Scheyer Eric J

SEC source: 0000950103-26-000402 · dp239872_4-scheyer.xml · nonDerivative · entry 2

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,862

F2 · ownership.direct: The Reporting Person was awarded 30,612 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of GEG. These shares were awarded at the Reporting Person's election in lieu of a cash retainer.

SEC source: 0000950103-26-000402 · dp239872_4-scheyer.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,250

F1 · ownership.direct: The Reporting Person was awarded 26,531 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2026 through December 31, 2026, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").

SEC source: 0001140361-25-000457 · form4.xml · nonDerivative · entry 2

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 421,719

F2 · ownership.direct: The Reporting Person was awarded 46,704 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of GEG.

SEC source: 0001140361-25-000457 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,015

F1 · ownership.direct: The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").

SEC source: 0001140361-24-000773 · form4.xml · nonDerivative · entry 2

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,301

F2 · ownership.direct: The Reporting Person was awarded 45,455 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2024 through December 31, 2024, contingent upon continued service as a member of the board of directors of GEG.

SEC source: 0001140361-24-000773 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,846

F1 · ownership.direct: The Reporting Person was awarded 34,759 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2024 through December 31, 2024, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").

SEC source: 0001140361-23-001110 · form4.xml · nonDerivative · entry 2

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,087

F2 · ownership.direct: The Reporting Person was awarded 38,462 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of GEG.

SEC source: 0001140361-23-001110 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,625

F1 · ownership.direct: The Reporting Person was awarded 29,412 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").

SEC source: 0001140361-22-000680 · form4.xml · nonDerivative · entry 2

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,213

F2 · ownership.direct: The Reporting Person was awarded 41,262 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.

SEC source: 0001140361-22-000680 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,951

F1 · ownership.direct: The Reporting Person was awarded 31,553 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").

SEC source: 0001104659-21-122206 · tm2129085-3_4seq1.xml · derivative · entry 3

Scheyer Eric J · CIK 0001589127 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Peak Sponsor II LLC

Disclosed balance after: 6,553,454

Underlying: Common Stock · 6,553,454 shares

Expires not disclosed

F3 · kind: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation.

F3 · price: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation.

F3 · derivative.exercise_date: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation.

F3 · derivative.expiration_date: Pursuant to the private placement warrants purchase agreement between the Sponsor and the registrant, dated as of January 8, 2021, the Sponsor purchased an aggregate of 6,553,454 private placement warrants to purchase Class A Common Stock on a one-for-one basis. In connection with the registrant's initial business combination, the private placement warrants became exercisable for Common Stock on a one-for-one basis at a price of $11.50 per share. The private placement warrants may be exercised only during the period commencing on January 8, 2022 and expiring five years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation.

F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-122206 · tm2129085-3_4seq1.xml · derivative · entry 2

Scheyer Eric J · CIK 0001589127 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Peak Sponsor II LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,982,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-122206 · tm2129085-3_4seq1.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Peak Sponsor II LLC

Disclosed balance after: 9,982,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-251488) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor II LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001140361-21-023383 · form4.xml · nonDerivative · entry 2

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,398

F2 · ownership.direct: The Reporting Person was awarded 17,932 RSUs, 50% of which vest on September 30, 2021, and the remainder of which vest on December 31, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc.

SEC source: 0001140361-21-023383 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,466

F1 · ownership.direct: The Reporting Person was awarded 9,444 restricted stock ("RSUs") units that fully vested on the grant date, June 30, 2021.

SEC source: 0001104659-21-058971 · tm2114745-5_4seq1.xml · derivative · entry 2

Scheyer Eric J · CIK 0001589127 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Peak Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,509,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · derivative.exercise_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · derivative.expiration_date: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-21-058971 · tm2114745-5_4seq1.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Peak Sponsor LLC

Disclosed balance after: 9,509,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F1 · price: As described in the registrant's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock were automatically convertible into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. In connection with the closing of the registrant's initial business combination, the outstanding shares of Class B common stock were converted into shares of Class A common stock.

F2 · ownership.direct: The securities reported herein are held directly by the Star Peak Sponsor LLC (the "Sponsor"). The reporting person has voting and investment discretion with respect to certain securities held by the Sponsor and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001140361-21-011450 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,022

F1 · ownership.direct: The Reporting Person was awarded 8,709 restricted stock units that fully vested on the grant date, March 31, 2021.

SEC source: 0001140361-21-009677 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,313

F1 · ownership.direct: The Reporting Person was awarded 19,945 restricted stock units, one-tenth of which vested on March 19, 2021, and the remainder of which vest in equal monthly installments on the first of each month beginning April 1, 2021 through December 1, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc.

SEC source: 0001140361-21-000341 · form4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,368

F1 · ownership.direct: Eric Scheyer was awarded 7,727 restricted shares that fully vested on the grant date, January 5, 2021.

SEC source: 0001104659-20-112335 · a4.xml · derivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Star Peak Sponsor LLC

Disclosed balance after: 9,589,626

Underlying: Class A common stock · 472,874 shares

Expires not disclosed

F2 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 472,874 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by Star Peak Sponsor LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-240267) under the heading "Description of Securities-Founder Shares", the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person has voting and investment discretion with respect to the securities held by the the Sponsor and may be deemed to have shared beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0000899243-20-028306 · doc4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,641

SEC source: 0000899243-20-018303 · doc4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,637

F1 · shares: The Reporting Person was awarded restricted shares that fully invested on June 30, 2020 in connection with the Reporting Person's service as a member of the board of directors of Great Elm Capital Group, Inc.

SEC source: 0000899243-20-011404 · doc4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,517

F1 · shares: The Reporting Person was awarded restricted shares that vest commencing April 10, 2020, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc.

SEC source: 0000899243-17-029586 · doc4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Purchase Agreement and Plan of Merger dated as of August 29, 2017, by and among Zenith Energy U.S., L.P., Zenith Energy U.S. GP, LLC, Zenith Energy U.S. Logistics Holdings, LLC, Zenith Energy U.S. Logistics, LLC, Arc Logistics Partners LP, Arc Logistic GP LLC, Lightfoot Capital Partners, LP and Lightfoot Capital Partners GP LLC, all of the common units and phantom units (each representing a contingent right to receive one common unit upon settlement) held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $16.50 per unit, subject to any required withholding taxes.

SEC source: 0000899243-17-007234 · doc4.xml · nonDerivative · entry 1

Scheyer Eric J · CIK 0001589127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: Represents an award of phantom units granted under the Arc Logistics Amended and Restated Long Term Incentive Plan. Each phantom unit represents a contingent right to receive one common unit upon settlement. The award is subject to a risk of forfeiture until July 18, 2017 and the economic benefits associated with the award do not begin to accrue until such date (e.g., eligibility to vest and eligibility to receive distribution equivalent rights). Unless earlier forfeited, the phantom units will vest in three equal annual installments on July 18, 2018, July 18, 2019 and July 18, 2020.