TapewireFind a company

person · Reporting owner

Kim Helen Susan

Disclosed activity across 6 companies

Tapewire entity
69539
SEC CIK
0001422772

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSEMBLY BIOSCIENCES, INC.ASMB · Entity 5216DirectorJune 11, 2020June 15, 2020
Aktis Oncology, Inc.AKTS · Entity 4711Director · 10% ownerJanuary 12, 2026January 12, 2026
Applied Molecular Transport Inc.AMTI · Entity 95737DirectorAugust 26, 2021August 27, 2021
EXICURE, INC.XCUR · Entity 8068DirectorJune 04, 2020June 08, 2020
PROTHENA CORP PUBLIC LTD COPRTA · Entity 2375DirectorMay 14, 2025May 16, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSEMBLY BIOSCIENCES, INC.

Report date June 11, 2020 · Filed June 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2030-06-11Direct10,000 Reported balance After 2020-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-11 · Grant · Acquired 10,000 · Balance 10,000

F1: Grant of stock options. The stock options vest, assuming continuous service, upon the earlier of (1) June 11, 2021 and (2) the date of the Issuer's 2021 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of stock options. The stock options vest, assuming continuous service, upon the earlier of (1) June 11, 2021 and (2) the date of the Issuer's 2021 annual meeting of stockholders.

Aktis Oncology, Inc.

Report date January 12, 2026 · Filed January 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote4,859,370 Reported balance After 2026-01-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-01-12 · Conversion · Acquired 4,859,370 · Balance 4,859,370

F1: Represents shares of the Issuer's Common Stock received upon conversion of shares of the Series A Redeemable Convertible Preferred Stock and Series B Redeemable Convertible Preferred Stock on a 3.8044-for-1 basis without payment of additional consideration.

F2: These shares are held by Vida Ventures II, LLC ("VV II"). VV Manager II, LLC ("VVM II") is the manager of VV II and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote5,671,825 Reported balance After 2026-01-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-01-12 · Purchase · Acquired 812,455 · Balance 5,671,825

F2: These shares are held by Vida Ventures II, LLC ("VV II"). VV Manager II, LLC ("VVM II") is the manager of VV II and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote134,842 Reported balance After 2026-01-12 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-01-12 · Conversion · Acquired 134,842 · Balance 134,842

F1: Represents shares of the Issuer's Common Stock received upon conversion of shares of the Series A Redeemable Convertible Preferred Stock and Series B Redeemable Convertible Preferred Stock on a 3.8044-for-1 basis without payment of additional consideration.

F3: These shares are held by Vida Ventures II-A, LLC ("VV II-A"). VVM II is the manager of VV II-A and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II-A. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II-A and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnote157,387 Reported balance After 2026-01-12 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-01-12 · Purchase · Acquired 22,545 · Balance 157,387

F3: These shares are held by Vida Ventures II-A, LLC ("VV II-A"). VVM II is the manager of VV II-A and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II-A. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II-A and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Series A Redeemable Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2026-01-12 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-01-12 · Conversion · Disposed 14,838,250 · Balance 0

F4: The Series A Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock without payment of additional consideration.

F2: These shares are held by Vida Ventures II, LLC ("VV II"). VV Manager II, LLC ("VVM II") is the manager of VV II and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Series A Redeemable Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2026-01-12 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-01-12 · Conversion · Disposed 411,750 · Balance 0

F4: The Series A Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock without payment of additional consideration.

F3: These shares are held by Vida Ventures II-A, LLC ("VV II-A"). VVM II is the manager of VV II-A and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II-A. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II-A and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Series B Redeemable Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2026-01-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-01-12 · Conversion · Disposed 3,648,750 · Balance 0

F5: The Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock without payment of additional consideration.

F2: These shares are held by Vida Ventures II, LLC ("VV II"). VV Manager II, LLC ("VVM II") is the manager of VV II and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Series B Redeemable Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2026-01-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-01-12 · Conversion · Disposed 101,250 · Balance 0

F5: The Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock without payment of additional consideration.

F3: These shares are held by Vida Ventures II-A, LLC ("VV II-A"). VVM II is the manager of VV II-A and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II-A. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II-A and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's Common Stock received upon conversion of shares of the Series A Redeemable Convertible Preferred Stock and Series B Redeemable Convertible Preferred Stock on a 3.8044-for-1 basis without payment of additional consideration.

F2: These shares are held by Vida Ventures II, LLC ("VV II"). VV Manager II, LLC ("VVM II") is the manager of VV II and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

F3: These shares are held by Vida Ventures II-A, LLC ("VV II-A"). VVM II is the manager of VV II-A and may be deemed to have voting, investment and dispositive power with respect to the shares held by VV II-A. Arie Belldegrun, Fred Cohen, and Leonard Potter, the members of the management committee of VVM II, along with the other members of the investment committee of VVM II, Rajul Jain, Joshua Kazam, and the Reporting Person, a member of the Issuer's board of directors, may be deemed to share voting, investment and dispositive power over the shares held by VV II-A and each such person disclaims beneficial ownership of the securities except to the extent of such person's pecuniary interest therein.

F4: The Series A Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock without payment of additional consideration.

F5: The Series B Redeemable Convertible Preferred Stock had no expiration date and automatically converted into the Issuer's Common Stock on a 3.8044-for-1 basis immediately prior to the closing of the Issuer's initial public offering of its Common Stock without payment of additional consideration.

Applied Molecular Transport Inc.

Report date August 26, 2021 · Filed August 27, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect575,000 Ending reported balance After 2021-08-27 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2021-08-26 · Sale · Disposed 13,505 · Balance 576,509

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on July 7, 2021.

F2: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.915, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2021-08-26 · Sale · Disposed 558 · Balance 575,951

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on July 7, 2021.

F3: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.045, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2021-08-27 · Sale · Disposed 701 · Balance 575,250

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on July 7, 2021.

F4: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.24, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 4 · 2021-08-27 · Sale · Disposed 250 · Balance 575,000

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on July 7, 2021.

F5: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.98, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on July 7, 2021.

F2: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.915, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.045, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $31.24, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.98, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

EXICURE, INC.

Report date June 04, 2020 · Filed June 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.79 · Expires 2030-06-03Direct21,693 Reported balance After 2020-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-04 · Grant · Acquired 21,693 · Balance 21,693

F1: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of June 4, 2020, provided the Reporting Person remains in continuous service on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest as to 1/12 of the underlying shares monthly from the vesting commencement date of June 4, 2020, provided the Reporting Person remains in continuous service on each vesting date.

PROTHENA CORP PUBLIC LTD CO

Report date May 14, 2025 · Filed May 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.89 · Expires 2035-05-14Direct20,183 Reported balance After 2025-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-05-14 · Grant · Acquired 20,183 · Balance 20,183

F1: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2026 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2026 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Kite Pharma, Inc.

Report date October 03, 2017 · Filed October 05, 2017

Section 16 reporting ended · disclosed 2017-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-10-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-10-03 · Other · Disposed 4,193 · Balance 17,500

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement and the Offer (as defined in the Merger Agreement), each share of Company common stock held by the Reporting Person, other than the shares described in Notes 3 and 4 below, was validly tendered for $180 per share in cash, without interest and subject to any required withholding of taxes.

Row 2 · 2017-10-03 · Disposition to issuer · Disposed 17,500 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F3: Represents shares of Company common stock underlying restricted stock units with respect to Company common stock, including all time-vesting and all performance-vesting restricted stock units (each a "Company Restricted Stock Unit"), held by the Reporting Person.

F4: Pursuant to the terms of the Merger Agreement, each Company Restricted Stock Unit was assumed and converted into a restricted stock unit denominated in shares of Parent common stock, on the same terms and conditions as were then applicable under such Company Restricted Stock Unit (including applicable performance vesting conditions), and relating to a number of shares of Parent common stock equal to the product of (i) the total number of shares of Company common stock subject to such Company Restricted Stock Unit multiplied by (ii) the quotient of (A) $180.00 divided by (B) the volume-weighted average closing sale price of a share of Parent common stock for the fifteen full consecutive trading days ending on and including September 28, 2017 ($83.12) (such quotient, the "Equity Award Conversion Ratio").

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.90 · Expires 2024-12-14Direct0 Reported balance After 2017-10-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-10-03 · Disposition to issuer · Disposed 3,752 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F6: This vested option was cancelled at the effective time of the Merger in exchange for a cash payment equal to $180.00, less the exercise price of the option.

F5: This option provided for 25% vesting on November 10, 2015, and vesting thereafter in 36 equal monthly installments.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.90 · Expires 2024-12-14Direct0 Reported balance After 2017-10-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-10-03 · Disposition to issuer · Disposed 52,500 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F7: Pursuant to the terms of the Merger Agreement, each option to purchase Company common stock (each, a "Company Option") then outstanding and unexercised, other than any vested in-the-money Company Option, was assumed and converted into an option to purchase a number of shares of Parent common stock, on the same terms and subject to the same conditions as were applicable to such Company Option, equal to the product of (i) the total number of shares of Company common stock subject to such Company Option multiplied by (ii) the Equity Award Conversion Ratio, and with an exercise price equal to the quotient of (i) the exercise price of such Company Option divided by (ii) the Equity Award Conversion Ratio.

F5: This option provided for 25% vesting on November 10, 2015, and vesting thereafter in 36 equal monthly installments.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.43 · Expires 2025-05-18Direct0 Reported balance After 2017-10-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-10-03 · Disposition to issuer · Disposed 2,499 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F6: This vested option was cancelled at the effective time of the Merger in exchange for a cash payment equal to $180.00, less the exercise price of the option.

F5: This option provided for 25% vesting on November 10, 2015, and vesting thereafter in 36 equal monthly installments.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.43 · Expires 2025-05-18Direct0 Reported balance After 2017-10-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-10-03 · Disposition to issuer · Disposed 35,000 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F7: Pursuant to the terms of the Merger Agreement, each option to purchase Company common stock (each, a "Company Option") then outstanding and unexercised, other than any vested in-the-money Company Option, was assumed and converted into an option to purchase a number of shares of Parent common stock, on the same terms and subject to the same conditions as were applicable to such Company Option, equal to the product of (i) the total number of shares of Company common stock subject to such Company Option multiplied by (ii) the Equity Award Conversion Ratio, and with an exercise price equal to the quotient of (i) the exercise price of such Company Option divided by (ii) the Equity Award Conversion Ratio.

F5: This option provided for 25% vesting on November 10, 2015, and vesting thereafter in 36 equal monthly installments.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.87 · Expires 2025-12-16Direct0 Reported balance After 2017-10-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-10-03 · Disposition to issuer · Disposed 14,438 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F6: This vested option was cancelled at the effective time of the Merger in exchange for a cash payment equal to $180.00, less the exercise price of the option.

F8: This option provided for 25% vesting on December 17, 2016, and vesting thereafter in 36 equal monthly installments.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.87 · Expires 2025-12-16Direct0 Reported balance After 2017-10-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-10-03 · Disposition to issuer · Disposed 18,562 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F7: Pursuant to the terms of the Merger Agreement, each option to purchase Company common stock (each, a "Company Option") then outstanding and unexercised, other than any vested in-the-money Company Option, was assumed and converted into an option to purchase a number of shares of Parent common stock, on the same terms and subject to the same conditions as were applicable to such Company Option, equal to the product of (i) the total number of shares of Company common stock subject to such Company Option multiplied by (ii) the Equity Award Conversion Ratio, and with an exercise price equal to the quotient of (i) the exercise price of such Company Option divided by (ii) the Equity Award Conversion Ratio.

F8: This option provided for 25% vesting on December 17, 2016, and vesting thereafter in 36 equal monthly installments.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.09 · Expires 2026-12-21Direct0 Reported balance After 2017-10-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-10-03 · Disposition to issuer · Disposed 38,500 · Balance 0

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F7: Pursuant to the terms of the Merger Agreement, each option to purchase Company common stock (each, a "Company Option") then outstanding and unexercised, other than any vested in-the-money Company Option, was assumed and converted into an option to purchase a number of shares of Parent common stock, on the same terms and subject to the same conditions as were applicable to such Company Option, equal to the product of (i) the total number of shares of Company common stock subject to such Company Option multiplied by (ii) the Equity Award Conversion Ratio, and with an exercise price equal to the quotient of (i) the exercise price of such Company Option divided by (ii) the Equity Award Conversion Ratio.

F9: This option provides for 25% vesting on December 22, 2017, and vesting thereafter in 36 equal monthly installments.

Filing footnotes · ownership attribution and instrument terms

F1: On August 27, 2017, Kite Pharma, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (the "Merger Agreement") with Gilead Sciences, Inc., a Delaware corporation ("Parent"), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Purchaser"). On October 3, 2017, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation (the "Merger") and becoming a wholly-owned subsidiary of Parent.

F2: Pursuant to the terms of the Merger Agreement and the Offer (as defined in the Merger Agreement), each share of Company common stock held by the Reporting Person, other than the shares described in Notes 3 and 4 below, was validly tendered for $180 per share in cash, without interest and subject to any required withholding of taxes.

F3: Represents shares of Company common stock underlying restricted stock units with respect to Company common stock, including all time-vesting and all performance-vesting restricted stock units (each a "Company Restricted Stock Unit"), held by the Reporting Person.

F4: Pursuant to the terms of the Merger Agreement, each Company Restricted Stock Unit was assumed and converted into a restricted stock unit denominated in shares of Parent common stock, on the same terms and conditions as were then applicable under such Company Restricted Stock Unit (including applicable performance vesting conditions), and relating to a number of shares of Parent common stock equal to the product of (i) the total number of shares of Company common stock subject to such Company Restricted Stock Unit multiplied by (ii) the quotient of (A) $180.00 divided by (B) the volume-weighted average closing sale price of a share of Parent common stock for the fifteen full consecutive trading days ending on and including September 28, 2017 ($83.12) (such quotient, the "Equity Award Conversion Ratio").

F5: This option provided for 25% vesting on November 10, 2015, and vesting thereafter in 36 equal monthly installments.

F6: This vested option was cancelled at the effective time of the Merger in exchange for a cash payment equal to $180.00, less the exercise price of the option.

F7: Pursuant to the terms of the Merger Agreement, each option to purchase Company common stock (each, a "Company Option") then outstanding and unexercised, other than any vested in-the-money Company Option, was assumed and converted into an option to purchase a number of shares of Parent common stock, on the same terms and subject to the same conditions as were applicable to such Company Option, equal to the product of (i) the total number of shares of Company common stock subject to such Company Option multiplied by (ii) the Equity Award Conversion Ratio, and with an exercise price equal to the quotient of (i) the exercise price of such Company Option divided by (ii) the Equity Award Conversion Ratio.

F8: This option provided for 25% vesting on December 17, 2016, and vesting thereafter in 36 equal monthly installments.

F9: This option provides for 25% vesting on December 22, 2017, and vesting thereafter in 36 equal monthly installments.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 79,949 $0.00 Strike: $53.90 $0.00
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · derivative · entry 8

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,002

Underlying: Common Stock · 79,949 shares

Expires 2024-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 13,274 $121.37 $1,611,065.38
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 7

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.04 to $121.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 31,165 $120.40 $3,752,266.00
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 6

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,938

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.04 to $121.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 18,936 $119.94 $2,271,183.84
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 5

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,103

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.04 to $120.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 3,800 $118.61 $450,718.00
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 4

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,039

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.04 to $119.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 1,700 $117.27 $199,359.00
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 3

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,839

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.90 to $117.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 11,074 $115.02 $1,273,731.48
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,539

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:57 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 79,949 $53.90 $4,309,251.10
Disclosure

SEC source: 0001209191-17-048434 · doc4.xml · nonDerivative · entry 1

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,550 $0.00 Strike: $53.90 $0.00
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · derivative · entry 8

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,951

Underlying: Common Stock · 16,550 shares

Expires 2024-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,099 $0.00 Strike: $51.43 $0.00
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · derivative · entry 7

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,099 shares

Expires 2025-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 25% of the 120,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 672 $111.60 $74,995.20
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · nonDerivative · entry 6

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.50 to $111.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,725 $110.55 $301,248.75
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · nonDerivative · entry 5

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $111.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 7,448 $109.74 $817,343.52
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · nonDerivative · entry 4

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,061

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.32 to $110.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 15,804 $108.75 $1,718,685.00
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · nonDerivative · entry 3

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,509

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.30 to $109.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 16,550 $53.90 $892,045.00
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · nonDerivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2017 Filed Aug 1, 2017 19:00 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 10,099 $51.43 $519,391.57
Disclosure

SEC source: 0001209191-17-046974 · doc4.xml · nonDerivative · entry 1

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $51.43 $0.00
Disclosure

SEC source: 0001209191-17-037803 · doc4.xml · derivative · entry 3

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,099

Underlying: Common Stock · 2,400 shares

Expires 2025-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 120,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,400 $72.45 $173,880.00
Disclosure

SEC source: 0001209191-17-037803 · doc4.xml · nonDerivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 17:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 2,400 $51.43 $123,432.00
Disclosure

SEC source: 0001209191-17-037803 · doc4.xml · nonDerivative · entry 1

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:08 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $53.90 $0.00
Disclosure

SEC source: 0001209191-17-029754 · doc4.xml · derivative · entry 3

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,501

Underlying: Common Stock · 2,400 shares

Expires 2024-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:08 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,400 $82.12 $197,088.00
Disclosure

SEC source: 0001209191-17-029754 · doc4.xml · nonDerivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

Read SEC document
May 01, 2017 Filed May 3, 2017 18:08 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 2,400 $53.90 $129,360.00
Disclosure

SEC source: 0001209191-17-029754 · doc4.xml · nonDerivative · entry 1

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:16 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $53.90 $0.00
Disclosure

SEC source: 0001209191-17-024743 · doc4.xml · derivative · entry 3

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,901

Underlying: Common Stock · 2,400 shares

Expires 2024-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:16 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,400 $81.80 $196,320.00
Disclosure

SEC source: 0001209191-17-024743 · doc4.xml · nonDerivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:16 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 2,400 $53.90 $129,360.00
Disclosure

SEC source: 0001209191-17-024743 · doc4.xml · nonDerivative · entry 1

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $53.90 $0.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · derivative · entry 24

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,301

Underlying: Common Stock · 2,400 shares

Expires 2024-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 400 $79.92 $31,968.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 21

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.69 to $80.38 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 600 $79.26 $47,556.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 20

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,064

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.65 to $79.61 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 200 $76.93 $15,386.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 19

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.86 to $77.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 200 $75.52 $15,104.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 18

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,864

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.25 to $75.79 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 100 $73.64 $7,364.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 17

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,064

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 200 $72.69 $14,538.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 16

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.55 to $72.83 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 200 $71.23 $14,246.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 15

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,364

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.09 to $71.36 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 300 $70.29 $21,087.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 14

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,564

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.89 to $70.71 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 200 $68.95 $13,790.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 13

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,864

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.66 to $69.23 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 2,400 $53.90 $129,360.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 12

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,299 $0.00 Strike: $53.90 $0.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · derivative · entry 23

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,701

Underlying: Common Stock · 16,299 shares

Expires 2024-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: 25% of the 180,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 31,601 $0.00 Strike: $51.43 $0.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · derivative · entry 22

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,499

Underlying: Common Stock · 31,601 shares

Expires 2025-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: 25% of the 120,000 shares subject to the stock option vested and became exercisable on November 10, 2015, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 300 $72.60 $21,780.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 11

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.59 to $72.60 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 1,800 $71.65 $128,970.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 10

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,964

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.54 to $71.80 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 9,049 $71.16 $643,926.84
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 9

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,764

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.54 to $71.52 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,553 $69.63 $177,765.39
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 8

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,813

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.25 to $69.91 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 900 $68.74 $61,866.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 7

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,366

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.25 to $69.19 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,500 $67.49 $168,725.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 6

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,266

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.91 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 10,326 $66.32 $684,820.32
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 5

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,766

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 18,072 $65.81 $1,189,318.32
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 4

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,092

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.99 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 SaleCommon Stock 2,400 $63.00 $151,200.00
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 3

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,164

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 16,299 $53.90 $878,516.10
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 06:05 UTC Kite Pharma, Inc. KITE · Entity 172664 Exercise / conversionCommon Stock 31,601 $51.43 $1,625,239.43
Disclosure

SEC source: 0000899243-17-005888 · doc4.xml · nonDerivative · entry 1

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2016 Filed Dec 27, 2016 17:29 UTC Kite Pharma, Inc. KITE · Entity 172664 GrantEmployee Stock Option (Right to Buy) · Derivative 38,500 $0.00 Strike: $46.09 $0.00
Disclosure

SEC source: 0001209191-16-156834 · doc4.xml · derivative · entry 2

Kim Helen Susan · CIK 0001422772 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,500

Underlying: Common Stock · 38,500 shares

Expires 2026-12-22

F1 · derivative.exercise_date: 25% of the shares subject to the stock option vest and become exercisable on the first anniversary of the grant date, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.