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person · Reporting owner

Takimoto Chris H

Disclosed activity across 3 companies

Tapewire entity
69059
SEC CIK
0001743780

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALX ONCOLOGY HOLDINGS INCALXO · Entity 6040DirectorJanuary 20, 2026January 21, 2026
IGM Biosciences, Inc.IGMS · Entity 76422CHIEF MEDICAL OFFICERSeptember 13, 2024September 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALX ONCOLOGY HOLDINGS INC

Report date January 20, 2026 · Filed January 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2036-01-19Direct40,400 Reported balance After 2026-01-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-20 · Grant · Acquired 40,400 · Balance 40,400

F1: Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026.

IGM Biosciences, Inc.

Report date September 13, 2024 · Filed September 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect154,331 Reported balance After 2024-09-13 transaction · row 1
1 source row

Row 1 · 2024-09-13 · Sale · Disposed 1,487 · Balance 154,331

F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2: This transaction was executed in multiple trades at prices ranging from $11.20 to $11.795. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2: This transaction was executed in multiple trades at prices ranging from $11.20 to $11.795. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Forty Seven, Inc.

Report date April 07, 2020 · Filed April 07, 2020

Section 16 reporting ended · disclosed 2020-04-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-07 transaction · row 1
1 source row

Row 1 · 2020-04-07 · Disposition to issuer · Disposed 3,906 · Balance 0

F1: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger") in exchange for $95.50 per share, net to the holder in cash, without interest and subject to any withholding of taxes, upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.02 · Expires 2026-02-25Direct0 Reported balance After 2020-04-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-07 · Disposition to issuer · Disposed 58,114 · Balance 0

F2: This option was canceled in the Merger in exchange for a cash payment of $5,432,787.29, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.88 · Expires 2027-08-14Direct0 Reported balance After 2020-04-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-07 · Disposition to issuer · Disposed 4,570 · Balance 0

F3: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning August 15, 2017, subject to the Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $414,121.98, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.27 · Expires 2027-11-27Direct0 Reported balance After 2020-04-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-04-07 · Disposition to issuer · Disposed 70,398 · Balance 0

F4: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning November 8, 2017, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,352,011.54, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.76 · Expires 2028-04-26Direct0 Reported balance After 2020-04-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-04-07 · Disposition to issuer · Disposed 44,710 · Balance 0

F5: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning March 1, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $3,878,257.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.75 · Expires 2029-12-12Direct0 Reported balance After 2020-04-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-04-07 · Disposition to issuer · Disposed 113,153 · Balance 0

F6: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning December 13, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,760,891.75, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger") in exchange for $95.50 per share, net to the holder in cash, without interest and subject to any withholding of taxes, upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F2: This option was canceled in the Merger in exchange for a cash payment of $5,432,787.29, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F3: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning August 15, 2017, subject to the Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $414,121.98, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F4: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning November 8, 2017, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,352,011.54, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F5: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning March 1, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $3,878,257.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F6: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning December 13, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,760,891.75, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2026 Filed Jan 21, 2026 21:30 UTC ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 GrantStock option (right to buy) · Derivative 40,400 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001193125-26-018022 · ownership.xml · derivative · entry 1

Takimoto Chris H · CIK 0001743780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,400

Underlying: Common Stock · 40,400 shares

Expires 2036-01-19

F1 · derivative.exercise_date: Shares subject to the option vest in 12 equal monthly installments beginning on February 20, 2026.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 23:27 UTC ALX ONCOLOGY HOLDINGS INC ALXO · Entity 6040 GrantCommon Stock (right to buy) · Derivative 40,400 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001415889-25-001977 · form4-01232025_110135.xml · derivative · entry 1

Takimoto Chris H · CIK 0001743780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,400

Underlying: Common Stock · 40,400 shares

Expires 2035-01-20

F1 · derivative.exercise_date: Shares subject to the option vest in 36 equal monthly installments beginning on February 21, 2025.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 20:55 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 1,487 $11.54 $17,158.20
Disclosure

SEC source: 0001415889-24-023588 · form4-09182024_120952.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,331

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.20 to $11.795. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 20:44 UTC IGM Biosciences, Inc. IGMS · Entity 76422 Disposition to issuerStock Option (right to buy) · Derivative 150,000 Not disclosed Strike: $68.01 Not disclosed
Disclosure

SEC source: 0001415889-24-020005 · form4-07242024_120716.xml · derivative · entry 3

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2031-07-30

F2 · kind: Pursuant to the Issuer's previously disclosed option exchange program, on July 19, 2024 the Issuer cancelled the Reporting Person's options to purchase 150,000 shares of the Issuer's Common Stock and in exchange issued RSU grants of 43,750 shares and 16,250 shares.

F2 · price: Pursuant to the Issuer's previously disclosed option exchange program, on July 19, 2024 the Issuer cancelled the Reporting Person's options to purchase 150,000 shares of the Issuer's Common Stock and in exchange issued RSU grants of 43,750 shares and 16,250 shares.

F2 · derivative.exercise_date: Pursuant to the Issuer's previously disclosed option exchange program, on July 19, 2024 the Issuer cancelled the Reporting Person's options to purchase 150,000 shares of the Issuer's Common Stock and in exchange issued RSU grants of 43,750 shares and 16,250 shares.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 20:44 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 16,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-020005 · form4-07242024_120716.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,818

F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-half of the RSUs shall vest on January 19, 2026 and one-twelfth of the RSUs shall vest each three-month anniversary thereafter, provided that the Reporting Person remains a service provider through each vesting date.

F2 · price: Pursuant to the Issuer's previously disclosed option exchange program, on July 19, 2024 the Issuer cancelled the Reporting Person's options to purchase 150,000 shares of the Issuer's Common Stock and in exchange issued RSU grants of 43,750 shares and 16,250 shares.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 20:44 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 43,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-020005 · form4-07242024_120716.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,568

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-half of the RSUs shall vest on July 19, 2025 and one-eighth of the RSUs shall vest each three-month anniversary thereafter, provided that the Reporting Person remains a service provider through each vesting date.

F2 · price: Pursuant to the Issuer's previously disclosed option exchange program, on July 19, 2024 the Issuer cancelled the Reporting Person's options to purchase 150,000 shares of the Issuer's Common Stock and in exchange issued RSU grants of 43,750 shares and 16,250 shares.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 19:44 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 1,570 $7.58 $11,893.22
Disclosure

SEC source: 0001415889-24-017500 · form4-06182024_110617.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,818

F2 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $7.26 to $7.94. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 15, 2024 Filed Jun 18, 2024 19:44 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 3,000 $5.02 $15,060.00
Disclosure

SEC source: 0001415889-24-017500 · form4-06182024_110617.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,388

F1 · kind: The shares were acquired under the IGM Biosciences, Inc. 2019 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 14, 2024 Filed Mar 15, 2024 19:55 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 2,535 $10.17 $25,782.22
Disclosure

SEC source: 0001415889-24-008171 · form4-03152024_110357.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,388

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $9.80 to $10.43. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 19:55 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 2,889 $9.88 $28,529.45
Disclosure

SEC source: 0001415889-24-008171 · form4-03152024_110357.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,923

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.625 to $10.01. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 18:25 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantStock Option (right to buy) · Derivative 92,500 $0.00 Strike: $9.95 $0.00
Disclosure

SEC source: 0001415889-24-008056 · form4-03142024_100305.xml · derivative · entry 2

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 92,500 shares

Expires 2034-03-12

F2 · derivative.exercise_date: One forty-eighth of the shares subject to the option shall vest on April 12, 2024 and each month thereafter, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 18:25 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 46,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008056 · form4-03142024_100305.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,812

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-sixteenth of the RSUs shall vest on June 12, 2024 and each three-month anniversary thereafter, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 19:03 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 1,180 $6.21 $7,331.34
Disclosure

SEC source: 0001209191-23-057113 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,562

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.79 to $6.45. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2023 Filed May 25, 2023 19:24 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 15 $13.01 $195.08
Disclosure

SEC source: 0001209191-23-032306 · doc4.xml · nonDerivative · entry 3

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,742

F2 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F4 · price: This transaction was executed in multiple trades at prices ranging from $13.00 to $13.02. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2023 Filed May 25, 2023 19:24 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 1,244 $12.30 $15,301.82
Disclosure

SEC source: 0001209191-23-032306 · doc4.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,757

F2 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.95. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 15, 2023 Filed May 25, 2023 19:24 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 962 $11.71 $11,265.02
Disclosure

SEC source: 0001209191-23-032306 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,001

F1 · kind: The shares were acquired under the IGM Biosciences, Inc. 2019 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 04, 2023 Filed Apr 6, 2023 21:46 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantStock Option (right to buy) · Derivative 52,500 $0.00 Strike: $12.86 $0.00
Disclosure

SEC source: 0001209191-23-023703 · doc4.xml · derivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2033-04-04

F2 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on April 12, 2023 and each month thereafter, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
April 04, 2023 Filed Apr 6, 2023 21:46 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 26,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023703 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,039

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-fourth of the RSUs shall vest on March 12, 2024 and each one-year anniversary thereafter, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 18:31 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 1,768 $18.73 $33,118.18
Disclosure

SEC source: 0001209191-23-019421 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,789

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.34 to $19.30. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 20:12 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 1,938 $19.36 $37,518.71
Disclosure

SEC source: 0001209191-22-062262 · doc4.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,557

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $19.30 to $19.47. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 20:12 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 3,492 $18.77 $65,560.90
Disclosure

SEC source: 0001209191-22-062262 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,495

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $18.29 to $19.289. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 20:31 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 277 $21.99 $6,091.62
Disclosure

SEC source: 0001209191-22-058913 · doc4.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,987

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F3 · price: This transaction was executed in multiple trades at prices ranging from $21.74 to $22.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 20:31 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 600 $21.38 $12,825.90
Disclosure

SEC source: 0001209191-22-058913 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,264

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $20.74 to $21.73. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 24, 2022 Filed May 26, 2022 16:49 UTC IGM Biosciences, Inc. IGMS · Entity 76422 SaleCommon Stock 938 $17.10 $16,043.46
Disclosure

SEC source: 0001209191-22-032233 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,864

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.79 to $17.13. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 13, 2022 Filed May 17, 2022 19:00 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 825 $12.38 $10,213.50
Disclosure

SEC source: 0001209191-22-029860 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,802

F1 · kind: The shares were acquired under the IGM Biosciences, Inc. 2019 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:44 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 14,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019761 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,977

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. 100% of the RSUs shall vest in December 2022, provided that the Reporting Person remains a service provider through the vesting date.

Read SEC document
March 12, 2022 Filed Mar 15, 2022 20:55 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $17.11 $0.00
Disclosure

SEC source: 0001209191-22-019014 · doc4.xml · derivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2032-03-12

F2 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on April 12, 2022 and each month thereafter, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
March 12, 2022 Filed Mar 15, 2022 20:55 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019014 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-fourth of the RSUs shall vest on March 12, 2023 and each one-year anniversary thereafter, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
November 15, 2021 Filed Nov 19, 2021 20:37 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065987 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. One-fourth of the RSUs will vest on each of May 23, 2022, November 22, 2022, May 22, 2023, and November 22, 2023, provided that the Reporting Person remains a service provider through each vesting date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 17:42 UTC IGM Biosciences, Inc. IGMS · Entity 76422 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $68.01 $0.00
Disclosure

SEC source: 0001209191-21-049421 · doc4.xml · derivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2031-07-30

F1 · derivative.exercise_date: 1/4 of the shares subject to the option shall vest on July 30, 2022, and 1/48 of the shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person remaining a service provider through each such date.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:15 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 113,153 Not disclosed Strike: $35.75 Not disclosed
Disclosure

SEC source: 0001209191-20-023714 · doc4.xml · derivative · entry 6

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,153 shares

Expires 2029-12-12

F6 · price: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning December 13, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,760,891.75, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F6 · derivative.exercise_date: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning December 13, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,760,891.75, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:15 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 44,710 Not disclosed Strike: $8.76 Not disclosed
Disclosure

SEC source: 0001209191-20-023714 · doc4.xml · derivative · entry 5

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,710 shares

Expires 2028-04-26

F5 · price: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning March 1, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $3,878,257.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F5 · derivative.exercise_date: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning March 1, 2019, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $3,878,257.18, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:15 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 70,398 Not disclosed Strike: $5.27 Not disclosed
Disclosure

SEC source: 0001209191-20-023714 · doc4.xml · derivative · entry 4

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,398 shares

Expires 2027-11-27

F4 · price: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning November 8, 2017, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,352,011.54, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F4 · derivative.exercise_date: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning November 8, 2017, subject to Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $6,352,011.54, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:15 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 4,570 Not disclosed Strike: $4.88 Not disclosed
Disclosure

SEC source: 0001209191-20-023714 · doc4.xml · derivative · entry 3

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,570 shares

Expires 2027-08-14

F3 · price: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning August 15, 2017, subject to the Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $414,121.98, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F3 · derivative.exercise_date: This option, which provided for vesting over a four-year period as follows: 1/48th of the shares subject to the option vest in a series of 48 successive equal monthly installments beginning August 15, 2017, subject to the Reporting Person's continuous service as of each such date, was accelerated and canceled in the Merger in exchange for a cash payment of $414,121.98, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:15 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerStock Option (right to buy) · Derivative 58,114 Not disclosed Strike: $2.02 Not disclosed
Disclosure

SEC source: 0001209191-20-023714 · doc4.xml · derivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,114 shares

Expires 2026-02-25

F2 · price: This option was canceled in the Merger in exchange for a cash payment of $5,432,787.29, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

F2 · derivative.exercise_date: This option was canceled in the Merger in exchange for a cash payment of $5,432,787.29, representing the difference between the market value of the common stock underlying the option on the effective date of the Merger ($95.50 per share) and the exercise price applicable to each share of common stock underlying the option, which difference is multiplied by the total number of shares of common stock subject to the option.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 12:15 UTC Forty Seven, Inc. FTSV · Entity 16035 Disposition to issuerCommon Stock 3,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023714 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger") in exchange for $95.50 per share, net to the holder in cash, without interest and subject to any withholding of taxes, upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

F1 · price: Disposed of pursuant to an agreement and plan of merger by and between the Issuer, Gilead Sciences, Inc. ("Gilead") and Toro Merger Sub, Inc. ("Purchaser") (the "Merger") in exchange for $95.50 per share, net to the holder in cash, without interest and subject to any withholding of taxes, upon the terms and subject to the conditions described in the Offer to Purchase dated March 10, 2020 (together with any amendments or supplements thereto, the "Offer to Purchase") and in the accompanying Letter of Transmittal (together with any amendments or supplements thereto), which are annexed to and filed with the Schedule TO as Exhibits (a)(1)(A) and (a)(1)(B), respectively.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionStock Option (right to buy) · Derivative 2,797 $0.00 Strike: $35.75 $0.00
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · derivative · entry 11

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,153

Underlying: Common Stock · 2,797 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on December 13, 2019, subject to Reporting Person's continuous service as of each such date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionStock Option (right to buy) · Derivative 11,418 $0.00 Strike: $8.76 $0.00
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · derivative · entry 10

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,710

Underlying: Common Stock · 11,418 shares

Expires 2028-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on March 1, 2019, subject to Reporting Person's continuous service as of each such date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionStock Option (right to buy) · Derivative 7,020 $0.00 Strike: $5.27 $0.00
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · derivative · entry 9

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,398

Underlying: Common Stock · 7,020 shares

Expires 2027-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on November 8, 2017, subject to Reporting Person's continuous service as of each such date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionStock Option (right to buy) · Derivative 8,333 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · derivative · entry 8

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,570

Underlying: Common Stock · 8,333 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments commencing on August 15, 2017, subject to Reporting Person's continuous service as of each such date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionStock Option (right to buy) · Derivative 49,627 $0.00 Strike: $2.02 $0.00
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · derivative · entry 7

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,114

Underlying: Common Stock · 49,627 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 SaleCommon Stock 79,195 $95.42 $7,556,786.90
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · nonDerivative · entry 6

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.411 to $95.43, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionCommon Stock 2,797 $35.75 $99,992.75
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · nonDerivative · entry 5

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionCommon Stock 11,418 $8.76 $99,993.14
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · nonDerivative · entry 4

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionCommon Stock 7,020 $5.27 $36,995.40
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · nonDerivative · entry 3

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionCommon Stock 8,333 $4.88 $40,685.87
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:53 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionCommon Stock 49,627 $2.02 $99,998.41
Disclosure

SEC source: 0001209191-20-023395 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,906 shares acquired under the Forty Seven, Inc. 2018 Employee Stock Purchase Plan.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 19:28 UTC Forty Seven, Inc. FTSV · Entity 16035 GrantStock Option (right to buy) · Derivative 115,950 $0.00 Strike: $35.75 $0.00
Disclosure

SEC source: 0001209191-19-061042 · doc4.xml · derivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,950

Underlying: Common Stock · 115,950 shares

Expires 2029-12-12

F1 · derivative.exercise_date: The shares subject to the option vest in a series of 48 successive equal monthly installments beginning with the vesting commencement date, subject to Reporting Person's continuous service as of each such date.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 21:57 UTC Forty Seven, Inc. FTSV · Entity 16035 SaleCommon Stock 10,000 $35.00 $350,000.00
Disclosure

SEC source: 0001209191-19-060143 · doc4.xml · nonDerivative · entry 2

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 21:57 UTC Forty Seven, Inc. FTSV · Entity 16035 Exercise / conversionCommon Stock 10,000 $2.02 $20,150.00
Disclosure

SEC source: 0001209191-19-060143 · doc4.xml · nonDerivative · entry 1

Takimoto Chris H · CIK 0001743780 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.