organization · Reporting owner
GMT Capital Corp
Disclosed activity across 3 companies
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CRACKER BARREL OLD COUNTRY STORE, INC
Report date January 05, 2026 · Filed January 06, 2026
Jointly reported with BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2026-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,197,800 |
Reported balance
After 2026-01-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-01-05 · Sale · Disposed 42,400 · Balance 2,197,800 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on January 5, 2026, was 42,400 shares, at a price of $27.10 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 2,197,800. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 11,900 shares sold resulting in ownership of 620,300 shares; Bay II = 7,800 shares sold resulting in ownership of 402,400 shares; Bay Offshore = 20,300 shares sold resulting in ownership of 1,052,300 shares; Claugus = 2,400 shares sold resulting in ownership of 122,800 shares.
GRAN TIERRA ENERGY INC.
Report date June 03, 2021 · Filed June 07, 2021
Jointly reported with BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E, GMT Exploration Co LLC
Section 16 reporting ended · disclosed 2021-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 36,141,812 |
Reported balance
After 2021-06-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-03 · Sale · Disposed 624,800 · Balance 36,141,812 F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a controlling interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on June 03, 2021, was 624,800 shares, at a price of $0.70 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 36,141,812. Such shares were sold, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 186,600 shares sold resulting in ownership of 10,453,890 shares; Bay II = 149,800 shares sold resulting in ownership of 8,492,330 shares; Offshore Fund = 263,600 shares sold resulting in ownership of 14,845,489 shares; GMT Capital = 0 shares sold resulting in ownership of 147,000 shares; Claugus = 24,800 shares sold resulting in ownership of 1,396,500 shares; GMT Exploration = 0 shares sold resulting in ownership of 806,603 shares.
WILLIAM LYON HOMES
Report date December 31, 2018 · Filed February 13, 2019
Jointly reported with BAY RESOURCE PARTNERS LP, BAY II RESOURCE PARTNERS LP, BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P., CLAUGUS THOMAS E
Section 16 reporting ended · disclosed 2019-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,151,427 |
Reported balance
After 2018-11-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-11-27 · Sale · Disposed 24,498 · Balance 3,151,427 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares. F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,068,127 |
Reported balance
After 2018-11-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-11-28 · Sale · Disposed 83,300 · Balance 3,068,127 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares. F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 3,027,324 |
Reported balance
After 2018-12-04 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-12-04 · Sale · Disposed 40,803 · Balance 3,027,324 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares. F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,939,527 |
Reported balance
After 2018-12-06 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-12-06 · Sale · Disposed 87,797 · Balance 2,939,527 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares. F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,901,527 |
Reported balance
After 2018-12-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-12-07 · Sale · Disposed 38,000 · Balance 2,901,527 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares. F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him. |
| COMMON - CLASS ASEC Table I · non-derivative | Direct | 2,861,933 |
Reported balance
After 2018-12-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-12-31 · Sale · Disposed 39,594 · Balance 2,861,933 F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares. F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 5 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
F2: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
F3: The aggregate number of shares of common stock sold on November 27, 2018, was 24,498 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,700 shares; Bay II = 5,200 shares; Offshore Fund = 11,298 shares; GMT Capital = 300 shares; Claugus = 1,000 shares.
F4: 3,151,427 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 27, 2018, and is owned as follows: Bay = 863,810 shares directly owned by it; Bay II = 664,280 shares directly owned by it; Offshore Fund = 1,458,227 shares directly owned by it; GMT Capital = 40,910 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 124,200 shares directly owned by him.
F5: The aggregate number of shares of common stock sold on November 28, 2018, was 83,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 22,800 shares; Bay II = 17,600 shares; Offshore Fund = 38,500 shares; GMT Capital = 1,100 shares; Claugus = 3,300 shares.
F6: 3,068,127 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 28, 2018, and is owned as follows: Bay = 841,010 shares directly owned by it; Bay II = 646,680 shares directly owned by it; Offshore Fund = 1,419,727 shares directly owned by it; GMT Capital = 39,810 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him.
F7: The aggregate number of shares of common stock sold on December 4, 2018, was 40,803 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,200 shares; Bay II = 8,600 shares; Offshore Fund = 18,903 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.
F8: 3,027,324 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 4, 2018, and is owned as follows: Bay = 829,810 shares directly owned by it; Bay II = 638,080 shares directly owned by it; Offshore Fund = 1,400,824 shares directly owned by it; GMT Capital = 39,310 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,300 shares directly owned by him.
F9: The aggregate number of shares of common stock sold on December 6, 2018, was 87,797 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 24,000 shares; Bay II = 18,600 shares; Offshore Fund = 40,497 shares; GMT Capital = 1,200 shares; Claugus = 3,500 shares.
F10: 2,939,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 6, 2018, and is owned as follows: Bay = 805,810 shares directly owned by it; Bay II = 619,480 shares directly owned by it; Offshore Fund = 1,360,327 shares directly owned by it; GMT Capital = 38,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 115,800 shares directly owned by him.
F11: The aggregate number of shares of common stock sold on December 7, 2018, was 38,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,400 shares; Bay II = 8,000 shares; Offshore Fund = 17,600 shares; GMT Capital = 500 shares; Claugus = 1,500 shares.
F12: 2,901,527 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 7, 2018, and is owned as follows: Bay = 795,410 shares directly owned by it; Bay II = 611,480 shares directly owned by it; Offshore Fund = 1,342,727 shares directly owned by it; GMT Capital = 37,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 114,300 shares directly owned by him.
F13: The aggregate number of shares of common stock sold on December 31, 2018, was 39,594 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,394 shares; GMT Capital = 500 shares; Claugus = 1,600 shares.
F14: 2,861,933 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of December 31, 2018, and is owned as follows: Bay = 784,610 shares directly owned by it; Bay II = 603,180 shares directly owned by it; Offshore Fund = 1,324,333 shares directly owned by it; GMT Capital = 37,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 112,700 shares directly owned by him.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2017 Filed Jul 6, 2017 14:46 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 30,669 | $23.53 | $721,641.57 |
DisclosureSEC source: 0001106191-17-000040 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033,123 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 30,669 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 8,400 shares; Bay II = 6,500 shares; Offshore Fund = 14,069 shares; GMT Capital = 500 shares; Claugus = 1,200 shares. F4 · security: 4,033,123 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,101,810 shares directly owned by it; Bay II = 847,780 shares directly owned by it; Offshore Fund = 1,860,533 shares directly owned by it; GMT Capital = 65,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 158,000 shares directly owned by him. Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 19:21 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 1,736 | $23.70 | $41,143.20 |
DisclosureSEC source: 0001106191-17-000039 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,068,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 1,736 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =500 shares; Bay II = 400 shares; Offshore Fund = 736 shares; GMT Capital = 0 shares; Claugus = 100 shares. F4 · security: 4,068,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,111,510 shares directly owned by it; Bay II = 855,280 shares directly owned by it; Offshore Fund = 1,876,627 shares directly owned by it; GMT Capital = 65,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 159,400 shares directly owned by him. Read SEC document |
| June 26, 2017 Filed Jun 28, 2017 18:52 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 50,264 | $23.50 | $1,181,204.00 |
DisclosureSEC source: 0001106191-17-000038 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070,153 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 50,264 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =13,700 shares; Bay II = 10,500 shares; Offshore Fund = 23,264 shares; GMT Capital = 900 shares; Claugus = 1,900 shares. F4 · security: 4,070,153 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,112,010 shares directly owned by it; Bay II = 855,680 shares directly owned by it; Offshore Fund = 1,877,363 shares directly owned by it; GMT Capital = 65,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 159,500 shares directly owned by him. Read SEC document |
| June 20, 2017 Filed Jun 23, 2017 01:22 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 14,900 | $22.89 | $341,061.00 |
DisclosureSEC source: 0001106191-17-000037 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,120,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 14,900 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =4,100 shares; Bay II = 3,100 shares; Offshore Fund = 6,800 shares; GMT Capital = 300 shares; Claugus = 600 shares. F4 · security: 4,120,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,125,710 shares directly owned by it; Bay II = 866,180 shares directly owned by it; Offshore Fund = 1,900,627 shares directly owned by it; GMT Capital = 66,500 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 161,400 shares directly owned by him. Read SEC document |
| June 19, 2017 Filed Jun 22, 2017 01:30 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 37,100 | $22.55 | $836,605.00 |
DisclosureSEC source: 0001106191-17-000036 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135,317 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 37,100 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =10,100 shares; Bay II = 7,800 shares; Offshore Fund = 17,200 shares; GMT Capital = 600 shares; Claugus = 1,400 shares. F4 · security: 4,135,317 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,129,810 shares directly owned by it; Bay II = 869,280 shares directly owned by it; Offshore Fund = 1,907,427 shares directly owned by it; GMT Capital = 66,800 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 162,000 shares directly owned by him. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:16 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 32,300 | $22.59 | $729,657.00 |
DisclosureSEC source: 0001106191-17-000035 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,172,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 32,300 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =8,800 shares; Bay II = 6,800 shares; Offshore Fund = 14,900 shares; GMT Capital = 600 shares; Claugus = 1,200 shares. F4 · security: 4,172,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,139,910 shares directly owned by it; Bay II = 877,080 shares directly owned by it; Offshore Fund = 1,924,627 shares directly owned by it; GMT Capital = 67,400 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 163,400 shares directly owned by him. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:18 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 19,700 | $22.52 | $443,644.00 |
DisclosureSEC source: 0001106191-17-000034 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204,717 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 19,700 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =5,400 shares; Bay II = 4,100 shares; Offshore Fund = 9,100 shares; GMT Capital = 300 shares; Claugus = 800 shares. F4 · security: 4,204,717 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,148,710 shares directly owned by it; Bay II = 883,880 shares directly owned by it; Offshore Fund = 1,939,527 shares directly owned by it; GMT Capital = 68,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 164,600 shares directly owned by him. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 18:11 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 9,991 | $22.59 | $225,696.69 |
DisclosureSEC source: 0001106191-17-000033 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,224,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 9,991 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =2,700 shares; Bay II = 2,100 shares; Offshore Fund = 4,591 shares; GMT Capital = 200 shares; Claugus = 400 shares. F4 · security: 4,224,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,154,110 shares directly owned by it; Bay II = 887,980 shares directly owned by it; Offshore Fund = 1,948,627 shares directly owned by it; GMT Capital = 68,300 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 165,400 shares directly owned by him. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 22:48 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 8,489 | $22.65 | $192,275.85 |
DisclosureSEC source: 0001106191-17-000032 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,234,408 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 8,489 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =2,300 shares; Bay II = 1,800 shares; Offshore Fund = 3,989 shares; GMT Capital = 100 shares; Claugus = 300 shares. F4 · security: 4,234,408 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,156,810 shares directly owned by it; Bay II = 890,080 shares directly owned by it; Offshore Fund = 1,953,218 shares directly owned by it; GMT Capital = 68,500 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 165,800 shares directly owned by him. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 00:49 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 21,513 | $22.48 | $483,612.24 |
DisclosureSEC source: 0001106191-17-000031 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,242,897 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 21,513 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =5,900 shares; Bay II = 4,500 shares; Offshore Fund = 9,913 shares; GMT Capital = 400 shares; Claugus = 800 shares. F4 · security: 4,242,897 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,159,110 shares directly owned by it; Bay II = 891,880 shares directly owned by it; Offshore Fund = 1,957,207 shares directly owned by it; GMT Capital = 68,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 166,100 shares directly owned by him. Read SEC document |
| June 05, 2017 Filed Jun 8, 2017 00:12 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 12,007 | $22.84 | $274,239.88 |
DisclosureSEC source: 0001106191-17-000030 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,264,410 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 12,007 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =3,300 shares; Bay II = 2,500 shares; Offshore Fund = 5,507 shares; GMT Capital = 200 shares; Claugus = 500 shares. F4 · security: 4,264,410 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,165,010 shares directly owned by it; Bay II = 896,380 shares directly owned by it; Offshore Fund = 1,967,120 shares directly owned by it; GMT Capital = 69,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 166,900 shares directly owned by him. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:58 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 40,828 | $22.40 | $914,547.20 |
DisclosureSEC source: 0001106191-17-000029 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,276,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 40,828 shares and such shares were sold by the Reporting Persons in the following amounts: Bay =11,100 shares; Bay II = 8,600 shares; Offshore Fund = 18,828 shares; GMT Capital = 700 shares; Claugus = 1,600 shares. F4 · security: 4,276,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,168,310 shares directly owned by it; Bay II = 898,880 shares directly owned by it; Offshore Fund = 1,972,627 shares directly owned by it; GMT Capital = 69,200 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 167,400 shares directly owned by him. Read SEC document |
| May 31, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 46,600 | $2.34 | $109,044.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 21 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F23 · security: The aggregate number of shares of common stock purchased on May 31, 2017, was 46,600 shares, at a price of $2.34 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,839,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 13,900 shares purchased resulting in ownership of 13,978,390 shares; Bay II = 11,800 shares purchased resulting in ownership of 12,234,330 shares; Offshore Fund = 18,700 shares purchased resulting in ownership of 20,074,650 shares; GMT Capital = 600 shares purchased resulting in ownership of 727,130 shares; Claugus = 1,600 shares purchased resulting in ownership of 1,824,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:54 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 11,172 | $22.66 | $253,157.52 |
DisclosureSEC source: 0001106191-17-000028 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,317,245 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 11,172 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 3,100 shares; Bay II = 2,300 shares; Offshore Fund = 5,172 shares; GMT Capital = 200 shares; Claugus = 400 shares. F4 · security: 4,317,245 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,179,410 shares directly owned by it; Bay II = 907,480 shares directly owned by it; Offshore Fund = 1,991,455 shares directly owned by it; GMT Capital = 69,900 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 169,000 shares directly owned by him. Read SEC document |
| May 30, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 367,900 | $2.35 | $864,565.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 20 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F22 · security: The aggregate number of shares of common stock purchased on May 30, 2017, was 367,900 shares, at a price of $2.35 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,792,500. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 109,500 shares purchased resulting in ownership of 13,964,490 shares; Bay II = 93,100 shares purchased resulting in ownership of 12,222,530 shares; Offshore Fund = 147,500 shares purchased resulting in ownership of 20,055,950 shares; GMT Capital = 4,900 shares purchased resulting in ownership of 726,530 shares; Claugus = 12,900 shares purchased resulting in ownership of 1,823,000 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 23, 2017 Filed May 25, 2017 15:51 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 23,349 | $23.33 | $544,732.17 |
DisclosureSEC source: 0001106191-17-000027 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 23,349 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 6,400 shares; Bay II = 4,900 shares; Offshore Fund = 10,749 shares; GMT Capital = 400 shares; Claugus = 900 shares. F4 · security: 4,328,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,182,510 shares directly owned by it; Bay II = 909,780 shares directly owned by it; Offshore Fund = 1,996,627 shares directly owned by it; GMT Capital = 70,100 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 169,400 shares directly owned by him. Read SEC document |
| May 23, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 414,500 | $2.54 | $1,052,830.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 19 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F21 · security: The aggregate number of shares of common stock purchased on May 23, 2017, was 414,500 shares, at a price of $2.54 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,424,600. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 123,400 shares purchased resulting in ownership of 13,854,990 shares; Bay II = 104,900 shares purchased resulting in ownership of 12,129,430 shares; Offshore Fund = 166,200 shares purchased resulting in ownership of 19,908,450 shares; GMT Capital = 5,500 shares purchased resulting in ownership of 721,630 shares; Claugus = 14,500 shares purchased resulting in ownership of 1,810,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 22, 2017 Filed May 24, 2017 23:23 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 28,651 | $23.39 | $670,146.89 |
DisclosureSEC source: 0001106191-17-000025 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,351,766 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 28,651 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 7,800 shares; Bay II = 6,000 shares; Offshore Fund = 13,251 shares; GMT Capital = 500 shares; Claugus = 1,100 shares. F4 · security: 4,351,766 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,188,910 shares directly owned by it; Bay II = 914,680 shares directly owned by it; Offshore Fund = 2,007,376 shares directly owned by it; GMT Capital = 70,500 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 170,300 shares directly owned by him. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:32 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 52,000 | $23.44 | $1,218,880.00 |
DisclosureSEC source: 0001106191-17-000024 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 52,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 14,200 shares; Bay II = 10,900 shares; Offshore Fund = 24,000 shares; GMT Capital = 900 shares; Claugus = 2,000 shares. F4 · security: 4,380,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,196,710 shares directly owned by it; Bay II = 920,680 shares directly owned by it; Offshore Fund = 2,020,627 shares directly owned by it; GMT Capital = 71,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 171,400 shares directly owned by him. Read SEC document |
| May 15, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 518,100 | $2.55 | $1,321,155.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 18 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F20 · security: The aggregate number of shares of common stock purchased on May 15, 2017, was 518,100 shares, at a price of $2.55 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 48,010,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 154,200 shares purchased resulting in ownership of 13,731,590 shares; Bay II = 131,100 shares purchased resulting in ownership of 12,024,530 shares; Offshore Fund = 207,800 shares purchased resulting in ownership of 19,742,250 shares; GMT Capital = 6,900 shares purchased resulting in ownership of 716,130 shares; Claugus = 18,100 shares purchased resulting in ownership of 1,795,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 12, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 191,300 | $2.51 | $480,163.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 17 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F19 · security: The aggregate number of shares of common stock purchased on May 12, 2017, was 191,300 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,492,000. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 56,900 shares purchased resulting in ownership of 13,577,390 shares; Bay II = 48,400 shares purchased resulting in ownership of 11,893,430 shares; Offshore Fund = 76,800 shares purchased resulting in ownership of 19,534,450 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 709,230 shares; Claugus = 6,700 shares purchased resulting in ownership of 1,777,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 11, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 326,800 | $2.53 | $826,804.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 16 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F18 · security: The aggregate number of shares of common stock purchased on May 11, 2017, was 326,800 shares, at a price of $2.53 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 47,300,700. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 97,300 shares purchased resulting in ownership of 13,520,490 shares; Bay II = 82,700 shares purchased resulting in ownership of 11,845,030 shares; Offshore Fund = 131,000 shares purchased resulting in ownership of 19,457,650 shares; GMT Capital = 4,400 shares purchased resulting in ownership of 706,730 shares; Claugus = 11,400 shares purchased resulting in ownership of 1,770,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 10, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 49,000 | $2.54 | $124,460.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 15 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F17 · security: The aggregate number of shares of common stock purchased on May 10, 2017, was 49,000 shares, at a price of $2.54 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,973,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 14,600 shares purchased resulting in ownership of 13,423,190 shares; Bay II = 12,400 shares purchased resulting in ownership of 11,762,330 shares; Offshore Fund = 19,600 shares purchased resulting in ownership of 19,326,650 shares; GMT Capital = 700 shares purchased resulting in ownership of 702,330 shares; Claugus = 1,700 shares purchased resulting in ownership of 1,759,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 09, 2017 Filed May 12, 2017 12:50 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 41,968 | $23.16 | $971,978.88 |
DisclosureSEC source: 0001106191-17-000022 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,432,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 41,968 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 11,500 shares; Bay II = 8,800 shares; Offshore Fund = 19,368 shares; GMT Capital = 700 shares; Claugus = 1,600 shares. F4 · security: 4,432,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,210,910 shares directly owned by it; Bay II = 931,580 shares directly owned by it; Offshore Fund = 2,044,627 shares directly owned by it; GMT Capital = 71,900 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 173,400 shares directly owned by him. Read SEC document |
| May 09, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 188,500 | $2.50 | $471,250.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 14 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F16 · security: The aggregate number of shares of common stock purchased on May 9, 2017, was 188,500 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,924,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 56,100 shares purchased resulting in ownership of 13,408,590 shares; Bay II = 47,700 shares purchased resulting in ownership of 11,749,930 shares; Offshore Fund = 75,600 shares purchased resulting in ownership of 19,307,050 shares; GMT Capital = 2,500 shares purchased resulting in ownership of 701,630 shares; Claugus = 6,600 shares purchased resulting in ownership of 1,757,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 08, 2017 Filed May 11, 2017 01:03 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 10,032 | $22.10 | $221,707.20 |
DisclosureSEC source: 0001106191-17-000021 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,474,385 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 10,032 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 2,700 shares; Bay II = 2,100 shares; Offshore Fund = 4,632 shares; GMT Capital = 200 shares; Claugus = 400 shares. F4 · security: 4,474,385 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,222,410 shares directly owned by it; Bay II = 940,380 shares directly owned by it; Offshore Fund = 2,063,995 shares directly owned by it; GMT Capital = 72,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 175,000 shares directly owned by him. Read SEC document |
| May 08, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 280,600 | $2.47 | $693,082.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 13 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F15 · security: The aggregate number of shares of common stock purchased on May 8, 2017, was 280,600 shares, at a price of $2.47 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,736,400. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 83,500 shares purchased resulting in ownership of 13,352,490 shares; Bay II = 71,000 shares purchased resulting in ownership of 11,702,230 shares; Offshore Fund = 112,600 shares purchased resulting in ownership of 19,231,450 shares; GMT Capital = 3,700 shares purchased resulting in ownership of 699,130 shares; Claugus = 9,800 shares purchased resulting in ownership of 1,751,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 04, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 1,036,200 | $2.32 | $2,403,984.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 12 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F14 · security: The aggregate number of shares of common stock purchased on May 4, 2017, was 1,036,200 shares, at a price of $2.32 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 46,455,800. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 308,400 shares purchased resulting in ownership of 13,268,990 shares; Bay II = 262,300 shares purchased resulting in ownership of 11,631,230 shares; Offshore Fund = 415,600 shares purchased resulting in ownership of 19,118,850 shares; GMT Capital = 13,700 shares purchased resulting in ownership of 695,430 shares; Claugus = 36,200 shares purchased resulting in ownership of 1,741,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 02, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 932,600 | $2.50 | $2,331,500.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 11 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F13 · security: The aggregate number of shares of common stock purchased on May 2, 2017, was 932,600 shares, at a price of $2.50 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 45,419,600. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 277,600 shares purchased resulting in ownership of 12,960,590 shares; Bay II = 236,000 shares purchased resulting in ownership of 11,368,930 shares; Offshore Fund = 374,100 shares purchased resulting in ownership of 18,703,250 shares; GMT Capital = 12,300 shares purchased resulting in ownership of 681,730 shares; Claugus = 32,600 shares purchased resulting in ownership of 1,705,100 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| May 01, 2017 Filed May 3, 2017 23:19 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 52,000 | $21.99 | $1,143,480.00 |
DisclosureSEC source: 0001106191-17-000020 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 52,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 14,200 shares; Bay II = 10,900 shares; Offshore Fund = 24,000 shares; GMT Capital = 900 shares; Claugus = 2,000 shares. F4 · security: 4,484,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,225,110 shares directly owned by it; Bay II = 942,480 shares directly owned by it; Offshore Fund = 2,068,627 shares directly owned by it; GMT Capital = 72,800 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 175,400 shares directly owned by him. Read SEC document |
| May 01, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 103,600 | $2.51 | $260,036.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 10 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F12 · security: The aggregate number of shares of common stock purchased on May 1, 2017, was 103,600 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,487,000. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 30,800 shares purchased resulting in ownership of 12,682,990 shares; Bay II = 26,200 shares purchased resulting in ownership of 11,132,930 shares; Offshore Fund = 41,600 shares purchased resulting in ownership of 18,329,150 shares; GMT Capital = 1,400 shares purchased resulting in ownership of 669,430 shares; Claugus = 3,600 shares purchased resulting in ownership of 1,672,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| April 25, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 41,300 | $2.49 | $102,837.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 9 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F11 · security: The aggregate number of shares of common stock purchased on April 25, 2017, was 41,300 shares, at a price of $2.49 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,383,400. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 12,300 shares purchased resulting in ownership of 12,652,190 shares; Bay II = 10,500 shares purchased resulting in ownership of 11,106,730 shares; Offshore Fund = 16,600 shares purchased resulting in ownership of 18,287,550 shares; GMT Capital = 500 shares purchased resulting in ownership of 668,030 shares; Claugus = 1,400 shares purchased resulting in ownership of 1,668,900 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:26 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 52,000 | $21.83 | $1,135,160.00 |
DisclosureSEC source: 0001106191-17-000019 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,536,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 52,000 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 14,200 shares; Bay II = 10,900 shares; Offshore Fund = 24,000 shares; GMT Capital = 900 shares; Claugus = 2,000 shares. F4 · security: 4,536,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,239,310 shares directly owned by it; Bay II = 953,380 shares directly owned by it; Offshore Fund = 2,092,627 shares directly owned by it; GMT Capital = 73,700 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 177,400 shares directly owned by him. Read SEC document |
| April 24, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 994,900 | $2.51 | $2,497,199.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 8 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F10 · security: The aggregate number of shares of common stock purchased on April 24, 2017, was 994,900 shares, at a price of $2.51 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 44,342,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 296,100 shares purchased resulting in ownership of 12,639,890 shares; Bay II = 251,800 shares purchased resulting in ownership of 11,096,230 shares; Offshore Fund = 399,000 shares purchased resulting in ownership of 18,270,950 shares; GMT Capital = 13,200 shares purchased resulting in ownership of 667,530 shares; Claugus = 34,800 shares purchased resulting in ownership of 1,667,500 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 01:14 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCommon Class A | 12,543 | $19.60 | $245,842.80 |
DisclosureSEC source: 0001106191-17-000018 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,588,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5 · security: The aggregate number of shares of common stock sold was 12,543 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 3,400 shares; Bay II = 2,600 shares; Offshore Fund = 5,843 shares; GMT Capital = 200 shares; Claugus = 500 shares. F6 · security: 4,588,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,253,510 shares directly owned by it; Bay II = 964,280 shares directly owned by it; Offshore Fund = 2,116,627 shares directly owned by it; GMT Capital = 74,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 179,400 shares directly owned by him. Read SEC document |
| March 13, 2017 Filed Mar 16, 2017 01:14 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCommon Class A | 39,457 | $19.86 | $783,616.02 |
DisclosureSEC source: 0001106191-17-000018 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600,960 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 39,457 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 10,800 shares; Bay II = 8,300 shares; Offshore Fund = 18,157 shares; GMT Capital = 700 shares; Claugus = 1,500 shares. F4 · security: 4,600,960 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,256,910 shares directly owned by it; Bay II = 966,880 shares directly owned by it; Offshore Fund = 2,122,470 shares directly owned by it; GMT Capital = 74,800 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 179,900 shares directly owned by him. Read SEC document |
| March 13, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 518,100 | $2.56 | $1,326,336.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 7 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F9 · security: The aggregate number of shares of common stock purchased on March 13, 2017, was 518,100 shares, at a price of $2.56 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 43,347,200. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 154,200 shares purchased resulting in ownership of 12,343,790 shares; Bay II = 131,100 shares purchased resulting in ownership of 10,844,430 shares; Offshore Fund = 207,800 shares purchased resulting in ownership of 17,871,950 shares; GMT Capital = 6,900 shares purchased resulting in ownership of 654,330 shares; Claugus = 18,100 shares purchased resulting in ownership of 1,632,700 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 06, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 716,400 | $2.67 | $1,912,788.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 6 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F8 · security: The aggregate number of shares of common stock purchased on March 6, 2017, was 716,400 shares, at a price of $2.67 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,829,100. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 213,200 shares purchased resulting in ownership of 12,189,590 shares; Bay II = 181,300 shares purchased resulting in ownership of 10,713,330 shares; Offshore Fund = 287,400 shares purchased resulting in ownership of 17,664,150 shares; GMT Capital = 9,500 shares purchased resulting in ownership of 647,430 shares; Claugus = 25,000 shares purchased resulting in ownership of 1,614,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 03, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 319,800 | $2.64 | $844,272.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 5 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F7 · security: The aggregate number of shares of common stock purchased on March 3, 2017, was 319,800 shares, at a price of $2.64 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 42,112,700. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 95,200 shares purchased resulting in ownership of 11,976,390 shares; Bay II = 81000 shares purchased resulting in ownership of 10,532,030 shares; Offshore Fund = 128,200 shares purchased resulting in ownership of 17,376,750 shares; GMT Capital = 4,200 shares purchased resulting in ownership of 637,930 shares; Claugus = 11,200 shares purchased resulting in ownership of 1,589,600 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| March 01, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 288,100 | $2.62 | $754,822.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 4 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F6 · security: The aggregate number of shares of common stock purchased on March 1, 2017, was 288,100 shares, at a price of $2.62 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,792,900. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 85,700 shares purchased resulting in ownership of 11,881,190 shares; Bay II = 73,000 shares purchased resulting in ownership of 10,451,030 shares; Offshore Fund = 115,500 shares purchased resulting in ownership of 17,248,550 shares; GMT Capital = 3,800 shares purchased resulting in ownership of 633,730 shares; Claugus = 10,100 shares purchased resulting in ownership of 1,578,400 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| February 28, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 214,600 | $2.61 | $560,106.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 3 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F5 · security: The aggregate number of shares of common stock purchased on February 28, 2017, was 214,600 shares, at a price of $2.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,504,800. Such shares were purchased, and thereafter beneficially owned by the Reporting Persons in the following amounts: Bay = 63,900 shares purchased resulting in ownership of 11,795,490 shares; Bay II = 54,300 shares purchased resulting in ownership of 10,378,030 shares; Offshore Fund = 86,100 shares purchased resulting in ownership of 17,133,050 shares; GMT Capital = 2,800 shares purchased resulting in ownership of 629,930 shares; Claugus = 7,500 shares purchased resulting in ownership of 1,568,300 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| February 27, 2017 Filed Apr 4, 2019 17:12 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCOMMON STOCK | 533,500 | $2.61 | $1,392,435.00 |
DisclosureSEC source: 0001106191-19-000022 · primary_doc.xml · nonDerivative · entry 2 GMT CAPITAL CORP · CIK 0001106191 · 10% owner BAY RESOURCE PARTNERS LP · CIK 0000899037 · 10% owner BAY II RESOURCE PARTNERS LP · CIK 0001161416 · 10% owner BAY RESOURCE PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001733113 · 10% owner CLAUGUS THOMAS E · CIK 0001075617 · 10% owner GMT Exploration Co LLC · CIK 0001396794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675,186 F1 · security: This Form 5 is being jointly filed by Bay Resource Partners, L.P. (Bay), a Delaware limited partnership, Bay II Resource Partners, L.P. (Bay II), a Delaware limited partnership, Bay Resource Partners Offshore Master Fund, L.P. (Bay Offshore), an exempted limited partnership organized under the laws of the Cayman Islands, GMT Exploration Company LLC (GMT Exploration), a Delaware limited liability company, GMT Capital Corp., a Georgia corporation (GMT Capital) on behalf of certain sub-advised accounts managed by it, and Thomas E. Claugus (Claugus), a United States citizen. The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. Bay, Bay II, Bay Offshore, and Claugus, each have the same address as the designated filer in Item 1 of this Form 5. GMT Exploration's address is 1560 Broadway, Suite 2000, Denver, Colorado 80202. F2 · security: GMT Capital is the general partner of Bay and Bay II and has the power to direct the affairs of Bay and Bay II, including voting and disposition of shares. As the discretionary investment manager of Bay Offshore, GMT Capital has power to direct voting and disposition of shares held by Bay Offshore and certain sub-advised accounts it manages. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and voting and disposition of shares held by Bay Offshore and certain sub-advised accounts. GMT Capital is also the non-discretionary manager of GMT Exploration through a separately managed account relationship. In addition, Claugus owns a substantial interest in GMT Exploration. GMT Capital and Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Claugus disclaims such beneficial ownership except to the extent ultimately realized. F4 · security: The aggregate number of shares of common stock purchased on February 27, 2017, was 533,500 shares, at a price of $2.61 per share, resulting in an aggregate number of shares owned by the Reporting Persons of 41,290,200. Such shares were purchased, and thereafter beneficially owned, by the Reporting Persons in the following amounts: Bay = 158,800 shares purchased resulting in ownership of 11,731,590 shares; Bay II = 135,000 shares purchased resulting in ownership of 10,323,730 shares; Offshore Fund = 214,000 shares purchased resulting in ownership of 17,046,950 shares; GMT Capital = 7,100 shares purchased resulting in ownership of 627,130 shares; Claugus = 18,600 shares purchased resulting in ownership of 1,560,800 shares; GMT Exploration = 0 shares purchased resulting in ownership of 0 shares. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:41 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 166,330 | $19.03 | $3,165,259.90 |
DisclosureSEC source: 0001106191-17-000001 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,640,417 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 166,330 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 0 shares; Bay II = 0 shares; Offshore Fund = 0 shares; GMT Capital = 166,330 shares; Claugus = 0 shares. F4 · security: 4,640,417 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,267,710 shares directly owned by it; Bay II = 975,180 shares directly owned by it; Offshore Fund = 2,140,627 shares directly owned by it; GMT Capital = 75,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 181,400 shares directly owned by him. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:50 UTC | WILLIAM LYON HOMES WLH · Entity 151891 | SaleCOMMON - CLASS A | 26,570 | $19.69 | $523,163.30 |
DisclosureSEC source: 0001106191-16-000043 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,806,747 F1 · security: This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. F2 · security: GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. F3 · security: The aggregate number of shares of common stock sold was 26,570 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 0 shares; Bay II = 0 shares; Offshore Fund = 0 shares; GMT Capital = 26,570 shares; Claugus = 0 shares. F4 · security: 4,806,747 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 1,267,710 shares directly owned by it; Bay II = 975,180 shares directly owned by it; Offshore Fund = 2,140,627 shares directly owned by it; GMT Capital = 241,830 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 181,400 shares directly owned by him. Read SEC document |
| June 20, 2016 Filed Jan 9, 2017 18:39 UTC Amendment | WILLIAM LYON HOMES WLH · Entity 151891 | PurchaseCommon | 62,400 | $16.64 | $1,038,336.00 |
DisclosureSEC source: 0001106191-17-000002 · primary_doc.xml · nonDerivative · entry 1 GMT CAPITAL CORP · CIK 0001106191 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833,317 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.