Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
First Trust Intermediate Duration Preferred & Income Fund
Report date May 22, 2013 · Filed January 20, 2026
Section 16 reporting ended · disclosed 2026-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 47,712 |
Reported balance
Holding disclosure · report date 2013-05-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,712 |
| Common SharesSEC Table I · non-derivative | Indirectby Spouse | 35,000 |
Reported balance
Holding disclosure · report date 2013-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 35,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2023 Filed Dec 15, 2023 10:59 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 15,000 | $16.47 | $246,999.00 |
DisclosureSEC source: 0001445546-23-008367 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse Disclosed balance after: 35,000 Read SEC document |
| November 21, 2023 Filed Dec 8, 2023 14:37 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 17,500 | $17.56 | $307,221.25 |
DisclosureSEC source: 0001445546-23-008286 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,712 Read SEC document |
| October 05, 2022 Filed Oct 5, 2022 14:51 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 7,500 | $16.48 | $123,627.00 |
DisclosureSEC source: 0001445546-22-006669 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| September 15, 2022 Filed Sep 15, 2022 17:14 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 7,500 | $18.05 | $135,375.00 |
DisclosureSEC source: 0001445546-22-005988 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 14:38 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 7,500 | $13.15 | $98,625.00 |
DisclosureSEC source: 0001445546-20-001604 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 20,000 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:25 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 2,500 | $19.13 | $47,812.50 |
DisclosureSEC source: 0001445546-20-001414 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 17:01 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 2,500 | $18.74 | $46,841.25 |
DisclosureSEC source: 0001445546-18-005436 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 12,500 Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 14:42 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 2,500 | $19.52 | $48,799.75 |
DisclosureSEC source: 0001445546-18-005380 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 16:22 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 5,000 | $21.88 | $109,375.00 |
DisclosureSEC source: 0001445546-18-002661 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 20,000 Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 10:44 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | OtherCommon Shares | 450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001445546-18-000304 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 15,000 F1 · security: As of January 18, 2018 the Son of the Reporting Person is deemed to be domiciled in his own principal residence. The transactions previously reported on September 22, 2016 and November 14, 2016 are being removed from the Reporting Person's Indirect Ownership. F1 · price: As of January 18, 2018 the Son of the Reporting Person is deemed to be domiciled in his own principal residence. The transactions previously reported on September 22, 2016 and November 14, 2016 are being removed from the Reporting Person's Indirect Ownership. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 09:07 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 225 | $21.48 | $4,831.88 |
DisclosureSEC source: 0001445546-16-011290 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 15,450 Read SEC document |
| September 22, 2016 Filed Sep 22, 2016 13:18 UTC | First Trust Intermediate Duration Preferred & Income Fund FPF · Entity 4913 | PurchaseCommon Shares | 225 | $23.19 | $5,218.43 |
DisclosureSEC source: 0001445546-16-010524 · fleming4_fpf.xml · nonDerivative · entry 1 FLEMING SCOTT T · CIK 0001367445 · Officer-Investment Sub-Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · by Son Disclosed balance after: 15,225 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.