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CLAUGUS THOMAS E

Disclosed activity across 3 companies

Tapewire entity
70142
SEC CIK
0001075617

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CRACKER BARREL OLD COUNTRY STORE, INC

Report date January 05, 2026 · Filed January 06, 2026

Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P.

Section 16 reporting ended · disclosed 2026-01-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,197,800 Reported balance After 2026-01-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-01-05 · Sale · Disposed 42,400 · Balance 2,197,800

F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares.

Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect36,141,812 Reported balance After 2021-06-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812

F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.

Section 16 reporting ended · disclosed 2019-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON - CLASS ASEC Table I · non-derivativeDirect3,151,427 Reported balance After 2018-11-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-11-27 · Sale · Disposed 24,498 · Balance 3,151,427

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares.

F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him.

COMMON - CLASS ASEC Table I · non-derivativeDirect3,068,127 Reported balance After 2018-11-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-11-28 · Sale · Disposed 83,300 · Balance 3,068,127

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares.

F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him.

COMMON - CLASS ASEC Table I · non-derivativeDirect3,027,324 Reported balance After 2018-12-04 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-12-04 · Sale · Disposed 40,803 · Balance 3,027,324

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.

F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him.

COMMON - CLASS ASEC Table I · non-derivativeDirect2,939,527 Reported balance After 2018-12-06 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-12-06 · Sale · Disposed 87,797 · Balance 2,939,527

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares.

F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him.

COMMON - CLASS ASEC Table I · non-derivativeDirect2,901,527 Reported balance After 2018-12-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-12-07 · Sale · Disposed 38,000 · Balance 2,901,527

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares.

F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him.

COMMON - CLASS ASEC Table I · non-derivativeDirect2,861,933 Reported balance After 2018-12-31 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-12-31 · Sale · Disposed 39,594 · Balance 2,861,933

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.

F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares.

F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him.

F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares.

F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him.

F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.

F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him.

F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares.

F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him.

F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares.

F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him.

F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.

F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 6, 2020 20:43 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 44,500 $0.20 $8,900.00
Disclosure

SEC source: 0001106191-20-000026 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,426,528

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on November 04, 2020, was 44,500 shares, at a price of $0.20 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,426,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 13,300 shares sold resulting in ownership of 21,970,490 shares; Bay II = 10,700 shares sold resulting in ownership of 17,737,030 shares; Offshore Fund = 18,700 shares sold resulting in ownership of 31,115,508 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 1,800 shares sold resulting in ownership of 2,929,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 30, 2020 Filed Nov 2, 2020 19:52 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 38,800 $0.19 $7,372.00
Disclosure

SEC source: 0001106191-20-000025 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,471,028

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 30, 2020, was 38,800 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,471,028. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,600 shares sold resulting in ownership of 21,983,790 shares; Bay II = 9,300 shares sold resulting in ownership of 17,747,730 shares; Offshore Fund = 16,400 shares sold resulting in ownership of 31,134,208 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 1,500 shares sold resulting in ownership of 2,931,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 29, 2020 Filed Nov 2, 2020 19:52 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 18,400 $0.19 $3,496.00
Disclosure

SEC source: 0001106191-20-000025 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,509,828

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 29, 2020, was 18,400 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,509,828. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 5,500 shares sold resulting in ownership of 21,995,390 shares; Bay II = 4,400 shares sold resulting in ownership of 17,757,030 shares; Offshore Fund = 7,800 shares sold resulting in ownership of 31,150,608 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 700 shares sold resulting in ownership of 2,932,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 27, 2020 Filed Oct 29, 2020 17:43 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 103,000 $0.20 $20,600.00
Disclosure

SEC source: 0001106191-20-000024 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,528,228

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 27, 2020, was 103,000 shares, at a price of $0.20 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,528,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 30,800 shares sold resulting in ownership of 22,000,890 shares; Bay II = 24,700 shares sold resulting in ownership of 17,761,430 shares; Offshore Fund = 43,400 shares sold resulting in ownership of 31,158,408 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,100 shares sold resulting in ownership of 2,933,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 23, 2020 Filed Oct 26, 2020 20:40 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 303,000 $0.21 $63,630.00
Disclosure

SEC source: 0001106191-20-000023 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,631,228

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 23, 2020, was 303,000 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,631,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 90,500 shares sold resulting in ownership of 22,031,690 shares; Bay II = 72,600 shares sold resulting in ownership of 17,786,130 shares; Offshore Fund = 127,900 shares sold resulting in ownership of 31,201,808 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,000 shares sold resulting in ownership of 2,937,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 22, 2020 Filed Oct 26, 2020 20:40 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 500,000 $0.21 $105,000.00
Disclosure

SEC source: 0001106191-20-000023 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,934,228

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 22, 2020, was 500,000 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,934,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,122,190 shares; Bay II = 119,800 shares sold resulting in ownership of 17,858,730 shares; Offshore Fund = 211,000 shares sold resulting in ownership of 31,329,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,949,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
October 16, 2020 Filed Oct 19, 2020 18:12 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 500,000 $0.21 $105,000.00
Disclosure

SEC source: 0001106191-20-000022 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,434,228

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 16, 2020, was 500,000 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,434,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,271,490 shares; Bay II = 119,800 shares sold resulting in ownership of 17,978,530 shares; Offshore Fund = 211,000 shares sold resulting in ownership of 31,540,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,969,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 18:12 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 140,500 $0.21 $29,505.00
Disclosure

SEC source: 0001106191-20-000022 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,934,228

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 15, 2020, was 140,500 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,934,228. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 42,000 shares sold resulting in ownership of 22,420,790 shares; Bay II = 33,700 shares sold resulting in ownership of 18,098,330 shares; Offshore Fund = 59,200 shares sold resulting in ownership of 31,751,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 5,600 shares sold resulting in ownership of 2,989,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 21:34 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 500,000 $0.22 $110,000.00
Disclosure

SEC source: 0001106191-20-000021 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,074,728

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 14, 2020, was 500,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,074,728. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 149,300 shares sold resulting in ownership of 22,462,790 shares; Bay II = 119,900 shares sold resulting in ownership of 18,132,030 shares; Offshore Fund = 210,900 shares sold resulting in ownership of 31,810,908 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 19,900 shares sold resulting in ownership of 2,995,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 21:34 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 615,970 $0.22 $135,513.40
Disclosure

SEC source: 0001106191-20-000021 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,574,728

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 13, 2020, was 615,970 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,574,728. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 184,000 shares sold resulting in ownership of 22,612,090 shares; Bay II = 147,700 shares sold resulting in ownership of 18,251,930 shares; Offshore Fund = 259,770 shares sold resulting in ownership of 32,021,808 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,500 shares sold resulting in ownership of 3,015,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
October 12, 2020 Filed Oct 13, 2020 21:33 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 235,181 $0.22 $51,739.82
Disclosure

SEC source: 0001106191-20-000020 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,190,698

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P.(Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 12, 2020, was 235,181 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 78,190,698. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 70,200 shares sold resulting in ownership of 22,796,090 shares; Bay II = 56,400 shares sold resulting in ownership of 18,399,630 shares; Offshore Fund = 99,281 shares sold resulting in ownership of 32,281,578 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 9,300 shares sold resulting in ownership of 3,039,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 09, 2020 Filed Oct 13, 2020 21:33 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 2,398,716 $0.23 $551,704.68
Disclosure

SEC source: 0001106191-20-000020 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,425,879

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P.(Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 09, 2020, was 2,398,716 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 78,425,879. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 716,400 shares sold resulting in ownership of 22,866,290 shares; Bay II = 575,100 shares sold resulting in ownership of 18,456,030 shares; Offshore Fund = 1,011,916 shares sold resulting in ownership of 32,380,859 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =95,300 shares sold resulting in ownership of 3,048,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900shares.

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October 08, 2020 Filed Oct 9, 2020 20:33 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 1,344,384 $0.22 $295,764.48
Disclosure

SEC source: 0001106191-20-000019 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,824,595

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 08, 2020, was 1,344,384 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 80,824,595. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 401,400 shares sold resulting in ownership of 23,582,690 shares; Bay II = 322,200 shares sold resulting in ownership of 19,031,130 shares; Offshore Fund = 567,284 shares sold resulting in ownership of 33,392,775 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 53,500 shares sold resulting in ownership of 3,144,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 07, 2020 Filed Oct 9, 2020 20:33 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 22,500 $0.22 $4,950.00
Disclosure

SEC source: 0001106191-20-000019 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,168,979

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 07, 2020, was 22,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,168,979. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 6,700 shares sold resulting in ownership of 23,984,090 shares; Bay II = 5,400 shares sold resulting in ownership of 19,353,330 shares; Offshore Fund = 9,500 shares sold resulting in ownership of 33,960,059 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 900 shares sold resulting in ownership of 3,197,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 06, 2020 Filed Oct 7, 2020 20:50 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 267,500 $0.22 $58,850.00
Disclosure

SEC source: 0001106191-20-000018 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,191,479

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock sold on October 06, 2020, was 267,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,191,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 79,900 shares sold resulting in ownership of 23,990,790 shares; Bay II = 64,100 shares sold resulting in ownership of 19,358,730 shares; Offshore Fund = 112,900 shares sold resulting in ownership of 33,969,559 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 10,600 shares sold resulting in ownership of 3,198,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 05, 2020 Filed Oct 7, 2020 20:50 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 132,500 $0.22 $29,150.00
Disclosure

SEC source: 0001106191-20-000018 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,458,979

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 05, 2020, was 132,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,458,979. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 39,600 shares sold resulting in ownership of 24,070,690 shares; Bay II = 31,800 shares sold resulting in ownership of 19,422,830 shares; Offshore Fund = 55,800 shares sold resulting in ownership of 34,082,459 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 5,300 shares sold resulting in ownership of 3,209,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

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October 02, 2020 Filed Oct 5, 2020 23:08 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 334,000 $0.22 $73,480.00
Disclosure

SEC source: 0001106191-20-000017 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,591,479

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on October 02, 2020, was 334,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,591,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 99,700 shares sold resulting in ownership of 24,110,290 shares; Bay II = 80,100 shares sold resulting in ownership of 19,454,630 shares; Offshore Fund = 140,900 shares sold resulting in ownership of 34,138,259 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 13,300 shares sold resulting in ownership of 3,214,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 13:46 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 504,000 $0.23 $115,920.00
Disclosure

SEC source: 0001106191-20-000016 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,925,479

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on September 30, 2020, was 504,000 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 82,925,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 150,500 shares sold resulting in ownership of 24,209,990 shares; Bay II = 120,800 shares sold resulting in ownership of 19,534,730 shares; Offshore Fund = 212,700 shares sold resulting in ownership of 34,279,159 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,000 shares sold resulting in ownership of 3,227,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 15:07 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 SaleCOMMON STOCK 1,002,697 $0.24 $240,647.28
Disclosure

SEC source: 0001106191-20-000013 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,492,479

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock sold on June 5, 2020, was 1,002,697 shares, at a price of $0.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 83,429,479. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 299,500 shares sold resulting in ownership of 24,360,490 shares; Bay II = 240,400 shares sold resulting in ownership of 19,655,530 shares; Offshore Fund = 422,897 shares sold resulting in ownership of 34,491,859 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 39,900 shares sold resulting in ownership of 3,247,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 13:40 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 900,000 $0.23 $207,000.00
Disclosure

SEC source: 0001106191-20-000012 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,432,176

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on March 25, 2020, was 900,000 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 84,432,176. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 345,300 shares purchased resulting in ownership of 24,659,690 shares; Bay II = 164,200 shares purchased resulting in ownership of 19,895,930 shares; Offshore Fund = 354,100 shares purchased resulting in ownership of 34,914,756 shares; GMT Capital = 0 shares purchased resulting in ownership of 147,000 shares; Claugus = 36,400 shares purchased resulting in ownership of 3,287,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:43 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 3,126,700 $0.25 $781,675.00
Disclosure

SEC source: 0001106191-20-000011 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,532,176

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on March 13, 2019, was 3,126,700 shares, at a price of $0.25 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 83,532,176. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 1,199,300 shares purchased resulting in ownership of 24,314,690 shares; Bay II = 570,700 shares purchased resulting in ownership of 19,731,730 shares; Offshore Fund = 1,230,000 shares purchased resulting in ownership of 34,560,656 shares; GMT Capital = 0 shares purchased resulting in ownership of 147,000 shares; Claugus = 126,700 shares purchased resulting in ownership of 3,251,200 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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January 09, 2020 Filed Jan 13, 2020 20:27 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 OtherCOMMON STOCK 750,610 $1.28 $960,780.80
Disclosure

SEC source: 0001106191-20-000001 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,405,476

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · kind: On January 9, 2020, GMT received an in kind distribution of its pro rata portion of Gran Tierra Energy, Inc. (Gran Tierra) in connection with the termination of a sub-advisory relationship between GMT and the managed account by the managed account's primary investment advisor. The net result was that GMT's beneficial ownership of Gran Tierra decreased by 750,610 shares, as GMT no longer may be deemed to beneficially own an indirect pecuniary interest in the totality of the shares owned by the managed account. This change in beneficial ownership was not the result of a sale of shares. This transaction resulted in an aggregate number of shares owned by the Reporting Persons of 80,405,476. Such shares were beneficially owned by the Reporting Persons in the following amounts: Bay = 23,115,390 shares; Bay II = 19,161,030 shares; Offshore Fund = 33,330,656 shares; GMT Capital = 147,000 shares; Claugus = 3,124,500 shares; GMT Exploration = 1,526,900 shares.

F4 · price: There was no price for this transaction as it was not an open market transaction. There was no exchange of money. The price listed is the price as of the close of trading on January 9, 2020.

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November 26, 2019 Filed Nov 27, 2019 19:08 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 133,700 $0.99 $132,363.00
Disclosure

SEC source: 0001106191-19-000035 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,156,086

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock purchased on November 26, 2019, was 133,700 shares, at a price of $0.99 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 81,156,086. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 48,800 shares purchased resulting in ownership of 23,115,390 shares; Bay II = 31,100 shares purchased resulting in ownership of 19,161,030 shares; Offshore Fund = 48,100 shares purchased resulting in ownership of 33,330,656 shares; GMT Capital = 700 shares purchased resulting in ownership of 897,610 shares; Claugus = 5,000 shares purchased resulting in ownership of 3,124,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 19:08 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 904,800 $1.02 $922,896.00
Disclosure

SEC source: 0001106191-19-000035 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,022,386

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on November 25, 2019, was 904,800 shares, at a price of $1.02 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 81,022,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 331,400 shares purchased resulting in ownership of 23,066,590 shares; Bay II = 210,100 shares purchased resulting in ownership of 19,129,930 shares; Offshore Fund = 325,300 shares purchased resulting in ownership of 33,282,556 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 896,910 shares; Claugus = 33,500 shares purchased resulting in ownership of 3,119,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 14:44 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 143,100 $1.01 $144,531.00
Disclosure

SEC source: 0001106191-19-000034 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,117,586

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on November 22, 2019, was 143,100 shares, at a price of $1.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 80,117,586. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,400 shares purchased resulting in ownership of 22,735,190 shares; Bay II = 33,200 shares purchased resulting in ownership of 18,919,830 shares; Offshore Fund = 51,500 shares purchased resulting in ownership of 32,957,256 shares; GMT Capital = 700 shares purchased resulting in ownership of 892,410 shares; Claugus = 5,300 shares purchased resulting in ownership of 3,086,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
November 08, 2019 Filed Nov 14, 2019 00:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 287,709 $1.05 $302,094.45
Disclosure

SEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 5

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,974,486

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F7 · security: The aggregate number of shares of common stock purchased on November 8 2019, was 287,709 shares, at a price of $1.05 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 79,974,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 105,209 shares purchased resulting in ownership of 22,682,790 shares; Bay II = 66,800 shares purchased resulting in ownership of 18,886,630 shares; Offshore Fund = 103,500 shares purchased resulting in ownership of 32,905,756 shares; GMT Capital = 1,500 shares purchased resulting in ownership of 891,710 shares; Claugus = 10,700 shares purchased resulting in ownership of 3,080,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
November 07, 2019 Filed Nov 14, 2019 00:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 1,035,700 $1.07 $1,108,199.00
Disclosure

SEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 4

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,686,777

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F6 · security: The aggregate number of shares of common stock purchased on November 7, 2019, was 1,035,700 shares, at a price of $1.07 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 79,686,777. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 379,200 shares purchased resulting in ownership of 22,577,581 shares; Bay II = 240,600 shares purchased resulting in ownership of 18,819,830 shares; Offshore Fund = 372,400 shares purchased resulting in ownership of 32,802,256 shares; GMT Capital = 5,200 shares purchased resulting in ownership of 890,210 shares; Claugus = 38,300 shares purchased resulting in ownership of 3,070,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
November 06, 2019 Filed Nov 14, 2019 00:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 753,491 $1.30 $979,538.30
Disclosure

SEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 3

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,651,077

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F5 · security: The aggregate number of shares of common stock purchased on November 6, 2019, was 753,491 shares, at a price of $1.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 78,651,077. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 275,891 shares purchased resulting in ownership of 22,198,381 shares; Bay II = 175,000 shares purchased resulting in ownership of 18,579,230 shares; Offshore Fund = 270,900 shares purchased resulting in ownership of 32,429,856 shares; GMT Capital = 3,800 shares purchased resulting in ownership of 885,010 shares; Claugus = 27,900 shares purchased resulting in ownership of 3,031,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
October 24, 2019 Filed Nov 14, 2019 00:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 307,200 $1.14 $350,208.00
Disclosure

SEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,897,586

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock purchased on October 24, 2019, was 307,200 shares, at a price of $1.14 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,897,586. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 112,400 shares purchased resulting in ownership of 21,992,490 shares; Bay II = 71,300 shares purchased resulting in ownership of 18,404,230 shares; Offshore Fund = 110,500 shares purchased resulting in ownership of 32,158,956 shares; GMT Capital = 1,600 shares purchased resulting in ownership of 881,210 shares; Claugus = 11,400 shares purchased resulting in ownership of 3,003,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
October 23, 2019 Filed Nov 14, 2019 00:30 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 419,700 $1.14 $478,458.00
Disclosure

SEC source: 0001106191-19-000033 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,590,386

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on October 23, 2019, was 419,700 shares, at a price of $1.14 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,590,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 153,700 shares purchased resulting in ownership of 21,810,090 shares; Bay II = 97,500 shares purchased resulting in ownership of 18,332,930 shares; Offshore Fund = 150,900 shares purchased resulting in ownership of 32,048,456 shares; GMT Capital = 2,100 shares purchased resulting in ownership of 879,610 shares; Claugus = 15,500 shares purchased resulting in ownership of 2,992,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 17:23 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 603,400 $1.41 $850,794.00
Disclosure

SEC source: 0001106191-19-000032 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,170,686

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on August 30, 2019, was 603,400 shares, at a price of $1.41 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 77,170,686. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 194,300 shares purchased resulting in ownership of 21,656,390 shares; Bay II = 130,800 shares purchased resulting in ownership of 18,235,430 shares; Offshore Fund = 248,200 shares purchased resulting in ownership of 31,897,556 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 877,510 shares; Claugus = 25,600 shares purchased resulting in ownership of 2,976,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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August 29, 2019 Filed Aug 30, 2019 15:23 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 205,800 $1.38 $284,004.00
Disclosure

SEC source: 0001106191-19-000031 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,567,286

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock purchased on August 29, 2019, was 205,800 shares, at a price of $1.38 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,567,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 66,300 shares purchased resulting in ownership of 21,462,090 shares; Bay II = 44,600 shares purchased resulting in ownership of 18,104,630 shares; Offshore Fund = 84,700 shares purchased resulting in ownership of 31,649,356 shares; GMT Capital = 1,500 shares purchased resulting in ownership of 873,010 shares; Claugus = 8,700 shares purchased resulting in ownership of 2,951,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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August 28, 2019 Filed Aug 30, 2019 15:23 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 235,000 $1.30 $305,500.00
Disclosure

SEC source: 0001106191-19-000031 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,361,486

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on August 28, 2019, was 235,000 shares, at a price of $1.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,361,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 75,700 shares purchased resulting in ownership of 21,395,790 shares; Bay II = 51,000 shares purchased resulting in ownership of 18,060,030 shares; Offshore Fund = 96,700 shares purchased resulting in ownership of 31,564,656 shares; GMT Capital = 1,700 shares purchased resulting in ownership of 871,510 shares; Claugus = 9,900 shares purchased resulting in ownership of 2,942,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
May 09, 2019 Filed May 10, 2019 14:14 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 428,100 $2.17 $928,977.00
Disclosure

SEC source: 0001106191-19-000028 · primary_doc.xml · nonDerivative · entry 2

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,126,486

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F4 · security: The aggregate number of shares of common stock purchased on May 9, 2019, was 428,100 shares, at a price of $2.17 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 76,126,486. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 133,400 shares purchased resulting in ownership of 21,320,090 shares; Bay II = 93,400 shares purchased resulting in ownership of 18,009,030 shares; Offshore Fund = 178,000 shares purchased resulting in ownership of 31,467,956 shares; GMT Capital = 4,500 shares purchased resulting in ownership of 869,810 shares; Claugus = 18,800 shares purchased resulting in ownership of 2,932,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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May 08, 2019 Filed May 10, 2019 14:14 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 1,141,000 $2.18 $2,487,380.00
Disclosure

SEC source: 0001106191-19-000028 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,698,386

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on May 8, 2019, was 1,141,000 shares, at a price of $2.18 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,698,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 355,700 shares purchased resulting in ownership of 21,186,690 shares; Bay II = 249,000 shares purchased resulting in ownership of 17,915,630 shares; Offshore Fund = 474,200 shares purchased resulting in ownership of 31,289,956 shares; GMT Capital = 11,800 shares purchased resulting in ownership of 865,310 shares; Claugus = 50,300 shares purchased resulting in ownership of 2,913,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 16:38 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 337,400 $2.46 $830,004.00
Disclosure

SEC source: 0001106191-19-000027 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,557,386

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the dame address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on April 11, 2019, was 337,400 shares, at a price of $2.46 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,557,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =105,200 shares purchased resulting in ownership of 20,830,990 shares; Bay II = 73,600 shares purchased resulting in ownership of 17,666,630 shares; Offshore Fund = 140,300 shares purchased resulting in ownership of 30,815,756 shares; GMT Capital = 3,500 shares purchased resulting in ownership of 853,510 shares; Claugus = 14,800 shares purchased resulting in ownership of 2,863,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 14:25 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 100,000 $2.49 $249,000.00
Disclosure

SEC source: 0001106191-19-000026 · primary_doc.xml · nonDerivative · entry 1

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,219,986

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F3 · security: The aggregate number of shares of common stock purchased on April 8, 2019, was 100,000 shares, at a price of $2.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,219,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 31,200 shares purchased resulting in ownership of 20,725,790 shares; Bay II = 21,800 shares purchased resulting in ownership of 17,593,030 shares; Offshore Fund = 41,600 shares purchased resulting in ownership of 30,675,456 shares; GMT Capital = 1,000 shares purchased resulting in ownership of 850,010 shares; Claugus = 4,400 shares purchased resulting in ownership of 2,848,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
April 02, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 251,435 $2.35 $590,872.25
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 17

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,119,986

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F19 · security: The aggregate number of shares of common stock purchased on April 2, 2019, was 251,435 shares, at a price of $2.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,119,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 78,400 shares purchased resulting in ownership of 20,694,590 shares; Bay II = 54,900 shares purchased resulting in ownership of 17,571,230 shares; Offshore Fund = 104,435 shares purchased resulting in ownership of 30,633,856 shares; GMT Capital = 2,600 shares purchased resulting in ownership of 849,010 shares; Claugus = 11,100 shares purchased resulting in ownership of 2,844,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 271,565 $2.34 $635,462.10
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 16

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,868,551

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F18 · security: The aggregate number of shares of common stock purchased on April 1, 2019, was 271,565 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,868,551. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 84,700 shares purchased resulting in ownership of 20,616,190 shares; Bay II = 59,200 shares purchased resulting in ownership of 17,516,330 shares; Offshore Fund = 112,965 shares purchased resulting in ownership of 30,529,421 shares; GMT Capital = 2,800 shares purchased resulting in ownership of 846,410 shares; Claugus = 11,900 shares purchased resulting in ownership of 2,833,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 27, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 355,000 $2.34 $830,700.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 15

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,596,986

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F17 · security: The aggregate number of shares of common stock purchased on March 27, 2019, was 355,000 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,596,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 110,700 shares purchased resulting in ownership of 20,531,490 shares; Bay II = 77,500 shares purchased resulting in ownership of 17,457,130 shares; Offshore Fund = 147,400 shares purchased resulting in ownership of 30,416,456 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 843,610 shares; Claugus = 15,700 shares purchased resulting in ownership of 2,821,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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March 26, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 429,600 $2.34 $1,005,264.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 14

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,241,986

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F16 · security: The aggregate number of shares of common stock purchased on March 26, 2019, was 429,600 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,241,986. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 133,900 shares purchased resulting in ownership of 20,420,790 shares; Bay II = 93,700 shares purchased resulting in ownership of 17,379,630 shares; Offshore Fund = 178,700 shares purchased resulting in ownership of 30,269,056 shares; GMT Capital = 4,400 shares purchased resulting in ownership of 839,910 shares; Claugus = 18,900 shares purchased resulting in ownership of 2,805,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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March 25, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 523,000 $2.28 $1,192,440.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 13

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,812,386

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F15 · security: The aggregate number of shares of common stock purchased on March 25, 2019, was 523,000 shares, at a price of $2.28 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,812,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 163,100 shares purchased resulting in ownership of 20,286,890 shares; Bay II = 114,100 shares purchased resulting in ownership of 17,285,930 shares; Offshore Fund = 217,400 shares purchased resulting in ownership of 30,090,356 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 835,510 shares; Claugus = 23000 shares purchased resulting in ownership of 2,786,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 21, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 310,068 $2.47 $765,867.96
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 12

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,289,386

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F14 · security: The aggregate number of shares of common stock purchased on March 21, 2019, was 310,068 shares, at a price of $2.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,289,386. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 96,700 shares purchased resulting in ownership of 20,123,790 shares; Bay II = 67,600 shares purchased resulting in ownership of 17,171,830 shares; Offshore Fund = 128,868 shares purchased resulting in ownership of 29,872,956 shares; GMT Capital = 3,200 shares purchased resulting in ownership of 830,110 shares; Claugus = 13,700 shares purchased resulting in ownership of 2,763,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 20, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 736,032 $2.51 $1,847,440.32
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 11

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,979,318

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F13 · security: The aggregate number of shares of common stock purchased on March 20, 2019, was 736,032 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 71,979,318. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 229,400 shares purchased resulting in ownership of 20,027,090 shares; Bay II = 160,600 shares purchased resulting in ownership of 17,104,230 shares; Offshore Fund = 305,932 shares purchased resulting in ownership of 29,744,088 shares; GMT Capital = 7,700 shares purchased resulting in ownership of 826,910 shares; Claugus = 32,400 shares purchased resulting in ownership of 2,750,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 19, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 40,200 $2.50 $100,500.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 10

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,243,286

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F12 · security: The aggregate number of shares of common stock purchased on March 19, 2019, was 40,200 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 71,243,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 12,500 shares purchased resulting in ownership of 19,797,690 shares; Bay II = 8,800 shares purchased resulting in ownership of 16,943,630 shares; Offshore Fund = 16,700 shares purchased resulting in ownership of 29,438,156 shares; GMT Capital = 400 shares purchased resulting in ownership of 819,210 shares; Claugus = 1,800 shares purchased resulting in ownership of 2,717,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 18, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 482,800 $2.41 $1,163,548.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 9

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,203,086

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F11 · security: The aggregate number of shares of common stock purchased on March 18, 2019, was 482,800 shares, at a price of $2.41 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 71,203,086. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 150,600 shares purchased resulting in ownership of 19,785,190 shares; Bay II = 105,300 shares purchased resulting in ownership of 16,934,830 shares; Offshore Fund = 200,700 shares purchased resulting in ownership of 29,421,456 shares; GMT Capital = 5,000 shares purchased resulting in ownership of 818,810 shares; Claugus = 21,200 shares purchased resulting in ownership of 2,715,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 12, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 359,400 $2.32 $833,808.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 8

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,720,286

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F10 · security: The aggregate number of shares of common stock purchased on March 12, 2019, was 359,400 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,720,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 112,100 shares purchased resulting in ownership of 19,634,590 shares; Bay II = 78,400 shares purchased resulting in ownership of 16,829,530 shares; Offshore Fund = 149,400 shares purchased resulting in ownership of 29,220,756 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 813,810 shares; Claugus = 15,800 shares purchased resulting in ownership of 2,694,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
March 11, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 163,600 $2.30 $376,280.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 7

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,360,886

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F9 · security: The aggregate number of shares of common stock purchased on March 11, 2019, was 163,600 shares, at a price of $2.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,360,886. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 51,000 shares purchased resulting in ownership of 19,522,490 shares; Bay II = 35,700 shares purchased resulting in ownership of 16,751,130 shares; Offshore Fund = 68,000 shares purchased resulting in ownership of 29,071,356 shares; GMT Capital = 1,700 shares purchased resulting in ownership of 810,110 shares; Claugus = 7,200 shares purchased resulting in ownership of 2,678,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

Read SEC document
February 25, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 523,000 $2.30 $1,202,900.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 6

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,197,286

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F8 · security: The aggregate number of shares of common stock purchased on February 25, 2019, was 523,000 shares, at a price of $2.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,197,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 163,100 shares purchased resulting in ownership of 19,471,490 shares; Bay II = 114,100 shares purchased resulting in ownership of 16,715,430 shares; Offshore Fund = 217,400 shares purchased resulting in ownership of 29,003,356 shares; GMT Capital = 5,400 shares purchased resulting in ownership of 808,410 shares; Claugus = 23,000 shares purchased resulting in ownership of 2,671,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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February 22, 2019 Filed Apr 4, 2019 19:55 UTC GRAN TIERRA ENERGY INC. GTE · Entity 5740 PurchaseCOMMON STOCK 121,600 $2.33 $283,328.00
Disclosure

SEC source: 0001106191-19-000025 · primary_doc.xml · nonDerivative · entry 5

GMT CAPITAL CORP · CIK 0001106191 · 10% owner

BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner

BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner

BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner

CLAUGUS THOMAS E · CIK 0001075617 · 10% owner

GMT Exploration Co LLC · CIK 0001396794 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,674,286

F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 4. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202.

F2 · security: 2. GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.

F7 · security: The aggregate number of shares of common stock purchased on February 22, 2019, was 121,600 shares, at a price of $2.33 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,674,286. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 37,900 shares purchased resulting in ownership of 19,308,390 shares; Bay II = 26,500 shares purchased resulting in ownership of 16,601,330 shares; Offshore Fund = 50,500 shares purchased resulting in ownership of 28,785,956 shares; GMT Capital = 1,300 shares purchased resulting in ownership of 803,010 shares; Claugus = 5,400 shares purchased resulting in ownership of 2,648,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 1,526,900 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.