Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Great Elm Group, Inc.GEG · Entity 7060 | Director | January 08, 2026 | January 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Great Elm Group, Inc.
Report date January 08, 2026 · Filed January 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 626,531 |
Reported balance
After 2026-01-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-08 · Grant · Acquired 26,531 · Balance 626,531 F1: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). |
| Common StockSEC Table I · non-derivative | Direct | 659,408 |
Reported balance
After 2026-01-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-01-08 · Grant · Acquired 32,877 · Balance 659,408 F2: The Reporting Person was awarded 32,877 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
F2: The Reporting Person was awarded 32,877 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2026 Filed Jan 13, 2026 02:10 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 32,877 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-000405 · dp239873_4-schwartz.xml · nonDerivative · entry 2 Schwartz David W. · CIK 0002094133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659,408 F2 · ownership.direct: The Reporting Person was awarded 32,877 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer. Read SEC document |
| January 08, 2026 Filed Jan 13, 2026 02:10 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 26,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-000405 · dp239873_4-schwartz.xml · nonDerivative · entry 1 Schwartz David W. · CIK 0002094133 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 626,531 F1 · ownership.direct: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.