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Yardley William T.

Disclosed activity across 4 companies

Tapewire entity
68952
SEC CIK
0001494476

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENBRIDGE INCENB · Entity 2898See RemarksMay 08, 2019May 10, 2019
NEW JERSEY RESOURCES CORPNJR · Entity 3851DirectorJanuary 21, 2026January 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENBRIDGE INC

Report date May 08, 2019 · Filed May 10, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,420 Reported balance After 2019-05-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-05-08 · Grant · Acquired 40,420 · Balance 40,420

F1: Each unit represents a contingent right to receive one Enbridge Common Share. The units were granted on May 8, 2019 and will vest as to 20% of the award on each of the first and second anniversaries of grant, with the remainder of such award vesting on the third anniversary grant, on the condition that the officer remain employed at Enbridge throughout that time.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents a contingent right to receive one Enbridge Common Share. The units were granted on May 8, 2019 and will vest as to 20% of the award on each of the first and second anniversaries of grant, with the remainder of such award vesting on the third anniversary grant, on the condition that the officer remain employed at Enbridge throughout that time.

NEW JERSEY RESOURCES CORP

Report date January 21, 2026 · Filed January 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,535 Reported balance After 2026-01-21 transaction · row 1
1 source row

Row 1 · 2026-01-21 · Exercise / conversion · Acquired 1,535 · Balance 1,535

F1: Total includes 30.85 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,022.723 Reported balance After 2026-01-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-21 · Grant · Acquired 3,022.723 · Balance 3,022.723

F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.

F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-01-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-21 · Exercise / conversion · Disposed 1,504.306 · Balance 0

F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents.

F5: Represents 100 percent vesting of RSUs granted on July 1, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes 30.85 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.

F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.

F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents.

F5: Represents 100 percent vesting of RSUs granted on July 1, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Spectra Energy Corp.

Report date February 27, 2017 · Filed March 01, 2017

Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-02-27 transaction · row 1
1 source row

Row 1 · 2017-02-27 · Disposition to issuer · Disposed 71,940 · Balance 0

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectRetirement Savings Plan0 Reported balance After 2017-02-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-02-27 · Disposition to issuer · Disposed 13,384 · Balance 0

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Option to Purchase Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-27 · Disposition to issuer · Disposed 59,900 · Balance 0

F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

Performance Shares Feb 2015SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-27 · Disposition to issuer · Disposed 12,550 · Balance 0

F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

Performance Shares Feb 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-02-27 · Disposition to issuer · Disposed 14,500 · Balance 0

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Jul 2014SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-02-27 · Disposition to issuer · Disposed 10,300 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-02-27 · Disposition to issuer · Disposed 7,950 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-02-27 · Disposition to issuer · Disposed 8,250 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-02-27 · Disposition to issuer · Disposed 9,100 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-02-27 · Disposition to issuer · Disposed 9,100 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Spectra Energy Partners, LP

Report date December 17, 2018 · Filed December 18, 2018

Section 16 reporting ended · disclosed 2018-12-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2018-12-17 transaction · row 1
1 source row

Row 1 · 2018-12-17 · Disposition to issuer · Disposed 683.71 · Balance 0

F1: On December 17, 2018, pursuant to the Agreement and Plan of Merger, dated as of August 24, 2018 (the "Merger Agreement"), by and among Spectra Energy Partners, LP ("SEP"), Spectra Energy Partners (DE) GP, LP, Enbridge Inc. ("Enbridge"), Enbridge (U.S.) Inc., Autumn Acquisition Sub, LLC ("Merger Sub"), and solely for the purposes of Articles I, II and XI, Enbridge US Holdings Inc., Spectra Energy Corp, Spectra Energy Capital, LLC and Spectra Energy Transmission, LLC, Merger Sub merged with and into SEP (the "Merger"), with SEP surviving the Merger as a wholly owned subsidiary of Enbridge.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each common unit representing limited partner interests in SEP (each, an "SEP Common Unit") issued and outstanding immediately prior to the effective time of the Merger, other than certain excluded SEP Common Units owned by Enbridge and its subsidiaries, was converted into, and became exchangeable for, 1.111 shares of Enbridge common stock. On December 14, 2018 (the last trading day prior to consummation of the Merger), the closing price of one share of Enbridge common stock was $31.95.

Filing footnotes · ownership attribution and instrument terms

F1: On December 17, 2018, pursuant to the Agreement and Plan of Merger, dated as of August 24, 2018 (the "Merger Agreement"), by and among Spectra Energy Partners, LP ("SEP"), Spectra Energy Partners (DE) GP, LP, Enbridge Inc. ("Enbridge"), Enbridge (U.S.) Inc., Autumn Acquisition Sub, LLC ("Merger Sub"), and solely for the purposes of Articles I, II and XI, Enbridge US Holdings Inc., Spectra Energy Corp, Spectra Energy Capital, LLC and Spectra Energy Transmission, LLC, Merger Sub merged with and into SEP (the "Merger"), with SEP surviving the Merger as a wholly owned subsidiary of Enbridge.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each common unit representing limited partner interests in SEP (each, an "SEP Common Unit") issued and outstanding immediately prior to the effective time of the Merger, other than certain excluded SEP Common Units owned by Enbridge and its subsidiaries, was converted into, and became exchangeable for, 1.111 shares of Enbridge common stock. On December 14, 2018 (the last trading day prior to consummation of the Merger), the closing price of one share of Enbridge common stock was $31.95.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2026 Filed Jan 23, 2026 19:42 UTC NEW JERSEY RESOURCES CORP NJR · Entity 3851 Exercise / conversionRestricted Stock Units · Derivative 1,504.306 $0.00 $0.00
Disclosure

SEC source: 0000356309-26-000014 · wk-form4_1769197344.xml · derivative · entry 3

Yardley William T. · CIK 0001494476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,504.306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents.

F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on July 1, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on July 1, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC NEW JERSEY RESOURCES CORP NJR · Entity 3851 GrantRestricted Stock Units · Derivative 3,022.723 $0.00 $0.00
Disclosure

SEC source: 0000356309-26-000014 · wk-form4_1769197344.xml · derivative · entry 2

Yardley William T. · CIK 0001494476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,022.723

Underlying: Common Stock · 3,022.723 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.

F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC NEW JERSEY RESOURCES CORP NJR · Entity 3851 Exercise / conversionCommon Stock 1,535 $47.97 $73,633.95
Disclosure

SEC source: 0000356309-26-000014 · wk-form4_1769197344.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes 30.85 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 23:44 UTC NEW JERSEY RESOURCES CORP NJR · Entity 3851 GrantRestricted Stock Units · Derivative 1,504.306 $0.00 $0.00
Disclosure

SEC source: 0000356309-25-000044 · wk-form4_1751499887.xml · derivative · entry 1

Yardley William T. · CIK 0001494476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,504.306

Underlying: Common Stock · 1,504.306 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents pro-rata annual Restricted Stock Unit ("RSU") retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.

F2 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

F2 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:25 UTC ENBRIDGE INC ENB · Entity 2898 GrantRestricted Stock Units · Derivative 40,420 $0.00 $0.00
Disclosure

SEC source: 0000895728-19-000101 · wf-form4_155750908477180.xml · derivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,420

Underlying: Common Shares · 40,420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one Enbridge Common Share. The units were granted on May 8, 2019 and will vest as to 20% of the award on each of the first and second anniversaries of grant, with the remainder of such award vesting on the third anniversary grant, on the condition that the officer remain employed at Enbridge throughout that time.

F1 · derivative.exercise_date: Each unit represents a contingent right to receive one Enbridge Common Share. The units were granted on May 8, 2019 and will vest as to 20% of the award on each of the first and second anniversaries of grant, with the remainder of such award vesting on the third anniversary grant, on the condition that the officer remain employed at Enbridge throughout that time.

F1 · derivative.expiration_date: Each unit represents a contingent right to receive one Enbridge Common Share. The units were granted on May 8, 2019 and will vest as to 20% of the award on each of the first and second anniversaries of grant, with the remainder of such award vesting on the third anniversary grant, on the condition that the officer remain employed at Enbridge throughout that time.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 21:34 UTC ENBRIDGE INC ENB · Entity 2898 SaleCommon Shares 14,900 $36.98 $550,964.75
Disclosure

SEC source: 0000895728-19-000086 · wf-form4_155380885816626.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,770

Read SEC document
March 08, 2019 Filed Mar 12, 2019 23:25 UTC ENBRIDGE INC ENB · Entity 2898 Disposition to issuerCommon Shares 8,118 $35.82 $290,786.76
Disclosure

SEC source: 0000895728-19-000059 · wf-form4_155243309660505.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,670

F1 · security: These represent Phantom Stock Units which vested on February 16, 2019 and were settled in cash on March 8, 2019 based upon the closing price of a Common Share on February 15, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:49 UTC ENBRIDGE INC ENB · Entity 2898 GrantStock Option (right to buy) · Derivative 202,700 $0.00 Strike: $36.71 $0.00
Disclosure

SEC source: 0001104659-19-010402 · a4.xml · derivative · entry 2

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,700

Underlying: Common Shares · 202,700 shares

Expires 2029-02-21

F2 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:49 UTC ENBRIDGE INC ENB · Entity 2898 GrantPerformance Stock Units · Derivative 39,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-010402 · a4.xml · derivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,290

Underlying: Common Shares · 39,290 shares

Expires not disclosed

F1 · derivative.exercise_price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

F1 · price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

F1 · derivative.exercise_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

F1 · derivative.expiration_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 18:22 UTC ENBRIDGE INC ENB · Entity 2898 Exercise / conversionPhantom Stock Units · Derivative 8,118 $0.00 $0.00
Disclosure

SEC source: 0000895728-19-000037 · wf-form4_155068696490824.xml · derivative · entry 3

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 15, 2019.

F1 · derivative.exercise_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 15, 2019.

F1 · derivative.expiration_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 15, 2019.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 18:22 UTC ENBRIDGE INC ENB · Entity 2898 Exercise / conversionCommon Shares 8,118 Not disclosed Not disclosed
Disclosure

SEC source: 0000895728-19-000037 · wf-form4_155068696490824.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 15, 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:26 UTC ENBRIDGE INC ENB · Entity 2898 Tax withholdingCommon Shares 5,035 $31.08 $156,487.80
Disclosure

SEC source: 0000895728-19-000008 · wf-form4_154776399319221.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,670

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:25 UTC ENBRIDGE INC ENB · Entity 2898 Exercise / conversionRestricted Stock Units · Derivative 19,975 $0.00 $0.00
Disclosure

SEC source: 0000895728-19-000004 · wf-form4_154653630553982.xml · derivative · entry 3

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter.

F1 · derivative.exercise_date: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter.

F1 · derivative.expiration_date: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:25 UTC ENBRIDGE INC ENB · Entity 2898 Exercise / conversionCommon Shares 19,975 Not disclosed Not disclosed
Disclosure

SEC source: 0000895728-19-000004 · wf-form4_154653630553982.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:57 UTC Spectra Energy Partners, LP SEP · Entity 161617 Disposition to issuerCommon Units 683.71 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-031371 · doc4.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · Director · President & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 17, 2018, pursuant to the Agreement and Plan of Merger, dated as of August 24, 2018 (the "Merger Agreement"), by and among Spectra Energy Partners, LP ("SEP"), Spectra Energy Partners (DE) GP, LP, Enbridge Inc. ("Enbridge"), Enbridge (U.S.) Inc., Autumn Acquisition Sub, LLC ("Merger Sub"), and solely for the purposes of Articles I, II and XI, Enbridge US Holdings Inc., Spectra Energy Corp, Spectra Energy Capital, LLC and Spectra Energy Transmission, LLC, Merger Sub merged with and into SEP (the "Merger"), with SEP surviving the Merger as a wholly owned subsidiary of Enbridge.

F1 · price: On December 17, 2018, pursuant to the Agreement and Plan of Merger, dated as of August 24, 2018 (the "Merger Agreement"), by and among Spectra Energy Partners, LP ("SEP"), Spectra Energy Partners (DE) GP, LP, Enbridge Inc. ("Enbridge"), Enbridge (U.S.) Inc., Autumn Acquisition Sub, LLC ("Merger Sub"), and solely for the purposes of Articles I, II and XI, Enbridge US Holdings Inc., Spectra Energy Corp, Spectra Energy Capital, LLC and Spectra Energy Transmission, LLC, Merger Sub merged with and into SEP (the "Merger"), with SEP surviving the Merger as a wholly owned subsidiary of Enbridge.

F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each common unit representing limited partner interests in SEP (each, an "SEP Common Unit") issued and outstanding immediately prior to the effective time of the Merger, other than certain excluded SEP Common Units owned by Enbridge and its subsidiaries, was converted into, and became exchangeable for, 1.111 shares of Enbridge common stock. On December 14, 2018 (the last trading day prior to consummation of the Merger), the closing price of one share of Enbridge common stock was $31.95.

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December 17, 2018 Filed Dec 19, 2018 20:29 UTC ENBRIDGE INC ENB · Entity 2898 GrantCommon Shares 760 Not disclosed Not disclosed
Disclosure

SEC source: 0000895728-18-000112 · wf-form4_154525137752019.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,730

F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 24, 2018, among Spectra Energy Partners, LP ("SEP"), Enbridge Inc. ("Enbridge"), Autumn Acquisition Sub, LLC and the other parties thereto, at the closing of the merger on December 17, 2018, each common unit of SEP (other than those held by Enbridge or its subsidiaries) was exchanged for 1.111 Enbridge Common Shares and cash in lieu of any fractional shares. The market value of Enbridge Common Shares at the effective time of the merger was $35.40.

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March 09, 2018 Filed Mar 13, 2018 14:40 UTC ENBRIDGE INC ENB · Entity 2898 Disposition to issuerCommon Shares 7,822 $34.27 $268,059.94
Disclosure

SEC source: 0001104659-18-017010 · a4.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,970

F1 · security: These represent Phantom Stock Units which vested on February 17, 2018 and were settled in cash on March 9, 2018 based upon the closing price of a Common Share on February 16, 2018.

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February 27, 2018 Filed Mar 1, 2018 22:25 UTC ENBRIDGE INC ENB · Entity 2898 GrantStock Option (right to buy) · Derivative 182,520 $0.00 Strike: $33.97 $0.00
Disclosure

SEC source: 0001104659-18-014149 · a4.xml · derivative · entry 1

Yardley William T. · CIK 0001494476 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,520

Underlying: Common Shares · 182,520 shares

Expires 2028-02-27

F1 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant.

Read SEC document
February 17, 2018 Filed Feb 21, 2018 23:34 UTC ENBRIDGE INC ENB · Entity 2898 Exercise / conversionPhantom Stock Units · Derivative 7,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-011140 · a4.xml · derivative · entry 2

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018.

F1 · price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018.

F1 · derivative.exercise_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018.

F1 · derivative.expiration_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018.

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February 17, 2018 Filed Feb 21, 2018 23:34 UTC ENBRIDGE INC ENB · Entity 2898 Exercise / conversionCommon Shares 7,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-011140 · a4.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018.

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February 01, 2018 Filed Feb 5, 2018 21:48 UTC ENBRIDGE INC ENB · Entity 2898 GrantPerformance Stock Units · Derivative 32,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-006526 · a4.xml · derivative · entry 2

Yardley William T. · CIK 0001494476 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,070

Underlying: Common Shares · 32,070 shares

Expires not disclosed

F2 · derivative.exercise_price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

F2 · price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

F2 · derivative.exercise_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

F2 · derivative.expiration_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative 9,100 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 10

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,100 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative 9,100 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 9

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,100 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2016 · Derivative 8,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 8

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,250 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative 7,950 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 7

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,950 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Jul 2014 · Derivative 10,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 6

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,300 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPerformance Shares Feb 2016 · Derivative 14,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 5

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,500 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPerformance Shares Feb 2015 · Derivative 12,550 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 4

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,550 shares

Expires not disclosed

F4 · derivative.exercise_price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · derivative.exercise_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · derivative.expiration_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerOption to Purchase Common Stock · Derivative 59,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · derivative · entry 3

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,900 shares

Expires not disclosed

F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 13,384 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · nonDerivative · entry 2

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Savings Plan

Disclosed balance after: 0

F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Read SEC document
February 27, 2017 Filed Mar 1, 2017 13:06 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 71,940 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005742 · doc4.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes shares acquired pursuant to dividend reinvestment.

F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Read SEC document
February 18, 2017 Filed Feb 22, 2017 20:28 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative 6,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007881 · form4.xml · derivative · entry 1

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2017-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.

F2 · derivative.expiration_date: Grant cliff vests 3 years from date of Grant.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 14:45 UTC Spectra Energy Corp. SE · Entity 178342 GrantLTIP Phantom Stock Grant Feb 2017 · Derivative 18,200 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006239 · form4.xml · derivative · entry 1

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,200

Underlying: Common Stock · 18,200 shares

Expires 2020-02-14

F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock.

F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant.

Read SEC document
January 16, 2017 Filed Jan 18, 2017 19:22 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionPerformance Shares Feb 2014 · Derivative 15,514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001962 · form4.xml · derivative · entry 4

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.

F2 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
January 16, 2017 Filed Jan 18, 2017 19:22 UTC Spectra Energy Corp. SE · Entity 178342 Tax withholdingCommon Stock 4,388 $42.20 $185,173.60
Disclosure

SEC source: 0001127602-17-001962 · form4.xml · nonDerivative · entry 2

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,423.47

Read SEC document
January 16, 2017 Filed Jan 18, 2017 19:22 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionCommon Stock 15,514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001962 · form4.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,811.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 16:58 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,800 $0.00 Strike: $25.64 $0.00
Disclosure

SEC source: 0001127602-16-063560 · form4.xml · derivative · entry 4

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,800 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2016 Filed Sep 30, 2016 16:58 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 25,800 $42.76 $1,103,208.00
Disclosure

SEC source: 0001127602-16-063560 · form4.xml · nonDerivative · entry 2

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,297.47

Read SEC document
September 28, 2016 Filed Sep 30, 2016 16:58 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionCommon Stock 25,800 $25.64 $661,512.00
Disclosure

SEC source: 0001127602-16-063560 · form4.xml · nonDerivative · entry 1

Yardley William T. · CIK 0001494476 · Pres, US Transmission&Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,097.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.