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Drapkin Matthew A

Disclosed activity across 5 companies

Tapewire entity
69580
SEC CIK
0001458693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Forest Investments, Inc.GEC · Entity 144097Director · 10% ownerSeptember 30, 2020October 15, 2020
Great Elm Capital Corp.GECC · Entity 6877DirectorSeptember 16, 2024September 17, 2024
Great Elm Group, Inc.GEG · Entity 7060DirectorJanuary 08, 2026January 13, 2026
INTEVAC INCIVAC · Entity 81388DirectorMay 17, 2016May 19, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Forest Investments, Inc.

Report date September 30, 2020 · Filed October 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,397 Reported balance After 2020-09-30 transaction · row 1
1 source row

Row 1 · 2020-09-30 · Grant · Acquired 9,004 · Balance 86,397

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,266,000 Reported balance Holding disclosure · report date 2020-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,266,000

F1: Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of a separate managed account on behalf of an investment advisory client (the "Managed Account") pursuant to the exercise of a warrant issued by GEC to Northern Right Management on September 18, 2017.

F3: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Account, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Account. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA. Mr. Drapkin disclaims such beneficial ownership of the 2,402,792 shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,136,792 Reported balance Holding disclosure · report date 2020-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,136,792

F2: Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F3: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Account, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Account. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA. Mr. Drapkin disclaims such beneficial ownership of the 2,402,792 shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of a separate managed account on behalf of an investment advisory client (the "Managed Account") pursuant to the exercise of a warrant issued by GEC to Northern Right Management on September 18, 2017.

F2: Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F3: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Account, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Account. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA. Mr. Drapkin disclaims such beneficial ownership of the 2,402,792 shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Great Elm Capital Corp.

Report date September 16, 2024 · Filed September 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,716 Reported balance After 2024-09-16 transaction · row 3
1 source row

Row 3 · 2024-09-16 · Purchase · Acquired 9,600 · Balance 75,716

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.68 to $9.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectSee Footnote429,331 Reported balance Holding disclosure · report date 2024-09-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 429,331

F1: Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F4: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.

F5: (continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote369,140 Reported balance Holding disclosure · report date 2024-09-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 369,140

F2: Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of separate managed accounts on behalf of an investment advisory client (the "Managed Accounts").

F4: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.

F5: (continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F2: Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of separate managed accounts on behalf of an investment advisory client (the "Managed Accounts").

F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.68 to $9.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.

F5: (continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Great Elm Group, Inc.

Report date January 08, 2026 · Filed January 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect755,280 Reported balance After 2026-01-08 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-01-08 · Grant · Acquired 26,531 · Balance 755,280

F5: The Reporting Person was awarded 26,531 shares of restricted stock of Great Elm Group, Inc. ("GEG"), which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG.

Common StockSEC Table I · non-derivativeDirect816,504 Reported balance After 2026-01-08 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-01-08 · Grant · Acquired 61,224 · Balance 816,504

F6: The Reporting Person was awarded 61,224 shares of restricted stock of GEG, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer.

Common StockSEC Table I · non-derivativeDirect843,035 Reported balance After 2026-01-08 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-01-08 · Grant · Acquired 26,531 · Balance 843,035

F7: The Reporting Person was awarded 26,531 shares of restricted stock of GEG, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Capital Corp.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,279,478 Reported balance Holding disclosure · report date 2026-01-08 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,279,478

F1: Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F3: As general partner and investment manager of Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA"), may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.

F4: (continued from footnote 3) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,963,690 Reported balance Holding disclosure · report date 2026-01-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,963,690

F2: Represents shares of common stock purchased by managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management").

F3: As general partner and investment manager of Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA"), may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.

F4: (continued from footnote 3) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F2: Represents shares of common stock purchased by managed accounts (the "Managed Accounts") on behalf of certain investment advisory clients of Northern Right Capital Management, L.P. ("Northern Right Management").

F3: As general partner and investment manager of Northern Right QP, Northern Right Capital Management, L.P. ("Northern Right Management") may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA"), may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.

F4: (continued from footnote 3) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

F5: The Reporting Person was awarded 26,531 shares of restricted stock of Great Elm Group, Inc. ("GEG"), which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG.

F6: The Reporting Person was awarded 61,224 shares of restricted stock of GEG, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer.

F7: The Reporting Person was awarded 26,531 shares of restricted stock of GEG, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Capital Corp.

INTEVAC INC

Report date May 17, 2016 · Filed May 19, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.10 · Expires 2024-05-17Direct13,000 Reported balance After 2017-05-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-05-17 · Grant · Acquired 13,000 · Balance 13,000

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PRGX GLOBAL, INC.

Report date March 03, 2021 · Filed March 04, 2021

Section 16 reporting ended · disclosed 2021-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, no par valueSEC Table I · non-derivativeDirect2,028,068 Reported balance After 2021-03-03 transaction · row 1
1 source row

Row 1 · 2021-03-03 · Disposition to issuer · Disposed 7,480 · Balance 2,028,068

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

Common Stock, no par valueSEC Table I · non-derivativeIndirectBy Northern Right Capital Management, L.P.0 Reported balance After 2021-03-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-03-03 · Disposition to issuer · Disposed 2,028,068 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

F2: Shares beneficially owned by Mr. Drapkin include shares deemed beneficially owned indirectly by Mr. Drapkin who is a managing member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. (of which Mr. Drapkin is a limited partner). Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right Capital (QP), L.P.

Restricted Stock Units subject to deferral electionSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-03 · Disposition to issuer · Disposed 30,769 · Balance 0

F3: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2023-11-09Direct0 Reported balance After 2021-03-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-03 · Disposition to issuer · Disposed 35,000 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.80 · Expires 2023-11-09Direct0 Reported balance After 2021-03-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-03-03 · Disposition to issuer · Disposed 20,417 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.35 · Expires 2023-11-09Direct0 Reported balance After 2021-03-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-03-03 · Disposition to issuer · Disposed 13,636 · Balance 0

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Deferred Compensation Plan Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-03-03 · Disposition to issuer · Disposed 10,052 · Balance 0

F5: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Deferred Compensation Plan Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-03-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-03-03 · Disposition to issuer · Disposed 18,547 · Balance 0

F5: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

F2: Shares beneficially owned by Mr. Drapkin include shares deemed beneficially owned indirectly by Mr. Drapkin who is a managing member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. (of which Mr. Drapkin is a limited partner). Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right Capital (QP), L.P.

F3: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

F5: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the Plan, each Stock Unit (as defined in the Plan) was cancelled and converted into the right of the holder of such Stock Unit to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the number of shares of Company common stock subject to each Stock Unit.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 4, 2021 10:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerStock Option (right to buy) · Derivative 35,000 $2.91 Strike: $4.80 $101,850.00
Disclosure

SEC source: 0001209191-21-017627 · doc4.xml · derivative · entry 4

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 35,000 shares

Expires 2023-11-09

F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase Company common stock (each, a "Company Stock Option"), whether vested or unvested, was cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71, less the exercise price per share attributable to such Company Stock Option multiplied by (ii) the total number of shares of Company common stock then issuable upon exercise in full of such Company Stock Options, less any required withholding taxes.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerRestricted Stock Units subject to deferral election · Derivative 30,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-017627 · doc4.xml · derivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 30,769 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F3 · price: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time, and in accordance with the terms of the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), each Company RSU which is subject to a deferral election under the Plan was deemed contributed to the Plan and then cancelled and converted into the right to receive a cash payment, without interest, equal to (i) $7.71 multiplied by (ii) the total number of shares of Company common stock subject to such Company RSU, less any required withholding taxes.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerCommon Stock, no par value 2,028,068 $7.71 $15,636,404.28
Disclosure

SEC source: 0001209191-21-017627 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Northern Right Capital Management, L.P.

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

F2 · ownership.nature: Shares beneficially owned by Mr. Drapkin include shares deemed beneficially owned indirectly by Mr. Drapkin who is a managing member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. (of which Mr. Drapkin is a limited partner). Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right Capital (QP), L.P.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 10:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 Disposition to issuerCommon Stock, no par value 7,480 $7.71 $57,670.80
Disclosure

SEC source: 0001209191-21-017627 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,028,068

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger dated as of December 24, 2020 (the "Merger Agreement"), by and among PRGX Global, Inc., a Georgia Corporation (the "Company"), Pluto Acquisitionco Inc., a Delaware corporation ("Parent"), and Pluto Merger Sub Inc., a Georgia corporation and wholly owned subsidiary of Parent ("Merger Sub").

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January 05, 2021 Filed Jan 6, 2021 21:32 UTC Great Elm Group, Inc. GEG · Entity 7060 GrantCommon Stock 7,727 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-000346 · form4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,124

F1 · ownership.direct: Matthew Drapkin was awarded 7,727 restricted shares that fully vested on the grant date, January 5, 2021.

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September 30, 2020 Filed Oct 15, 2020 16:10 UTC Forest Investments, Inc. GEC · Entity 144097 GrantCommon Stock 9,004 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028305 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,397

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:40 UTC Forest Investments, Inc. GEC · Entity 144097 GrantCommon Stock 9,120 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-018304 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,393

F1 · shares: The Reporting Person was awarded restricted shares that fully vested on June 30, 2020 in connection with the Reporting Person's service as a member of the board of directors of Great Elm Capital Group, Inc. ("GEC").

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June 17, 2020 Filed Jun 19, 2020 16:56 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 GrantRestricted Stock Unit · Derivative 30,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037977 · doc4.xml · derivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,769

Underlying: Common Stock · 30,769 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, on vesting, one share of common stock.

F2 · derivative.exercise_date: Grant of restricted stock units that vest in full on the later of (i) June 17, 2021 or (ii) the date of, and immediately prior to, the Company's 2021 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

F2 · derivative.expiration_date: Grant of restricted stock units that vest in full on the later of (i) June 17, 2021 or (ii) the date of, and immediately prior to, the Company's 2021 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

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February 26, 2020 Filed Feb 28, 2020 16:11 UTC Forest Investments, Inc. GEC · Entity 144097 Purchase5.0% Convertible Senior PIK Note due 2030 · Derivative Not disclosed $1,000,000.00 Strike: $3.47 $1,000,000.00
Disclosure

SEC source: 0000899243-20-006241 · doc4.xml · derivative · entry 4

Drapkin Matthew A · CIK 0001458693 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 288,001 shares

Expires 2030-02-26

F3 · ownership.nature: Represents Notes purchased by Northern Right Capital (QP), L.P. ("Northern Right QP").

F4 · ownership.nature: As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the Notes held by NRC Partners and Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the Notes held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC ("BCA") may be deemed to be the beneficial owner of the Notes beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the Notes beneficially owned (or deemed beneficially owned) by BCA. Mr. Drapkin disclaims such beneficial ownership of the Notes indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

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February 26, 2020 Filed Feb 28, 2020 16:11 UTC Forest Investments, Inc. GEC · Entity 144097 Purchase5.0% Convertible Senior PIK Note due 2030 · Derivative Not disclosed $1,500,000.00 Strike: $3.47 $1,500,000.00
Disclosure

SEC source: 0000899243-20-006241 · doc4.xml · derivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 432,002 shares

Expires 2030-02-26

F2 · ownership.nature: Represents Notes purchased by NRC Partners I, LP ("NRC Partners").

F4 · ownership.nature: As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the Notes held by NRC Partners and Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the Notes held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC ("BCA") may be deemed to be the beneficial owner of the Notes beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the Notes beneficially owned (or deemed beneficially owned) by BCA. Mr. Drapkin disclaims such beneficial ownership of the Notes indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:11 UTC Forest Investments, Inc. GEC · Entity 144097 Purchase5.0% Convertible Senior PIK Note due 2030 · Derivative Not disclosed $3,250,000.00 Strike: $3.47 $3,250,000.00
Disclosure

SEC source: 0000899243-20-006241 · doc4.xml · derivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 936,005 shares

Expires 2030-02-26

F1 · ownership.nature: Represents 5.0% Convertible Senior PIK Notes due 2030 (the "Notes") of Great Elm Capital Group, Inc. purchased by certain investment advisory clients, (collectively, the "Managed Accounts") of Northern Right Capital Management, L.P. ("Northern Right Management"). Northern Right Management acts as investment manager for the Managed Accounts.

F4 · ownership.nature: As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the Notes held by NRC Partners and Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the Notes held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC ("BCA") may be deemed to be the beneficial owner of the Notes beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the Notes beneficially owned (or deemed beneficially owned) by BCA. Mr. Drapkin disclaims such beneficial ownership of the Notes indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:11 UTC Forest Investments, Inc. GEC · Entity 144097 Purchase5.0% Convertible Senior PIK Note due 2030 · Derivative Not disclosed $250,000.00 Strike: $3.47 $250,000.00
Disclosure

SEC source: 0000899243-20-006241 · doc4.xml · derivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 72,000 shares

Expires 2030-02-26

Read SEC document
November 08, 2019 Filed Dec 12, 2019 18:14 UTC Forest Investments, Inc. GEC · Entity 144097 GrantCommon Stock 18,482 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029079 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,273

F1 · shares: The Reporting Person was awarded restricted shares that vest commencing November 1, 2019, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. ("GEC").

Read SEC document
June 05, 2019 Filed Jun 7, 2019 16:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 GrantRestricted Stock Unit · Derivative 18,547 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035515 · doc4.xml · derivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,547

Underlying: Common Stock · 18,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, on vesting, one share of common stock.

F2 · derivative.exercise_date: Grant of restricted stock units that vest in full on the later of (i) June 5, 2020 or (ii) the date of, and immediately prior to, the Company's 2020 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

F2 · derivative.expiration_date: Grant of restricted stock units that vest in full on the later of (i) June 5, 2020 or (ii) the date of, and immediately prior to, the Company's 2020 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

Read SEC document
May 09, 2019 Filed May 13, 2019 16:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 5,000 $7.48 $37,380.50
Disclosure

SEC source: 0000899243-19-013216 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 2,028,068

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (273,250 shares of Common Stock), Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock) or NRC Partners I, LP (30,000 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 13:50 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 1,300 $8.35 $10,855.00
Disclosure

SEC source: 0000899243-19-007930 · doc4.xml · nonDerivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 2,023,068

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (273,250 shares of Common Stock),Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock) or NRC Partners I, LP (25,000 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 13:50 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 2,400 $8.28 $19,880.40
Disclosure

SEC source: 0000899243-19-007930 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 2,021,768

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (273,250 shares of Common Stock),Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock) or NRC Partners I, LP (25,000 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 13:50 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 21,300 $8.44 $179,761.35
Disclosure

SEC source: 0000899243-19-007930 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 2,019,368

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (273,250 shares of Common Stock),Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock) or NRC Partners I, LP (25,000 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:42 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 3,450 $8.79 $30,339.99
Disclosure

SEC source: 0000899243-18-029557 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,998,068

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (273,250 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
November 16, 2018 Filed Nov 16, 2018 18:07 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 6,036 $9.02 $54,433.86
Disclosure

SEC source: 0000899243-18-029173 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,994,618

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (269,800 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:07 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 21,964 $8.91 $195,743.17
Disclosure

SEC source: 0000899243-18-029173 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,988,582

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (269,800 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:02 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 7,000 $9.05 $63,326.20
Disclosure

SEC source: 0000899243-18-028806 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,966,618

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (241,800 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:35 UTC Forest Investments, Inc. GEC · Entity 144097 GrantCommon Stock 19,673 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-028634 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,791

F2 · shares: The Reporting Person was awarded restricted shares that vest commencing November 1, 2018, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. ("GEC").

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:35 UTC Forest Investments, Inc. GEC · Entity 144097 GrantCommon Stock 10,887 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-028634 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,118

F1 · shares: The Reporting Person was awarded restricted shares that fully vested on November 7, 2018.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 20:33 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 24,600 $9.17 $225,564.78
Disclosure

SEC source: 0000899243-18-028555 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,959,618

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (234,800 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 12:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 200 $9.30 $1,860.00
Disclosure

SEC source: 0000899243-18-024387 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,935,018

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (210,200 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 12:08 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 10,000 $9.48 $94,823.00
Disclosure

SEC source: 0000899243-18-024387 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,934,818

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (210,200 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 16:52 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 5,514 $9.32 $51,408.12
Disclosure

SEC source: 0000899243-18-023931 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,924,818

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (200,000 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 16:52 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 19,764 $9.26 $182,983.02
Disclosure

SEC source: 0000899243-18-023931 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,919,304

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (200,000 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 20, 2018 Filed Aug 20, 2018 18:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 22,065 $9.23 $203,686.43
Disclosure

SEC source: 0000899243-18-022821 · doc4.xml · nonDerivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,899,540

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (174,722 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 18:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 1,550 $8.95 $13,872.50
Disclosure

SEC source: 0000899243-18-022821 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,877,475

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (174,722 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 18:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 7,310 $8.95 $65,394.53
Disclosure

SEC source: 0000899243-18-022821 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,875,925

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. (the "Issuer") directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (174,722 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:42 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 GrantRestricted Stock Unit · Derivative 10,052 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039986 · doc4.xml · derivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,052

Underlying: Common Stock · 10,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, on vesting, one share of common stock.

F2 · derivative.exercise_date: Grant of restricted stock units that vest in full on the later of (i) June 26, 2019 or (ii) the date of, and immediately prior to, the Company's 2019 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

F2 · derivative.expiration_date: Grant of restricted stock units that vest in full on the later of (i) June 26, 2019 or (ii) the date of, and immediately prior to, the Company's 2019 annual meeting of shareholders. Pursuant to an election made by the Reporting Person under the PRGX Global, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Plan"), receipt of the common stock will be deferred to a date subsequent to the vesting date. Upon vesting, each restricted stock unit will be converted into a Stock Unit under the Plan until the specified date, at which time the Stock Units will be converted to common stock and delivered to the Reporting Person. The Reporting Person has elected to defer receipt of the common stock until the Reporting Person separates from service as a Director of PRGX Global, Inc.

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June 13, 2018 Filed Jun 14, 2018 12:23 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 22,223 $9.30 $206,669.46
Disclosure

SEC source: 0000899243-18-016547 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,868,615

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (143,797 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 16:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 9,674 $9.64 $93,254.46
Disclosure

SEC source: 0000899243-18-014670 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,846,392

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (121,574 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 16:12 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 26,092 $9.64 $251,636.47
Disclosure

SEC source: 0000899243-18-014670 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,836,718

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (121,574 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 29, 2018 Filed May 29, 2018 17:01 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 10,908 $9.59 $104,620.81
Disclosure

SEC source: 0000899243-18-014277 · doc4.xml · nonDerivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,810,626

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (85,808 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 25, 2018 Filed May 29, 2018 17:01 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 12,711 $9.59 $121,862.90
Disclosure

SEC source: 0000899243-18-014277 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,799,718

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (85,808 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 24, 2018 Filed May 29, 2018 17:01 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 6,894 $9.60 $66,173.44
Disclosure

SEC source: 0000899243-18-014277 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,787,007

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (85,808 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 23, 2018 Filed May 23, 2018 17:28 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 8,706 $9.59 $83,527.11
Disclosure

SEC source: 0000899243-18-013830 · doc4.xml · nonDerivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,780,113

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (55,295 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:28 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 18,390 $9.50 $174,616.73
Disclosure

SEC source: 0000899243-18-013830 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,771,407

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (55,295 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2018 Filed May 23, 2018 17:28 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 28,199 $9.47 $267,005.05
Disclosure

SEC source: 0000899243-18-013830 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,753,017

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially purchased by a separate managed account (the "Managed Account") and directly beneficially owned by the Managed Account (55,295 shares of Common Stock) or Northern Right Capital (QP), L.P. ("Northern Right") (1,724,818 shares of Common Stock).

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the investment manager for the Managed Account and general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 09:42 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 35,000 $7.30 $255,521.00
Disclosure

SEC source: 0000899243-17-028947 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,724,818

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 10:16 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 107,700 $7.36 $792,596.61
Disclosure

SEC source: 0000899243-17-028662 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,689,818

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 10:16 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 11,900 $7.34 $87,362.66
Disclosure

SEC source: 0000899243-17-028662 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,582,118

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 16:46 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 25,042 $7.19 $180,087.04
Disclosure

SEC source: 0000899243-17-026051 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,570,218

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 16:38 UTC Forest Investments, Inc. GEC · Entity 144097 PurchaseCommon Stock 1,266,000 $3.61 $4,572,285.60
Disclosure

SEC source: 0000899243-17-023689 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,402,792

F1 · shares: Represents shares of common stock of Great Elm Capital Group, Inc. (the "Issuer"), par value $0.001 per share (the "Common Stock"), purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of a separate managed account on behalf of an investment advisory client (the "Managed Account") pursuant to the exercise of a warrant (the "Warrant") issued by the Issuer to Northern Right Management on September 18, 2017.

F2 · price: The price reported in Column 4 represents the exercise price for the Warrant, which is the simple average of the Weighted Average Price (as defined in the Warrant) of the Common Stock on the principal securities market on which the Common Stock is then traded for the ten (10) consecutive trading days ending on and including October 4, 2017.

F3 · balance_after: Represents 1,266,000 shares of Common Stock held directly by the Managed Account and 1,136,792 held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").

F4 · ownership.nature: As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of Common Stock held by Northern Right QP. As the investment manager of the Managed Account, Northern Right Management may also be deemed to be the beneficial owner of the shares of Common Stock held by the Managed Account. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of the Common Stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, Mr. Drapkin may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned (or deemed beneficially owned) by the BCA. Pursuant to Rule 16a-1, Mr. Drapkin disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2017 Filed Aug 23, 2017 18:15 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 14,232 $6.36 $90,528.33
Disclosure

SEC source: 0000899243-17-020941 · doc4.xml · nonDerivative · entry 3

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,545,176

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 18:15 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 13,947 $6.34 $88,479.77
Disclosure

SEC source: 0000899243-17-020941 · doc4.xml · nonDerivative · entry 2

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,530,944

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:15 UTC PRGX GLOBAL, INC. PRGX · Entity 13616 PurchaseCommon Stock 9,191 $6.35 $58,345.39
Disclosure

SEC source: 0000899243-17-020941 · doc4.xml · nonDerivative · entry 1

Drapkin Matthew A · CIK 0001458693 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Fn.

Disclosed balance after: 1,516,997

F1 · ownership.nature: Represents shares of common stock, no par value (the "Common Stock"), of PRGX Global, Inc. directly beneficially owned by Northern Right Capital (QP), L.P. ("Northern Right").

F2 · ownership.nature: Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P., and Northern Right Capital Management, L.P. is the general partner of, and investment manager for, Northern Right. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.