Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | Chief Accounting Officer | January 05, 2026 | January 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date January 05, 2026 · Filed January 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 7,000 |
Reported balance
After 2026-01-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-05 · Grant · Acquired 7,000 · Balance 7,000 F1: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2: On January 5, 2026, the Reporting Person was granted 7,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 3,500 |
Reported balance
After 2026-01-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-05 · Grant · Acquired 3,500 · Balance 3,500 F1: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3: On January 5, 2026, the Reporting Person was granted 3,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $18.30 · Expires 2036-01-05 | Direct | 3,500 |
Reported balance
After 2026-01-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-05 · Grant · Acquired 3,500 · Balance 3,500 F4: On January 5, 2026, the Reporting Person was granted 3,500 stock options vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
F2: On January 5, 2026, the Reporting Person was granted 7,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027.
F3: On January 5, 2026, the Reporting Person was granted 3,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
F4: On January 5, 2026, the Reporting Person was granted 3,500 stock options vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2026 Filed Jan 7, 2026 16:50 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option · Derivative | 3,500 | $0.00 Strike: $18.30 | $0.00 |
DisclosureSEC source: 0001758766-26-000005 · wk-form4_1767822603.xml · derivative · entry 3 Cabot Jeffrey T · CIK 0001571367 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,500 shares Expires 2036-01-05 F4 · derivative.exercise_date: On January 5, 2026, the Reporting Person was granted 3,500 stock options vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 16:50 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-26-000005 · wk-form4_1767822603.xml · derivative · entry 2 Cabot Jeffrey T · CIK 0001571367 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On January 5, 2026, the Reporting Person was granted 3,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On January 5, 2026, the Reporting Person was granted 3,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 16:50 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-26-000005 · wk-form4_1767822603.xml · derivative · entry 1 Cabot Jeffrey T · CIK 0001571367 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On January 5, 2026, the Reporting Person was granted 7,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027. F2 · derivative.expiration_date: On January 5, 2026, the Reporting Person was granted 7,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on March 7, 2027. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.