,517 of the Common Shares will vest, subject to certain limitations, on December 17, 2022. F2 · balance_after: 1,414 of these Common Shares will vest, subject to certain limitations, on December 13, 2021. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 16:07 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 9,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017680 · wf-form4_160858481401529.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,021 Underlying: Common Units · 9,985 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership of Ellington Financial Inc. (the "Company"). F2 · derivative.exercise_price: 4,993 of the OP LTIP Units will vest on December 17, 2021 and the remaining 4,992 of the OP LTIP units will vest on December 17, 2022. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · price: 4,993 of the OP LTIP Units will vest on December 17, 2021 and the remaining 4,992 of the OP LTIP units will vest on December 17, 2022. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.exercise_date: 4,993 of the OP LTIP Units will vest on December 17, 2021 and the remaining 4,992 of the OP LTIP units will vest on December 17, 2022. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.expiration_date: 4,993 of the OP LTIP Units will vest on December 17, 2021 and the remaining 4,992 of the OP LTIP units will vest on December 17, 2022. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.underlying: 4,993 of the OP LTIP Units will vest on December 17, 2021 and the remaining 4,992 of the OP LTIP units will vest on December 17, 2022. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F3 · balance_after: 3,686 of the OP LTIP units will vest on December 13, 2021. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:38 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 2,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015158 · wf-form4_157661869334895.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,766 F1 · shares: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,415 of the Common Shares will vest, subject to certain limitations, on December 13, 2020, and the remaining 1,414 of the Common Shares will vest, subject to certain limitations, on December 13, 2021. F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,415 of the Common Shares will vest, subject to certain limitations, on December 13, 2020, and the remaining 1,414 of the Common Shares will vest, subject to certain limitations, on December 13, 2021. F2 · balance_after: 1,179 of these Common Shares will vest, subject to certain limitations, on December 11, 2020. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:33 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 7,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015155 · wf-form4_157661837798235.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,036 Underlying: Common Units · 7,373 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership of Ellington Financial Inc. (the "Company"). F2 · derivative.exercise_price: 3,687 of the OP LTIP Units will vest on December 13, 2020 and the remaining 3,686 of the OP LTIP units will vest on December 13, 2021. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · price: 3,687 of the OP LTIP Units will vest on December 13, 2020 and the remaining 3,686 of the OP LTIP units will vest on December 13, 2021. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.exercise_date: 3,687 of the OP LTIP Units will vest on December 13, 2020 and the remaining 3,686 of the OP LTIP units will vest on December 13, 2021. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.expiration_date: 3,687 of the OP LTIP Units will vest on December 13, 2020 and the remaining 3,686 of the OP LTIP units will vest on December 13, 2021. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.underlying: 3,687 of the OP LTIP Units will vest on December 13, 2020 and the remaining 3,686 of the OP LTIP units will vest on December 13, 2021. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of shares of common stock of the Company, $0.001 par value per share ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F3 · balance_after: 3,391 of the OP LTIP units will vest on December 11, 2020. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:46 UTC | Ellington Financial Inc. EFC · Entity 4604 | GrantOP LTIP Units · Derivative | 6,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-015102 · wf-form4_154474114585236.xml · derivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,782 Underlying: Common Units · 6,782 shares Expires not disclosed F1 · security: Represents a separate non-voting class of limited liability company interests, which are structured as profits interests ("OP LTIP Units") of Ellington Financial Operating Partnership LLC (the "Operating Partnership"), the operating partnership of Ellington Financial LLC (the "Company"). F2 · derivative.exercise_price: 3,391 of the OP LTIP Units will vest one year from the date of grant and the remaining 3,391 of the OP LTIP units will vest two years from the date of grant. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of common shares representing limited liability company interests of the Company ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · price: 3,391 of the OP LTIP Units will vest one year from the date of grant and the remaining 3,391 of the OP LTIP units will vest two years from the date of grant. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of common shares representing limited liability company interests of the Company ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.exercise_date: 3,391 of the OP LTIP Units will vest one year from the date of grant and the remaining 3,391 of the OP LTIP units will vest two years from the date of grant. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of common shares representing limited liability company interests of the Company ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). F2 · derivative.expiration_date: 3,391 of the OP LTIP Units will vest one year from the date of grant and the remaining 3,391 of the OP LTIP units will vest two years from the date of grant. The OP LTIP Units may be converted, upon lapse of the vesting restrictions described above, at the election of the holder, or at any time at the election of the Company, into limited liability company interests of the Operating Partnership designated as common units ("Common Units") on a one-for-one basis. Subject to certain conditions, the Common Units are redeemable by the holder for an equivalent number of common shares representing limited liability company interests of the Company ("Common Shares") or for the cash value of such Common Shares, at the Company's election. The OP LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Company's 2017 Equity Incentive Plan (the "2017 Plan"). Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:40 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 2,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-015100 · wf-form4_154474080152623.xml · nonDerivative · entry 1 Smernoff Chris · CIK 0001732958 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,180 of the Common Shares will vest, subject to certain limitations, on December 11, 2019, and the remaining 1,179 of the Common Shares will vest, subject to certain limitations, on December 11, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.