organization · Reporting owner
BAY II RESOURCE PARTNERS LP
Disclosed activity across 3 companies
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CRACKER BARREL OLD COUNTRY STORE, INC
Report date January 05, 2026 · Filed January 06, 2026
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2026-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,197,800 |
Reported balance
After 2026-01-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-05 · Sale · Disposed 42,400 · Balance 2,197,800 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares.
GRAN TIERRA ENERGY INC.
Report date June 03, 2021 · Filed June 07, 2021
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E, GMT Exploration Co LLC
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,141,812 |
Reported balance
After 2021-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.
WILLIAM LYON HOMES
Report date December 31, 2018 · Filed February 13, 2019
Jointly reported with GMT Capital Corp, BAY RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2019-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,151,427 |
Reported balance
After 2018-11-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-27 · Sale · Disposed 24,498 · Balance 3,151,427 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares. F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,068,127 |
Reported balance
After 2018-11-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-28 · Sale · Disposed 83,300 · Balance 3,068,127 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares. F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,027,324 |
Reported balance
After 2018-12-04 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-12-04 · Sale · Disposed 40,803 · Balance 3,027,324 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares. F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,939,527 |
Reported balance
After 2018-12-06 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-12-06 · Sale · Disposed 87,797 · Balance 2,939,527 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares. F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,901,527 |
Reported balance
After 2018-12-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-12-07 · Sale · Disposed 38,000 · Balance 2,901,527 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares. F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,861,933 |
Reported balance
After 2018-12-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-12-31 · Sale · Disposed 39,594 · Balance 2,861,933 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares. F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares.
F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him.
F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares.
F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him.
F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.
F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him.
F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares.
F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him.
F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares.
F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him.
F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.
F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2026 Filed Jan 6, 2026 20:35 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $27.10 | $1,149,040.00 |
DisclosureSEC source: 0001193125-26-004273 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,197,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares. Read SEC document |
| December 29, 2025 Filed Dec 31, 2025 19:12 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $25.56 | $1,083,744.00 |
DisclosureSEC source: 0001193125-25-338156 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,240,200 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 29, 2025, was 42,400 shares, at a price of $25.56 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,240,200. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 12,000 shares sold resulting in ownership of 632,200 shares; Bay II = 7,700 shares sold resulting in ownership of 410,200 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,072,600 shares; Claugus = 2,400 shares sold resulting in ownership of 125,200 shares. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 15:20 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $26.03 | $1,103,672.00 |
DisclosureSEC source: 0001193125-25-333009 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,282,600 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 23, 2025, was 42,400 shares, at a price of $26.03 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,282,600. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 644,200 shares; Bay II = 7,800 shares sold resulting in ownership of 417,900 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,092,900 shares; Claugus = 2,400 shares sold resulting in ownership of 127,600 shares. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 16:43 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $26.37 | $1,118,088.00 |
DisclosureSEC source: 0001193125-25-330234 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,325,000 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 19, 2025, was 42,400 shares, at a price of $26.37 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,325,000. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 12,000 shares sold resulting in ownership of 656,100 shares; Bay II = 7,700 shares sold resulting in ownership of 425,700 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,113,200 shares; Claugus = 2,400 shares sold resulting in ownership of 130,000 shares. Read SEC document |
| December 17, 2025 Filed Dec 18, 2025 18:22 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $26.85 | $1,138,440.00 |
DisclosureSEC source: 0001193125-25-324285 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,367,400 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 17, 2025, was 42,400 shares, at a price of $26.85 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,367,400. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 668,100 shares; Bay II = 7,800 shares sold resulting in ownership of 433,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,133,500 shares; Claugus = 2,400 shares sold resulting in ownership of 132,400 shares. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 18:22 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $26.13 | $1,107,912.00 |
DisclosureSEC source: 0001193125-25-324285 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,409,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 16, 2025, was 42,400 shares, at a price of $26.13 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,409,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 680,000 shares; Bay II = 7,800 shares sold resulting in ownership of 441,200 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,153,800 shares; Claugus = 2,400 shares sold resulting in ownership of 134,800 shares. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 19:33 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $28.79 | $1,220,696.00 |
DisclosureSEC source: 0001193125-25-317386 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,452,200 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 11, 2025, was 42,400 shares, at a price of $28.79 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,452,200. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 691,900 shares; Bay II = 7,800 shares sold resulting in ownership of 449,000 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,174,100 shares; Claugus = 2,400 shares sold resulting in ownership of 137,200 shares. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 19:33 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $26.13 | $1,107,912.00 |
DisclosureSEC source: 0001193125-25-317386 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,494,600 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 10, 2025, was 42,400 shares, at a price of $26.13 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,494,600. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 703,800 shares; Bay II = 7,800 shares sold resulting in ownership of 456,800 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,194,400 shares; Claugus = 2,400 shares sold resulting in ownership of 139,600 shares. Read SEC document |
| December 09, 2025 Filed Dec 10, 2025 18:40 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $27.61 | $1,170,664.00 |
DisclosureSEC source: 0001193125-25-313927 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,537,000 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 9, 2025, was 42,400 shares, at a price of $27.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,537,000. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 715,700 shares; Bay II = 7,800 shares sold resulting in ownership of 464,600 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,214,700 shares; Claugus = 2,400 shares sold resulting in ownership of 142,000 shares. Read SEC document |
| December 08, 2025 Filed Dec 10, 2025 18:40 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $26.89 | $1,140,136.00 |
DisclosureSEC source: 0001193125-25-313927 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,579,400 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 8, 2025, was 42,400 shares, at a price of $26.89 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,579,400. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 727,600 shares; Bay II = 7,800 shares sold resulting in ownership of 472,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,235,000 shares; Claugus = 2,400 shares sold resulting in ownership of 144,400 shares. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 20:28 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $27.73 | $1,175,752.00 |
DisclosureSEC source: 0001193125-25-311131 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,621,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 5, 2025, was 42,400 shares, at a price of $27.73 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,621,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 739,500 shares; Bay II = 7,800 shares sold resulting in ownership of 480,200 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,255,300 shares; Claugus = 2,400 shares sold resulting in ownership of 146,800 shares. Read SEC document |
| December 04, 2025 Filed Dec 8, 2025 20:28 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $28.33 | $1,201,192.00 |
DisclosureSEC source: 0001193125-25-311131 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,664,200 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 4, 2025, was 42,400 shares, at a price of $28.33 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,664,200. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 751,400 shares; Bay II = 7,800 shares sold resulting in ownership of 488,000 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,275,600 shares; Claugus = 2,400 shares sold resulting in ownership of 149,200 shares. Read SEC document |
| December 03, 2025 Filed Dec 4, 2025 22:40 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 42,400 | $28.60 | $1,212,640.00 |
DisclosureSEC source: 0001193125-25-308263 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,706,600 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on December 3, 2025, was 42,400 shares, at a price of $28.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,706,600. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 763,300 shares; Bay II = 7,800 shares sold resulting in ownership of 495,800 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,295,900 shares; Claugus = 2,400 shares sold resulting in ownership of 151,600 shares. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 22:40 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | SaleCommon Stock | 84,700 | $28.15 | $2,384,305.00 |
DisclosureSEC source: 0001193125-25-308263 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,749,000 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on December 2, 2025, was 84,700 shares, at a price of $28.15 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,749,000. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 23,900 shares sold resulting in ownership of 775,200 shares; Bay II = 15,500 shares sold resulting in ownership of 503,600 shares; Bay Offshore = 40,600 shares sold resulting in ownership of 1,316,200 shares; Claugus = 4,700 shares sold resulting in ownership of 154,000 shares. Read SEC document |
| May 07, 2025 Filed May 8, 2025 17:51 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 53,000 | $44.60 | $2,363,800.00 |
DisclosureSEC source: 0000950170-25-066704 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,833,700 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on May 07, 2025, was 53,000 shares, at a price of $44.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,833,700. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 14,900 shares bought resulting in ownership of 799,100 shares; Bay II = 9,700 shares bought resulting in ownership of 519,100 shares; Bay Offshore = 25,400 shares bought resulting in ownership of 1,356,800 shares; Claugus = 3,000 shares bought resulting in ownership of 158,700 shares. Read SEC document |
| May 01, 2025 Filed May 5, 2025 16:25 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 35,607 | $42.77 | $1,522,911.39 |
DisclosureSEC source: 0000950170-25-063313 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,780,700 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on May 01, 2025, was 35,607 shares, at a price of $42.77 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,780,700. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 10,100 shares bought resulting in ownership of 784,200 shares; Bay II = 6,500 shares bought resulting in ownership of 509,400 shares; Bay Offshore = 17,007 shares bought resulting in ownership of 1,331,400 shares; Claugus = 2,000 shares bought resulting in ownership of 155,700 shares. Read SEC document |
| April 30, 2025 Filed May 1, 2025 19:38 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 70,293 | $42.27 | $2,971,285.11 |
DisclosureSEC source: 0000950170-25-061769 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,745,093 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock bought on April 30, 2025, was 70,293 shares, at a price of $42.27 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,745,093. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 19,800 shares bought resulting in ownership of 774,100 shares; Bay II = 12,900 shares bought resulting in ownership of 502,900 shares; Bay Offshore = 33,693 shares bought resulting in ownership of 1,314,393 shares; Claugus = 3,900 shares bought resulting in ownership of 153,700 shares. Read SEC document |
| April 29, 2025 Filed May 1, 2025 19:38 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 53,000 | $41.84 | $2,217,520.00 |
DisclosureSEC source: 0000950170-25-061769 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,674,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on April 29, 2025, was 53,000 shares, at a price of $41.84 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,674,800. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 14,900 shares bought resulting in ownership of 754,300 shares; Bay II = 9,700 shares bought resulting in ownership of 490,000 shares; Bay Offshore = 25,400 shares bought resulting in ownership of 1,280,700 shares; Claugus = 3,000 shares bought resulting in ownership of 149,800 shares. Read SEC document |
| April 25, 2025 Filed Apr 29, 2025 18:15 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 53,000 | $43.03 | $2,280,590.00 |
DisclosureSEC source: 0000950170-25-059889 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,621,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on April 25, 2025, was 53,000 shares, at a price of $43.03 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,621,800. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 14,900 shares bought resulting in ownership of 739,400 shares; Bay II = 9,700 shares bought resulting in ownership of 480,300 shares; Bay Offshore = 25,400 shares bought resulting in ownership of 1,255,300 shares; Claugus = 3,000 shares bought resulting in ownership of 146,800 shares. Read SEC document |
| April 22, 2025 Filed Apr 24, 2025 17:23 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 26,500 | $43.84 | $1,161,760.00 |
DisclosureSEC source: 0000950170-25-057840 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,568,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on April 22, 2025, was 26,500 shares, at a price of $43.84 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,568,800. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 7,500 shares bought resulting in ownership of 724,500 shares; Bay II = 4,800 shares bought resulting in ownership of 470,600 shares; Offshore Fund = 12,700 shares bought resulting in ownership of 1,229,900 shares; Claugus = 1,500 shares bought resulting in ownership of 143,800 shares. Read SEC document |
| April 16, 2025 Filed Apr 17, 2025 18:09 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 26,500 | $43.05 | $1,140,825.00 |
DisclosureSEC source: 0000950170-25-055211 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,542,300 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on April 16, 2025, was 26,500 shares, at a price of $43.05 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,542,300. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 7,500 shares bought resulting in ownership of 717,000 shares; Bay II = 4,800 shares bought resulting in ownership of 465,800 shares; Offshore Fund = 12,700 shares bought resulting in ownership of 1,217,200 shares; Claugus = 1,500 shares bought resulting in ownership of 142,300 shares. Read SEC document |
| April 10, 2025 Filed Apr 11, 2025 15:37 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 31,800 | $39.01 | $1,240,518.00 |
DisclosureSEC source: 0000950170-25-053091 · ownership.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,515,800 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock bought on April 10, 2025, was 31,800 shares, at a price of $39.01 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,515,800. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 9,000 shares bought resulting in ownership of 709,500 shares; Bay II = 5,800 shares bought resulting in ownership of 461,000 shares; Offshore Fund = 15,200 shares bought resulting in ownership of 1,204,500 shares; Claugus = 1,800 shares bought resulting in ownership of 140,800 shares. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 15:37 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 31,800 | $37.31 | $1,186,458.00 |
DisclosureSEC source: 0000950170-25-053091 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,484,000 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on April 09, 2025, was 31,800 shares, at a price of $37.31 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,484,000. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 9,000 shares bought resulting in ownership of 700,500 shares; Bay II = 5,800 shares bought resulting in ownership of 455,200 shares; Offshore Fund = 15,200 shares bought resulting in ownership of 1,189,300 shares; Claugus = 1,800 shares bought resulting in ownership of 139,000 shares. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 20:20 UTC | CRACKER BARREL OLD COUNTRY STORE, INC CBRL · Entity 4829 | PurchaseCommon Stock | 105,900 | $35.94 | $3,806,046.00 |
DisclosureSEC source: 0000950170-25-052084 · ownership.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,452,200 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock bought on April 04, 2025, was 105,900 shares, at a price of $35.94 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,452,200. Such shares were bought, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 29,900 shares bought resulting in ownership of 691,500 shares; Bay II = 19,400 shares bought resulting in ownership of 449,400 shares; Offshore Fund = 50,700 shares bought resulting in ownership of 1,174,100 shares; Claugus = 5,900 shares bought resulting in ownership of 137,200 shares. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 19:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 624,800 | $0.70 | $437,360.00 |
DisclosureSEC source: 0001106191-21-000035 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,141,812 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:11 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 120,700 | $0.68 | $82,076.00 |
DisclosureSEC source: 0001106191-21-000034 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,766,612 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on June 02, 2021, was 120,700 shares, at a price of $0.68 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,766,612. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 36,000 shares sold resulting in ownership of 10,640,490 shares; Bay II = 28,900 shares sold resulting in ownership of 8,642,130 shares; Offshore Fund = 51,000 shares sold resulting in ownership of 15,109,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,800 shares sold resulting in ownership of 1,421,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:11 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 400,000 | $0.67 | $268,000.00 |
DisclosureSEC source: 0001106191-21-000034 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,887,312 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on June 01, 2021, was 400,000 shares, at a price of $0.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,887,312. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 119,500 shares sold resulting in ownership of 10,676,490 shares; Bay II = 95,900 shares sold resulting in ownership of 8,671,030 shares; Offshore Fund = 168,700 shares sold resulting in ownership of 15,160,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 15,900 shares sold resulting in ownership of 1,426,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| May 26, 2021 Filed May 27, 2021 16:16 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.60 | $312,420.00 |
DisclosureSEC source: 0001106191-21-000033 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,287,312 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 26, 2021, was 520,700 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 37,287,312. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 10,795,990 shares; Bay II = 124,800 shares sold resulting in ownership of 8,766,930 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 15,328,789 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,442,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| May 21, 2021 Filed May 24, 2021 21:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 440,997 | $0.61 | $269,008.17 |
DisclosureSEC source: 0001106191-21-000032 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,808,012 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 21, 2021, was 440,997 shares, at a price of $0.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 37,808,012. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 65,900 shares sold resulting in ownership of 10,951,490 shares; Bay II = 52,900 shares sold resulting in ownership of 8,891,730 shares; Offshore Fund = 93,100 shares sold resulting in ownership of 15,548,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 8,800 shares sold resulting in ownership of 1,462,700 shares; GMT Exploration = 220,297 shares sold resulting in ownership of 806,603 shares. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:29 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 300,000 | $0.60 | $180,000.00 |
DisclosureSEC source: 0001106191-21-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,249,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 20, 2021, was 300,000 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 38,249,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 89,600 shares sold resulting in ownership of 11,017,390 shares; Bay II = 71,900 shares sold resulting in ownership of 8,944,630 shares; Offshore Fund = 126,600 shares sold resulting in ownership of 15,641,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 11,900 shares sold resulting in ownership of 1,471,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:45 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.65 | $338,455.00 |
DisclosureSEC source: 0001106191-21-000031 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,549,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 18, 2021, was 520,700 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 38,549,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 11,106,990 shares; Bay II = 124,800 shares sold resulting in ownership of 9,016,530 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 15,768,189 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,483,400 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:45 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.67 | $348,869.00 |
DisclosureSEC source: 0001106191-21-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,069,709 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 17, 2021, was 520,700 shares, at a price of $0.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 39,069,709. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 11,262,490 shares; Bay II = 124,800 shares sold resulting in ownership of 9,141,330 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 15,987,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,504,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 06, 2021 Filed May 7, 2021 17:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.71 | $369,697.00 |
DisclosureSEC source: 0001106191-21-000030 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,590,409 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 06, 2021, was 520,700 shares, at a price of $0.71 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 39,590,409. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 11,417,990 shares; Bay II = 124,800 shares sold resulting in ownership of 9,266,130 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 16,207,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 20,700 shares sold resulting in ownership of 1,524,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 05, 2021 Filed May 7, 2021 17:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 58,200 | $0.72 | $41,904.00 |
DisclosureSEC source: 0001106191-21-000030 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,111,109 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 05, 2021, was 58,200 shares, at a price of $0.72 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,111,109. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 17,400 shares sold resulting in ownership of 11,573,490 shares; Bay II = 13,900 shares sold resulting in ownership of 9,390,930 shares; Offshore Fund = 24,600 shares sold resulting in ownership of 16,427,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 2,300 shares sold resulting in ownership of 1,545,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 04, 2021 Filed May 5, 2021 21:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 283,500 | $0.65 | $184,275.00 |
DisclosureSEC source: 0001106191-21-000029 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,169,309 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on May 04, 2021, was 283,500 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,169,309. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 84,600 shares sold resulting in ownership of 11,590,890 shares; Bay II = 68,000 shares sold resulting in ownership of 9,404,830 shares; Offshore Fund = 119,600 shares sold resulting in ownership of 16,451,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 11,300 shares sold resulting in ownership of 1,547,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 179,000 | $0.66 | $118,140.00 |
DisclosureSEC source: 0001106191-21-000029 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,452,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on May 03, 2021, was 179,000 shares, at a price of $0.66 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,452,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 53,500 shares sold resulting in ownership of 11,675,490 shares; Bay II = 42,900 shares sold resulting in ownership of 9,472,830 shares; Offshore Fund = 75,500 shares sold resulting in ownership of 16,571,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 7,100 shares sold resulting in ownership of 1,559,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 30, 2021 Filed May 3, 2021 18:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 100,000 | $0.67 | $67,000.00 |
DisclosureSEC source: 0001106191-21-000028 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,631,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 30, 2021, was 100,000 shares, at a price of $0.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,631,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 29,900 shares sold resulting in ownership of 11,728,990 shares; Bay II = 24,000 shares sold resulting in ownership of 9,515,730 shares; Offshore Fund = 42,100 shares sold resulting in ownership of 16,646,989 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 4,000 shares sold resulting in ownership of 1,566,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 29, 2021 Filed May 3, 2021 18:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 150,000 | $0.69 | $103,500.00 |
DisclosureSEC source: 0001106191-21-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,731,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 29, 2021, was 150,000 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,731,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 44,800 shares sold resulting in ownership of 11,758,890 shares; Bay II = 35,900 shares sold resulting in ownership of 9,539,730 shares; Offshore Fund = 63,300 shares sold resulting in ownership of 16,689,089 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 6,000 shares sold resulting in ownership of 1,570,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 18:43 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 108,000 | $0.69 | $74,520.00 |
DisclosureSEC source: 0001106191-21-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,881,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 28, 2021, was 108,000 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,881,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 32,300 shares sold resulting in ownership of 11,803,690 shares; Bay II = 25,900 shares sold resulting in ownership of 9,575,630 shares; Offshore Fund = 45,500 shares sold resulting in ownership of 16,752,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =4,300 shares sold resulting in ownership of 1,576,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 114,700 | $0.64 | $73,408.00 |
DisclosureSEC source: 0001106191-21-000026 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,989,809 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 27, 2021, was 114,700 shares, at a price of $0.64 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 40,989,809. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 34,300 shares sold resulting in ownership of 11,835,990 shares; Bay II = 27,500 shares sold resulting in ownership of 9,601,530 shares; Offshore Fund = 48,300 shares sold resulting in ownership of 16,797,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =4,600 shares sold resulting in ownership of 1,580,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 20:55 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 406,000 | $0.60 | $243,600.00 |
DisclosureSEC source: 0001106191-21-000026 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,104,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 26, 2021, was 406,000 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,104,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 121,200 shares sold resulting in ownership of 11,870,290 shares; Bay II = 97,300 shares sold resulting in ownership of 9,629,030 shares; Offshore Fund = 171,400 shares sold resulting in ownership of 16,846,189 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =16,100 shares sold resulting in ownership of 1,585,100 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 16:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 180,000 | $0.58 | $104,400.00 |
DisclosureSEC source: 0001106191-21-000025 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,510,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 23, 2021, was 180,000 shares, at a price of $0.58 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,510,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 53,700 shares sold resulting in ownership of 11,991,490 shares; Bay II = 43,100 shares sold resulting in ownership of 9,726,330 shares; Offshore Fund = 76,100 shares sold resulting in ownership of 17,017,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,100 shares sold resulting in ownership of 1,601,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 16:58 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 29,700 | $0.59 | $17,523.00 |
DisclosureSEC source: 0001106191-21-000025 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,690,509 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 22, 2021, was 29,700 shares, at a price of $0.59 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,690,509. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 8,900 shares sold resulting in ownership of 12,045,190 shares; Bay II = 7,100 shares sold resulting in ownership of 9,769,430 shares; Offshore Fund = 12,500 shares sold resulting in ownership of 17,093,689 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =1,200 shares sold resulting in ownership of 1,608,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 21:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 221,000 | $0.60 | $132,600.00 |
DisclosureSEC source: 0001106191-21-000024 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,720,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 19, 2021, was 221,000 shares, at a price of $0.60 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,720,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 66,000 shares sold resulting in ownership of 12,054,090 shares; Bay II = 53,000 shares sold resulting in ownership of 9,776,530 shares; Offshore Fund = 93,200 shares sold resulting in ownership of 17,106,189 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =8,800 shares sold resulting in ownership of 1,609,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 21:05 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 200,000 | $0.65 | $130,000.00 |
DisclosureSEC source: 0001106191-21-000024 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,941,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 16, 2021, was 200,000 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,941,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 59,700 shares sold resulting in ownership of 12,120,090 shares; Bay II = 47,900 shares sold resulting in ownership of 9,829,530 shares; Offshore Fund = 84,500 shares sold resulting in ownership of 17,199,389 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =7,900 shares sold resulting in ownership of 1,618,300 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 15:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 200,000 | $0.66 | $132,000.00 |
DisclosureSEC source: 0001106191-21-000023 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,141,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 15, 2021, was 200,000 shares, at a price of $0.66 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,141,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 59,700 shares sold resulting in ownership of 12,179,790 shares; Bay II = 47,900 shares sold resulting in ownership of 9,877,430 shares; Offshore Fund = 84,400 shares sold resulting in ownership of 17,283,889 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =8,000 shares sold resulting in ownership of 1,626,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 15:24 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 520,700 | $0.69 | $359,283.00 |
DisclosureSEC source: 0001106191-21-000023 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,341,209 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 14, 2021, was 520,700 shares, at a price of $0.69 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,341,209. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 155,500 shares sold resulting in ownership of 12,239,490 shares; Bay II = 124,800 shares sold resulting in ownership of 9,925,330 shares; Offshore Fund = 219,700 shares sold resulting in ownership of 17,368,289 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =20,700 shares sold resulting in ownership of 1,634,200 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 09, 2021 Filed Apr 12, 2021 18:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 304,500 | $0.65 | $197,925.00 |
DisclosureSEC source: 0001106191-21-000022 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,861,909 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 09, 2021, was 304,500 shares, at a price of $0.65 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,861,909. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 90,900 shares sold resulting in ownership of 12,394,990 shares; Bay II = 73,000 shares sold resulting in ownership of 10,050,130 shares; Offshore Fund = 128,500 shares sold resulting in ownership of 17,587,989 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =12,100 shares sold resulting in ownership of 1,654,900 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 18:46 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 1,052,600 | $0.66 | $694,716.00 |
DisclosureSEC source: 0001106191-21-000022 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,166,409 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold on April 08, 2021, was 1,052,600 shares, at a price of $0.66 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 43,166,409. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 314,300 shares sold resulting in ownership of 12,485,890 shares; Bay II = 252,400 shares sold resulting in ownership of 10,123,130 shares; Offshore Fund = 444,100 shares sold resulting in ownership of 17,716,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =41,800 shares sold resulting in ownership of 1,667,000 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:41 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | SaleCOMMON STOCK | 563,500 | $0.71 | $400,085.00 |
DisclosureSEC source: 0001106191-21-000021 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,219,009 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock sold on April 01, 2021, was 563,500 shares, at a price of $0.71 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,219,009. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 168,400 shares sold resulting in ownership of 12,800,190 shares; Bay II = 135,200 shares sold resulting in ownership of 10,375,530 shares; Offshore Fund = 237,500 shares sold resulting in ownership of 18,160,589 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus =22,400 shares sold resulting in ownership of 1,708,800 shares; GMT Exploration = 0 shares sold resulting in ownership of 1,026,900 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.