Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Great Elm Group, Inc.GEG · Entity 7060 | Director | January 08, 2026 | January 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Great Elm Group, Inc.
Report date January 08, 2026 · Filed January 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 508,765 |
Reported balance
After 2026-01-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-08 · Grant · Acquired 26,531 · Balance 508,765 F1: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). |
| Common StockSEC Table I · non-derivative | Direct | 539,377 |
Reported balance
After 2026-01-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-01-08 · Grant · Acquired 30,612 · Balance 539,377 F2: The Reporting Person was awarded 30,612 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
F2: The Reporting Person was awarded 30,612 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2026 Filed Jan 13, 2026 02:12 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 30,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-000407 · dp239878_4-matter.xml · nonDerivative · entry 2 Matter David · CIK 0001931402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,377 F2 · ownership.direct: The Reporting Person was awarded 30,612 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer. Read SEC document |
| January 08, 2026 Filed Jan 13, 2026 02:12 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 26,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-000407 · dp239878_4-matter.xml · nonDerivative · entry 1 Matter David · CIK 0001931402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,765 F1 · ownership.direct: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:28 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 41,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-000444 · form4.xml · nonDerivative · entry 2 Matter David · CIK 0001931402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 482,234 F2 · ownership.direct: The Reporting Person was awarded 41,209 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of GEG. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 21:28 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-000444 · form4.xml · nonDerivative · entry 1 Matter David · CIK 0001931402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,025 F1 · ownership.direct: The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 00:47 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 40,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-000777 · form4.xml · nonDerivative · entry 2 Matter David · CIK 0001931402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,311 F2 · ownership.direct: The Reporting Person was awarded 40,107 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2024 through December 31, 2024, contingent upon continued service as a member of the board of directors of GEG. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 00:47 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 34,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-000777 · form4.xml · nonDerivative · entry 1 Matter David · CIK 0001931402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,204 F1 · ownership.direct: The Reporting Person was awarded 34,759 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2024 through December 31, 2024, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 00:25 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 33,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-001109 · form4.xml · nonDerivative · entry 2 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,445 F2 · ownership.direct: The Reporting Person was awarded 33,937 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of GEG. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 00:25 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 29,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-001109 · form4.xml · nonDerivative · entry 1 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,508 F1 · ownership.direct: The Reporting Person was awarded 29,412 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 21:20 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 46,106 | $2.44 | $112,457.14 |
DisclosureSEC source: 0001140361-22-023285 · form4.xml · nonDerivative · entry 2 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,096 Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 21:20 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 122,773 | $2.42 | $297,061.55 |
DisclosureSEC source: 0001140361-22-023285 · form4.xml · nonDerivative · entry 1 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,990 Read SEC document |
| June 13, 2022 Filed Jun 13, 2022 23:05 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 6,622 | $2.37 | $15,661.03 |
DisclosureSEC source: 0001140361-22-022800 · form4.xml · nonDerivative · entry 4 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,217 Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 23:05 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 24,499 | $2.40 | $58,692.25 |
DisclosureSEC source: 0001140361-22-022800 · form4.xml · nonDerivative · entry 3 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,595 Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 23:05 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 17,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-022800 · form4.xml · nonDerivative · entry 2 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,096 F2 · ownership.direct: The Reporting Person was awarded 17,074 shares of restricted stock in lieu of cash for retainer fees for service on the Registrant's board of directors, 2,820 of which vest on June 30, 2022, and the remaining of which vest in equal quarterly installments on the end of each quarter beginning on September 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 23:05 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 17,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-022800 · form4.xml · nonDerivative · entry 1 Matter David · CIK 0001931402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,022 F1 · ownership.direct: The Reporting Person was awarded 17,074 shares of restricted stock, 442 of which vested on May 31, 2022, and the remaining of which vest in equal monthly installments on the end of each month beginning on June 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.