organization · Reporting owner
BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CRACKER BARREL OLD COUNTRY STORE, INC
Report date January 05, 2026 · Filed January 06, 2026
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2026-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,197,800 |
Reported balance
After 2026-01-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-05 · Sale · Disposed 42,400 · Balance 2,197,800 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares.
GRAN TIERRA ENERGY INC.
Report date June 03, 2021 · Filed June 07, 2021
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, CLAUGUS THOMAS E, GMT Exploration Co LLC
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,141,812 |
Reported balance
After 2021-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.
WILLIAM LYON HOMES
Report date December 31, 2018 · Filed February 13, 2019
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2019-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,151,427 |
Reported balance
After 2018-11-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-27 · Sale · Disposed 24,498 · Balance 3,151,427 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares. F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,068,127 |
Reported balance
After 2018-11-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-28 · Sale · Disposed 83,300 · Balance 3,068,127 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares. F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,027,324 |
Reported balance
After 2018-12-04 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-12-04 · Sale · Disposed 40,803 · Balance 3,027,324 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares. F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,939,527 |
Reported balance
After 2018-12-06 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-12-06 · Sale · Disposed 87,797 · Balance 2,939,527 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares. F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,901,527 |
Reported balance
After 2018-12-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-12-07 · Sale · Disposed 38,000 · Balance 2,901,527 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares. F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,861,933 |
Reported balance
After 2018-12-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-12-31 · Sale · Disposed 39,594 · Balance 2,861,933 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares. F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares.
F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him.
F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares.
F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him.
F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.
F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him.
F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares.
F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him.
F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares.
F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him.
F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.
F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 5, 2021 20:41 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 366,300 | $0.70 | $256,410.00 |
DisclosureSEC source: 0001106191-21-000021 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,782,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on March 31, 2021, was 366,300 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,782,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 109,300 shares sold resulting in ownership of 12,968,590 shares; Bay II = 87,700 shares sold resulting in ownership of 10,510,730 shares; Offshore Fund = 154,700 shares sold resulting in ownership of 18,398,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =14,600 shares sold resulting in ownership of 1,731,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 20:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 186,000 | $0.68 | $126,480.00 |
DisclosureSEC source: 0001106191-21-000020 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,148,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on March 30, 2021, was 186,000 shares, at a price of $0.68 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,148,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 55,500 shares sold resulting in ownership of 13,077,890 shares; Bay II = 44,600 shares sold resulting in ownership of 10,598,430 shares; Offshore Fund = 78,500 shares sold resulting in ownership of 18,552,789 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,400 shares sold resulting in ownership of 1,745,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 238,000 | $0.69 | $164,220.00 |
DisclosureSEC source: 0001106191-21-000020 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,334,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on March 29, 2021, was 238,000 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,334,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 71,100 shares sold resulting in ownership of 13,133,390 shares; Bay II = 57,100 shares sold resulting in ownership of 10,643,030 shares; Offshore Fund = 100,400 shares sold resulting in ownership of 18,631,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =9,400 shares sold resulting in ownership of 1,753,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 18:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 161,100 | $0.93 | $149,823.00 |
DisclosureSEC source: 0001106191-21-000019 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,572,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 18, 2021, was 161,100 shares, at a price of $0.93 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,572,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 48,100 shares sold resulting in ownership of 13,204,490 shares; Bay II = 38,600 shares sold resulting in ownership of 10,700,130 shares; Offshore Fund = 68,000 shares sold resulting in ownership of 18,731,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =6,400 shares sold resulting in ownership of 1,762,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 18:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 880,300 | $1.01 | $889,103.00 |
DisclosureSEC source: 0001106191-21-000019 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,733,909 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 17, 2021, was 880,300 shares, at a price of $1.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,733,909. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 262,900 shares sold resulting in ownership of 13,252,590 shares; Bay II = 211,100 shares sold resulting in ownership of 10,738,730 shares; Offshore Fund = 371,300 shares sold resulting in ownership of 18,799,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =35,000 shares sold resulting in ownership of 1,769,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 18:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,041,400 | $1.08 | $1,124,712.00 |
DisclosureSEC source: 0001106191-21-000018 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,614,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 16, 2021, was 1,041,400 shares, at a price of $1.08 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,614,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 311,000 shares sold resulting in ownership of 13,515,490 shares; Bay II = 249,600 shares sold resulting in ownership of 10,949,830 shares; Offshore Fund = 439,400 shares sold resulting in ownership of 19,170,989 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,400 shares sold resulting in ownership of 1,804,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,541,400 | $1.01 | $1,556,814.00 |
DisclosureSEC source: 0001106191-21-000018 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,655,609 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 12, 2021, was 1,541,400 shares, at a price of $1.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,655,609. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 311,000 shares sold resulting in ownership of 13,826,490 shares; Bay II = 249,700 shares sold resulting in ownership of 11,199,430 shares; Offshore Fund = 439,300 shares sold resulting in ownership of 19,610,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,400 shares sold resulting in ownership of 1,845,400 shares; GMT Exploration = 500,000 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 19:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,082,800 | $1.15 | $2,395,220.00 |
DisclosureSEC source: 0001106191-21-000017 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,197,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 11, 2021, was 2,082,800 shares, at a price of $1.15 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 49,197,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 622,000 shares sold resulting in ownership of 14,137,490 shares; Bay II = 499,300 shares sold resulting in ownership of 11,449,130 shares; Offshore Fund = 878,700 shares sold resulting in ownership of 20,049,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =82,800 shares sold resulting in ownership of 1,886,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 19:04 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,186,900 | $0.95 | $2,077,555.00 |
DisclosureSEC source: 0001106191-21-000012 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,279,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 10, 2021, was 2,186,900 shares, at a price of $0.95 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 51,279,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 653,100 shares sold resulting in ownership of 14,759,490 shares; Bay II = 524,200 shares sold resulting in ownership of 11,948,430 shares; Offshore Fund = 922,700 shares sold resulting in ownership of 20,928,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =86,900 shares sold resulting in ownership of 1,969,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 19:04 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,249,700 | $0.82 | $1,024,754.00 |
DisclosureSEC source: 0001106191-21-000012 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,466,709 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 09, 2021, was 1,249,700 shares, at a price of $0.82 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 53,466,709. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 373,200 shares sold resulting in ownership of 15,412,590 shares; Bay II = 299,600 shares sold resulting in ownership of 12,472,630 shares; Offshore Fund = 527,200 shares sold resulting in ownership of 21,851,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =49,700 shares sold resulting in ownership of 2,056,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 19:00 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,041,400 | $0.64 | $666,496.00 |
DisclosureSEC source: 0001106191-21-000009 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,716,409 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on February 02, 2021, was 1,041,400 shares, at a price of $0.64 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 54,716,409. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 311,000 shares sold resulting in ownership of 15,785,790 shares; Bay II = 249,600 shares sold resulting in ownership of 12,772,230 shares; Offshore Fund = 439,400 shares sold resulting in ownership of 22,378,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,400 shares sold resulting in ownership of 2,106,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 20:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,562,100 | $0.49 | $765,429.00 |
DisclosureSEC source: 0001106191-21-000008 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,757,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on February 01, 2021, was 1,562,100 shares, at a price of $0.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 55,757,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =466,500 shares sold resulting in ownership of 16,096,790 shares; Bay II = 374,500 shares sold resulting in ownership of 13,021,830 shares; Offshore Fund = 659,000 shares sold resulting in ownership of 22,817,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =62,100 shares sold resulting in ownership of 2,147,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 20:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,488,120 | $0.61 | $907,753.20 |
DisclosureSEC source: 0001106191-21-000008 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,319,909 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 29, 2021, was 1,488,120 shares, at a price of $0.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 57,319,909. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 444,400 shares sold resulting in ownership of 16,563,290 shares; Bay II = 356,700 shares sold resulting in ownership of 13,396,330 shares; Offshore Fund = 627,820 shares sold resulting in ownership of 23,476,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =59,200 shares sold resulting in ownership of 2,209,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 20:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,872,500 | $0.63 | $1,179,675.00 |
DisclosureSEC source: 0001106191-21-000007 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,808,029 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 28, 2021, was 1,872,500 shares, at a price of $0.63 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 58,808,029. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =559,200 shares sold resulting in ownership of 17,007,690 shares; Bay II = 448,900 shares sold resulting in ownership of 13,753,030 shares; Offshore Fund = 789,900 shares sold resulting in ownership of 24,104,509 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =74,500 shares sold resulting in ownership of 2,268,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 20:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 389,500 | $0.47 | $183,065.00 |
DisclosureSEC source: 0001106191-21-000007 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,680,529 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 27, 2021, was 389,500 shares, at a price of $0.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 60,680,529. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 116,300 shares sold resulting in ownership of 17,566,890 shares; Bay II = 93,400 shares sold resulting in ownership of 14,201,930 shares; Offshore Fund = 164,300 shares sold resulting in ownership of 24,894,409 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =15,500 shares sold resulting in ownership of 2,343,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 22:25 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 38,500 | $0.48 | $18,480.00 |
DisclosureSEC source: 0001106191-21-000006 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,070,029 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 26, 2021, was 38,500 shares, at a price of $0.48 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,070,029. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay =11,500 shares sold resulting in ownership of 17,683,190 shares; Bay II = 9,200 shares sold resulting in ownership of 14,295,330 shares; Offshore Fund = 16,300 shares sold resulting in ownership of 25,058,709 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =1,500 shares sold resulting in ownership of 2,358,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 22:25 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 303,000 | $0.49 | $148,470.00 |
DisclosureSEC source: 0001106191-21-000006 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,108,529 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 25, 2021, was 303,000 shares, at a price of $0.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,108,529. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 90,500 shares sold resulting in ownership of 17,694,690 shares; Bay II = 72,700 shares sold resulting in ownership of 14,304,530 shares; Offshore Fund = 127,800 shares sold resulting in ownership of 25,075,009 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =12,000 shares sold resulting in ownership of 2,360,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 20:49 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 200,900 | $0.53 | $106,477.00 |
DisclosureSEC source: 0001106191-21-000005 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,411,529 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 14, 2021, was 200,900 shares, at a price of $0.53 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,411,529. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 60,000 shares sold resulting in ownership of 17,785,190 shares; Bay II = 48,100 shares sold resulting in ownership of 14,377,230 shares; Offshore Fund = 84,800 shares sold resulting in ownership of 25,202,809 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =8,000 shares sold resulting in ownership of 2,372,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 22:28 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 140,000 | $0.57 | $79,800.00 |
DisclosureSEC source: 0001106191-21-000004 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,612,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 13, 2021, was 140,000 shares, at a price of $0.57 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,612,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 41,800 shares sold resulting in ownership of 17,845,190 shares; Bay II = 33,600 shares sold resulting in ownership of 14,425,330 shares; Offshore Fund = 59,000 shares sold resulting in ownership of 25,287,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =5,600 shares sold resulting in ownership of 2,380,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 22:28 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 700,500 | $0.57 | $399,285.00 |
DisclosureSEC source: 0001106191-21-000004 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,752,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 12, 2021, was 700,500 shares, at a price of $0.57 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 61,752,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 209,200 shares sold resulting in ownership of 17,886,990 shares; Bay II = 167,900 shares sold resulting in ownership of 14,458,930 shares; Offshore Fund = 295,600 shares sold resulting in ownership of 25,346,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =27,800 shares sold resulting in ownership of 2,386,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 08, 2021 Filed Jan 11, 2021 21:51 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 291,724 | $0.44 | $128,358.56 |
DisclosureSEC source: 0001106191-21-000002 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,336,229 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 08, 2021, was 291,724 shares, at a price of $0.44 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,336,229. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,300 shares sold resulting in ownership of 18,096,190 shares; Bay II = 42,000 shares sold resulting in ownership of 14,626,830 shares; Offshore Fund = 73,724 shares sold resulting in ownership of 25,642,209 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =123,700 shares sold resulting in ownership of 2,297,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 08, 2021 Filed Jan 14, 2021 21:54 UTC Amendment | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 175,024 | $0.44 | $77,010.56 |
DisclosureSEC source: 0001106191-21-000003 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,452,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 08, 2021, was 175,024 shares, at a price of $0.44 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,452,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 52,300 shares sold resulting in ownership of 18,096,190 shares; Bay II = 42,000 shares sold resulting in ownership of 14,626,830 shares; Offshore Fund = 73,724 shares sold resulting in ownership of 25,642,209 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,000 shares sold resulting in ownership of 2,413,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. F4 · security: This Form 4/A is being submitted in connection with the Form 4 filed on January 11, 2021, which reported a sale by Claugus on January 08, 2021 of 123,700 shares resulting in ownership of 2,297,100 shares. These figures were incorrectly entered into the Form 4 due to a manual transcription error. The correct figures for Claugus' sale on January 08, 2021 are set forth on this Form 4/A. Read SEC document |
| January 05, 2021 Filed Jan 6, 2021 19:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 765,476 | $0.39 | $298,535.64 |
DisclosureSEC source: 0001106191-21-000001 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,627,953 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on January 05, 2021, was 765,476 shares, at a price of $0.39 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 62,627,953. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 228,600 shares sold resulting in ownership of 18,148,490 shares; Bay II = 183,500 shares sold resulting in ownership of 14,668,830 shares; Offshore Fund = 322,976 shares sold resulting in ownership of 25,715,933 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 30,400 shares sold resulting in ownership of 2,420,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 275,924 | $0.36 | $99,332.64 |
DisclosureSEC source: 0001106191-21-000001 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,393,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 04, 2021, was 275,924 shares, at a price of $0.36 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,393,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 82,400 shares sold resulting in ownership of 18,377,090 shares; Bay II = 66,100 shares sold resulting in ownership of 14,852,330 shares; Offshore Fund = 116,424 shares sold resulting in ownership of 26,038,909 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,000 shares sold resulting in ownership of 2,451,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 17:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 349,400 | $0.35 | $122,290.00 |
DisclosureSEC source: 0001106191-20-000039 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,669,353 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 30, 2020, was 349,400 shares, at a price of $0.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 63,669,353. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 104,300 shares sold resulting in ownership of 18,459,490 shares; Bay II = 83,800 shares sold resulting in ownership of 14,918,430 shares; Offshore Fund = 147,400 shares sold resulting in ownership of 26,155,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 13,900 shares sold resulting in ownership of 2,462,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 17:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 692,000 | $0.34 | $235,280.00 |
DisclosureSEC source: 0001106191-20-000039 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,018,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 29, 2020, was 692,000 shares, at a price of $0.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,018,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 206,700 shares sold resulting in ownership of 18,563,790 shares; Bay II = 165,900 shares sold resulting in ownership of 15,002,230 shares; Offshore Fund = 291,900 shares sold resulting in ownership of 26,302,733 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 27,500 shares sold resulting in ownership of 2,476,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 21:47 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 458,706 | $0.39 | $178,895.34 |
DisclosureSEC source: 0001106191-20-000038 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,710,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 11, 2020, was 458,706 shares, at a price of $0.39 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 64,710,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 137,000 shares sold resulting in ownership of 18,770,490 shares; Bay II = 110,000 shares sold resulting in ownership of 15,168,130 shares; Offshore Fund = 193,506 shares sold resulting in ownership of 26,594,633 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 18,200 shares sold resulting in ownership of 2,503,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:47 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,252,994 | $0.38 | $856,137.72 |
DisclosureSEC source: 0001106191-20-000038 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,169,459 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 10, 2020, was 2,252,994 shares, at a price of $0.38 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 65,169,459. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 672,800 shares sold resulting in ownership of 18,907,490 shares; Bay II = 540,100 shares sold resulting in ownership of 15,278,130 shares; Offshore Fund = 950,494 shares sold resulting in ownership of 26,788,139 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =89,600 shares sold resulting in ownership of 2,521,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 22:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 850,400 | $0.48 | $408,192.00 |
DisclosureSEC source: 0001106191-20-000037 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,422,453 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 08, 2020, was 850,400 shares, at a price of $0.48 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 67,422,453. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 254,000 shares sold resulting in ownership of 19,580,290 shares; Bay II = 203,800 shares sold resulting in ownership of 15,818,230 shares; Offshore Fund = 358,800 shares sold resulting in ownership of 27,738,633 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 33,800 shares sold resulting in ownership of 2,611,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 22:57 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 603,500 | $0.30 | $181,050.00 |
DisclosureSEC source: 0001106191-20-000037 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,272,853 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 07, 2020, was 603,500 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,272,853. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 180,200 shares sold resulting in ownership of 19,834,290 shares; Bay II = 144,700 shares sold resulting in ownership of 16,022,030 shares; Offshore Fund = 254,600 shares sold resulting in ownership of 28,097,433 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =24,000 shares sold resulting in ownership of 2,645,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 17:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 549,276 | $0.30 | $164,782.80 |
DisclosureSEC source: 0001106191-20-000035 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,759,653 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 04, 2020, was 549,276 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,759,653. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,100 shares sold resulting in ownership of 20,014,490 shares; Bay II = 103,700 shares sold resulting in ownership of 16,166,730 shares; Offshore Fund = 182,576 shares sold resulting in ownership of 28,352,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 133,900 shares sold resulting in ownership of 2,552,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 04, 2020 Filed Dec 9, 2020 22:12 UTC Amendment | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 432,576 | $0.30 | $129,772.80 |
DisclosureSEC source: 0001106191-20-000036 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,876,353 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 04, 2020, was 432,576 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 68,876,353. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,100 shares sold resulting in ownership of 20,014,490 shares; Bay II = 103,700 shares sold resulting in ownership of 16,166,730 shares; Offshore Fund = 182,576 shares sold resulting in ownership of 28,352,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,200 shares sold resulting in ownership of 2,669,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. F5 · security: This Form 4/A is being submitted in connection with the Form 4 filed on December 07, 2020, which reported a sale by Claugus on December 04, 2020 of 133,900 shares resulting in ownership of 2,552,500 shares. These figures were incorrectly entered into the Form 4 due to a manual transcription error. The correct figures for Claugus' sale on December 04, 2020 are set forth on this Form 4/A. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 17:42 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 300,000 | $0.29 | $87,000.00 |
DisclosureSEC source: 0001106191-20-000035 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,308,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 03, 2020, was 300,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,308,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 20,143,590 shares; Bay II = 71,900 shares sold resulting in ownership of 16,270,430 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 28,534,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,900 shares sold resulting in ownership of 2,686,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 03, 2020 Filed Dec 9, 2020 22:12 UTC Amendment | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 300,000 | $0.29 | $87,000.00 |
DisclosureSEC source: 0001106191-20-000036 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,308,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 03, 2020, was 300,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,308,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 20,143,590 shares; Bay II = 71,900 shares sold resulting in ownership of 16,270,430 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 28,534,609 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =11,900 shares sold resulting in ownership of 2,686,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 22:17 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 53,500 | $0.28 | $14,980.00 |
DisclosureSEC source: 0001106191-20-000034 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,608,929 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 02, 2020, was 53,500 shares, at a price of $0.28 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,608,929. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 16,000 shares sold resulting in ownership of 20,233,190 shares; Bay II = 12,800 shares sold resulting in ownership of 16,342,330 shares; Offshore Fund = 22,600 shares sold resulting in ownership of 28,661,209 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,100 shares sold resulting in ownership of 2,698,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:17 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 155,324 | $0.28 | $43,490.72 |
DisclosureSEC source: 0001106191-20-000034 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,662,429 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 01, 2020, was 155,324 shares, at a price of $0.28 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,662,429. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 46,400 shares sold resulting in ownership of 20,249,190 shares; Bay II = 37,200 shares sold resulting in ownership of 16,355,130 shares; Offshore Fund = 65,524 shares sold resulting in ownership of 28,683,809 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 6,200 shares sold resulting in ownership of 2,700,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:49 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 100,000 | $0.29 | $29,000.00 |
DisclosureSEC source: 0001106191-20-000033 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,817,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 30, 2020, was 100,000 shares, at a price of $0.29 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,817,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 29,900 shares sold resulting in ownership of 20,295,590 shares; Bay II = 24,000 shares sold resulting in ownership of 16,392,330 shares; Offshore Fund = 42,100 shares sold resulting in ownership of 28,749,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,000 shares sold resulting in ownership of 2,706,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 19:49 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 241,500 | $0.30 | $72,450.00 |
DisclosureSEC source: 0001106191-20-000033 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,917,753 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 27, 2020, was 241,500 shares, at a price of $0.30 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 69,917,753. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 72,100 shares sold resulting in ownership of 20,325,490 shares; Bay II = 57,900 shares sold resulting in ownership of 16,416,330 shares; Offshore Fund = 101,900 shares sold resulting in ownership of 28,791,433 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 9,600 shares sold resulting in ownership of 2,710,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 22:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 2,082,800 | $0.31 | $645,668.00 |
DisclosureSEC source: 0001106191-20-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,159,253 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 24, 2020, was 2,082,800 shares, at a price of $0.31 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 70,159,253. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 622,000 shares sold resulting in ownership of 20,397,590 shares; Bay II = 499,300 shares sold resulting in ownership of 16,474,230 shares; Offshore Fund = 878,700 shares sold resulting in ownership of 28,893,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 82,800 shares sold resulting in ownership of 2,720,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,500 | $0.22 | $330.00 |
DisclosureSEC source: 0001106191-20-000031 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,242,053 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 20, 2020, was 1,500 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,242,053. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 400 shares sold resulting in ownership of 21,019,590 shares; Bay II = 400 shares sold resulting in ownership of 16,973,530 shares; Offshore Fund = 600 shares sold resulting in ownership of 29,772,033 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 100 shares sold resulting in ownership of 2,803,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 54,442 | $0.22 | $11,977.24 |
DisclosureSEC source: 0001106191-20-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,243,553 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 19, 2020, was 54,442 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,243,553. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 16,300 shares sold resulting in ownership of 21,019,990 shares; Bay II = 13,000 shares sold resulting in ownership of 16,973,930 shares; Offshore Fund = 23,042 shares sold resulting in ownership of 29,772,633 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,100 shares sold resulting in ownership of 2,803,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:39 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 319,633 | $0.23 | $73,515.59 |
DisclosureSEC source: 0001106191-20-000030 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,297,995 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 18, 2020, was 319,633 shares, at a price of $0.23 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,297,995. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 95,500 shares sold resulting in ownership of 21,036,290 shares; Bay II = 76,700 shares sold resulting in ownership of 16,986,930 shares; Offshore Fund = 134,733 shares sold resulting in ownership of 29,795,675 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,700 shares sold resulting in ownership of 2,805,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:39 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 665,825 | $0.22 | $146,481.50 |
DisclosureSEC source: 0001106191-20-000030 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,617,628 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 17, 2020, was 665,825 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 72,617,628. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 198,800 shares sold resulting in ownership of 21,131,790 shares; Bay II = 159,600 shares sold resulting in ownership of 17,063,630 shares; Offshore Fund = 280,925 shares sold resulting in ownership of 29,930,408 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 26,500 shares sold resulting in ownership of 2,817,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 20:20 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 621,075 | $0.21 | $130,425.75 |
DisclosureSEC source: 0001106191-20-000029 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,283,453 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 13, 2020, was 621,075 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,283,453. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 185,500 shares sold resulting in ownership of 21,330,590 shares; Bay II = 148,900 shares sold resulting in ownership of 17,223,230 shares; Offshore Fund = 261,975 shares sold resulting in ownership of 30,211,333 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,700 shares sold resulting in ownership of 2,844,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 20:20 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 116,000 | $0.22 | $25,520.00 |
DisclosureSEC source: 0001106191-20-000029 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,904,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 12, 2020, was 116,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 73,904,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 34,600 shares sold resulting in ownership of 21,516,090 shares; Bay II = 27,800 shares sold resulting in ownership of 17,372,130 shares; Offshore Fund = 49,000 shares sold resulting in ownership of 30,473,308 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,600 shares sold resulting in ownership of 2,869,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 19:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 444,000 | $0.24 | $106,560.00 |
DisclosureSEC source: 0001106191-20-000028 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,020,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 11, 2020, was 444,000 shares, at a price of $0.24 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,020,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 132,600 shares sold resulting in ownership of 21,550,690 shares; Bay II = 106,500 shares sold resulting in ownership of 17,399,930 shares; Offshore Fund = 187,200 shares sold resulting in ownership of 30,522,308 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,700 shares sold resulting in ownership of 2,873,700 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 19:44 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 325,000 | $0.22 | $71,500.00 |
DisclosureSEC source: 0001106191-20-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,464,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 10, 2020, was 325,000 shares, at a price of $0.22 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,464,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 97,000 shares sold resulting in ownership of 21,683,290 shares; Bay II = 77,900 shares sold resulting in ownership of 17,506,430 shares; Offshore Fund = 137,200 shares sold resulting in ownership of 30,709,508 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 12,900 shares sold resulting in ownership of 2,891,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 15:56 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 432,500 | $0.21 | $90,825.00 |
DisclosureSEC source: 0001106191-20-000027 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,789,528 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 09, 2020, was 432,500 shares, at a price of $0.21 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 74,789,528. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 129,200 shares sold resulting in ownership of 21,780,290 shares; Bay II = 103,700 shares sold resulting in ownership of 17,584,330 shares; Offshore Fund = 182,400 shares sold resulting in ownership of 30,846,708 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 17,200 shares sold resulting in ownership of 2,904,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 15:56 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 53,000 | $0.19 | $10,070.00 |
DisclosureSEC source: 0001106191-20-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,222,028 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on November 06, 2020, was 53,000 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,222,028. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 15,800 shares sold resulting in ownership of 21,909,490 shares; Bay II = 12,700 shares sold resulting in ownership of 17,688,030 shares; Offshore Fund = 22,400 shares sold resulting in ownership of 31,029,108 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,100 shares sold resulting in ownership of 2,921,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 20:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 151,500 | $0.19 | $28,785.00 |
DisclosureSEC source: 0001106191-20-000026 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,275,028 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on November 05, 2020, was 151,500 shares, at a price of $0.19 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 75,275,028. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 45,200 shares sold resulting in ownership of 21,925,290 shares; Bay II = 36,300 shares sold resulting in ownership of 17,700,730 shares; Offshore Fund = 64,000 shares sold resulting in ownership of 31,051,508 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 6,000 shares sold resulting in ownership of 2,923,600 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,526,900 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.