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Grondin Richard

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69105
SEC CIK
0001819004

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CompanyLast reported asReport datePublished
PERMA FIX ENVIRONMENTAL SERVICES INCPESI · Entity 5704EVP of Hanford & Int. Waste OpJanuary 20, 2026January 21, 2026

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PERMA FIX ENVIRONMENTAL SERVICES INC

Report date January 20, 2026 · Filed January 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,308 Ending reported balance After 2026-01-20 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-01-20 · Exercise / conversion · Acquired 5,000 · Balance 39,592

F1: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

Row 2 · 2026-01-20 · Tax withholding · Disposed 2,555 · Balance 37,037

F1: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

Row 3 · 2026-01-20 · Exercise / conversion · Acquired 6,000 · Balance 43,037

F2: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

Row 4 · 2026-01-20 · Tax withholding · Disposed 1,729 · Balance 41,308

F2: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.01 · Expires 2027-10-14Direct5,000 Reported balance After 2026-01-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-01-20 · Exercise / conversion · Disposed 5,000 · Balance 5,000

F1: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

F3: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan for the purchase of up to 25,000 shares of the Company's Common Stock. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.95 · Expires 2029-01-19Direct12,000 Reported balance After 2026-01-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-01-20 · Exercise / conversion · Disposed 6,000 · Balance 12,000

F2: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

F4: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan for the purchase of up to 30,000 shares of the Company's Common Stock.The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Filing footnotes · ownership attribution and instrument terms

F1: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

F2: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

F3: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan for the purchase of up to 25,000 shares of the Company's Common Stock. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F4: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan for the purchase of up to 30,000 shares of the Company's Common Stock.The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2026 Filed Jan 21, 2026 09:26 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001493152-26-003012 · ownership.xml · derivative · entry 6

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 6,000 shares

Expires 2029-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

F4 · derivative.exercise_date: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan for the purchase of up to 30,000 shares of the Company's Common Stock.The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 09:26 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001493152-26-003012 · ownership.xml · derivative · entry 5

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

F3 · derivative.exercise_date: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan for the purchase of up to 25,000 shares of the Company's Common Stock. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 09:26 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 1,729 $13.71 $23,704.59
Disclosure

SEC source: 0001493152-26-003012 · ownership.xml · nonDerivative · entry 4

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,308

F2 · shares: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 09:26 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 6,000 $3.95 $23,700.00
Disclosure

SEC source: 0001493152-26-003012 · ownership.xml · nonDerivative · entry 3

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: January 20, 2026,, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 1,729 shares of Common Stock ($23,700 divided by $13.71) to pay the aggregate exercise price of the option.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 09:26 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 2,555 $13.71 $35,029.05
Disclosure

SEC source: 0001493152-26-003012 · ownership.xml · nonDerivative · entry 2

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,037

F1 · shares: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

Read SEC document
January 20, 2026 Filed Jan 21, 2026 09:26 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 5,000 $7.01 $35,025.00
Disclosure

SEC source: 0001493152-26-003012 · ownership.xml · nonDerivative · entry 1

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 20, 2026, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on January 20, 2026, (as determined in accordance with the 2017 Plan) was $13.71 per share, the Company withheld 2,555 shares of Common Stock ($35,025 divided by $13.71) to pay the aggregate exercise price of the option.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001641172-25-019702 · ownership.xml · derivative · entry 6

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 6,000 shares

Expires 2029-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On July 14, 2025, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on July 14, 2025 (as determined in accordance with the 2017 Plan) was $11.32 per share, the Company withheld 2,094 shares of Common Stock ($23,700 divided by $11.32) to pay the aggregate exercise price of the option.

F4 · derivative.exercise_date: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan for the purchase of up to 30,000 shares of the Company's Common Stock. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001641172-25-019702 · ownership.xml · derivative · entry 5

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2027-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 14, 2025, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on July 14, 2025 (as determined in accordance with the 2017 Plan) was $11.32 per share, the Company withheld 3,094 shares of Common Stock ($35,025 divided by $11.32) to pay the aggregate exercise price of the option.

F3 · derivative.exercise_date: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan for the purchase of up to 25,000 shares of the Company's Common Stock. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 2,094 $11.32 $23,704.08
Disclosure

SEC source: 0001641172-25-019702 · ownership.xml · nonDerivative · entry 4

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,592

F2 · shares: On July 14, 2025, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on July 14, 2025 (as determined in accordance with the 2017 Plan) was $11.32 per share, the Company withheld 2,094 shares of Common Stock ($23,700 divided by $11.32) to pay the aggregate exercise price of the option.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 6,000 $3.95 $23,700.00
Disclosure

SEC source: 0001641172-25-019702 · ownership.xml · nonDerivative · entry 3

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On July 14, 2025, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on July 14, 2025 (as determined in accordance with the 2017 Plan) was $11.32 per share, the Company withheld 2,094 shares of Common Stock ($23,700 divided by $11.32) to pay the aggregate exercise price of the option.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 3,094 $11.32 $35,024.08
Disclosure

SEC source: 0001641172-25-019702 · ownership.xml · nonDerivative · entry 2

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,686

F1 · shares: On July 14, 2025, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on July 14, 2025 (as determined in accordance with the 2017 Plan) was $11.32 per share, the Company withheld 3,094 shares of Common Stock ($35,025 divided by $11.32) to pay the aggregate exercise price of the option.

Read SEC document
July 14, 2025 Filed Jul 15, 2025 16:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 5,000 $7.01 $35,025.00
Disclosure

SEC source: 0001641172-25-019702 · ownership.xml · nonDerivative · entry 1

Grondin Richard · CIK 0001819004 · EVP of Hanford & Int. Waste Op

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On July 14, 2025, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 5,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $35,025. Since the fair market value of the Company's Common Stock on July 14, 2025 (as determined in accordance with the 2017 Plan) was $11.32 per share, the Company withheld 3,094 shares of Common Stock ($35,025 divided by $11.32) to pay the aggregate exercise price of the option.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 6,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · derivative · entry 9

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 6,000 shares

Expires 2029-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 of the 30,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 2,048 shares of Common Stock ($23,700 divided by $11.57) to pay the aggregate exercise price of the option.

F6 · derivative.exercise_date: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · derivative · entry 8

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 10,000 shares

Expires 2027-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 10,000 of the 25,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $70,050. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 6,054 shares of Common Stock ($70,050 divided by $11.57) to pay the aggregate exercise price of the option.

F5 · derivative.exercise_date: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · derivative · entry 7

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2025-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of the remaining 2,000 shares of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $6,300. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 545 shares of Common Stock ($6,300 divided by $11.57) to pay the aggregate exercise price of the option.

F4 · derivative.exercise_date: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F1 · balance_after: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of the remaining 2,000 shares of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $6,300. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 545 shares of Common Stock ($6,300 divided by $11.57) to pay the aggregate exercise price of the option.

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March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 2,048 $11.57 $23,695.36
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · nonDerivative · entry 6

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,780

F3 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 of the 30,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 2,048 shares of Common Stock ($23,700 divided by $11.57) to pay the aggregate exercise price of the option.

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March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 6,000 $3.95 $23,700.00
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · nonDerivative · entry 5

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/19/2023 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 6,000 of the 30,000 shares of the Company's Common Stock at an exercise price of $3.95 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $23,700. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 2,048 shares of Common Stock ($23,700 divided by $11.57) to pay the aggregate exercise price of the option.

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March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 6,054 $11.57 $70,044.78
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · nonDerivative · entry 4

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,828

F2 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 10,000 of the 25,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $70,050. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 6,054 shares of Common Stock ($70,050 divided by $11.57) to pay the aggregate exercise price of the option.

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March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 10,000 $7.01 $70,050.00
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · nonDerivative · entry 3

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 10,000 of the 25,000 shares of the Company's Common Stock at an exercise price of $7.005 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $70,050. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 6,054 shares of Common Stock ($70,050 divided by $11.57) to pay the aggregate exercise price of the option.

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March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 545 $11.57 $6,305.65
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · nonDerivative · entry 2

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,882

F1 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of the remaining 2,000 shares of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $6,300. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 545 shares of Common Stock ($6,300 divided by $11.57) to pay the aggregate exercise price of the option.

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March 26, 2024 Filed Mar 27, 2024 16:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 2,000 $3.15 $6,300.00
Disclosure

SEC source: 0001493152-24-011518 · ownership.xml · nonDerivative · entry 1

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On March 26, 2024, the Reporting Person exercised the incentive stock option granted 1/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of the remaining 2,000 shares of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $6,300. Since the fair market value of the Company's Common Stock on March 26, 2024 (as determined in accordance with the 2017 Plan) was $11.57 per share, the Company withheld 545 shares of Common Stock ($6,300 divided by $11.57) to pay the aggregate exercise price of the option.

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October 02, 2023 Filed Oct 4, 2023 12:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 8,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001493152-23-035606 · ownership.xml · derivative · entry 6

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 8,000 shares

Expires 2025-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 8,000 of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $25,200. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 2,491 shares of Common Stock ($25,200,000 divided by $10.115) to pay the aggregate exercise price of the option.

F4 · derivative.exercise_date: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F2 · balance_after: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 8,000 of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $25,200. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 2,491 shares of Common Stock ($25,200,000 divided by $10.115) to pay the aggregate exercise price of the option.

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October 02, 2023 Filed Oct 4, 2023 12:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 20,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001493152-23-035606 · ownership.xml · derivative · entry 5

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 20,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $72,000. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 7,118 shares of Common Stock ($72,000 divided by $10.115) to pay the aggregate exercise price of the option.

F3 · derivative.exercise_date: Incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F1 · balance_after: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 20,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $72,000. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 7,118 shares of Common Stock ($72,000 divided by $10.115) to pay the aggregate exercise price of the option.

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October 02, 2023 Filed Oct 4, 2023 12:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 2,491 $10.12 $25,196.47
Disclosure

SEC source: 0001493152-23-035606 · ownership.xml · nonDerivative · entry 4

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,427

F2 · shares: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 8,000 of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $25,200. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 2,491 shares of Common Stock ($25,200,000 divided by $10.115) to pay the aggregate exercise price of the option.

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October 02, 2023 Filed Oct 4, 2023 12:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 8,000 $3.15 $25,200.00
Disclosure

SEC source: 0001493152-23-035606 · ownership.xml · nonDerivative · entry 3

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 8,000 of the 10,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $25,200. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 2,491 shares of Common Stock ($25,200,000 divided by $10.115) to pay the aggregate exercise price of the option.

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October 02, 2023 Filed Oct 4, 2023 12:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 7,118 $10.12 $71,998.57
Disclosure

SEC source: 0001493152-23-035606 · ownership.xml · nonDerivative · entry 2

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,918

F1 · shares: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 20,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $72,000. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 7,118 shares of Common Stock ($72,000 divided by $10.115) to pay the aggregate exercise price of the option.

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October 02, 2023 Filed Oct 4, 2023 12:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 20,000 $3.60 $72,000.00
Disclosure

SEC source: 0001493152-23-035606 · ownership.xml · nonDerivative · entry 1

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 2, 2023, the Reporting Person exercised the incentive stock option granted 10/19/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 20,000 shares of the Company's Common Stock at an exercise price of $3.60 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $72,000. Since the fair market value of the Company's Common Stock on October 2, 2023 (as determined in accordance with the 2017 Plan) was $10.115 per share, the Company withheld 7,118 shares of Common Stock ($72,000 divided by $10.115) to pay the aggregate exercise price of the option.

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January 19, 2023 Filed Jan 23, 2023 13:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 GrantStock Option · Derivative 30,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001493152-23-002161 · ownership.xml · derivative · entry 5

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-01-19

F4 · derivative.exercise_date: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

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September 08, 2022 Filed Sep 9, 2022 09:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 1,000 $4.87 $4,870.00
Disclosure

SEC source: 0001493152-22-025451 · ownership.xml · nonDerivative · entry 1

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Read SEC document
October 14, 2021 Filed Oct 18, 2021 11:21 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 GrantStock Option · Derivative 25,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001493152-21-025655 · ownership.xml · derivative · entry 4

Grondin Richard · CIK 0001819004 · EVP of Waste Treatment Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-10-14

F3 · derivative.exercise_date: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.