person · Reporting owner

DEGRAFFENREIDT JAMES H JR

Disclosed activity across 2 companies

Tapewire entity: 68950
SEC CIK: 0001216744

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NEW JERSEY RESOURCES CORPNJR · Entity 3851	Director	January 21, 2026	January 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEW JERSEY RESOURCES CORP

Report date January 21, 2026 · Filed January 23, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	23,042	Reported balance After 2026-01-21 transaction · row 1 1 source row Row 1 · 2026-01-21 · Exercise / conversion · Acquired 2,938 · Balance 23,042 F1: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	3,022.723	Reported balance After 2026-01-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-01-21 · Grant · Acquired 3,022.723 · Balance 3,022.723 F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-01-21 · Exercise / conversion · Disposed 2,824.859 · Balance 0 F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.

F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.

F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents.

F5: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VECTREN CORP

Report date February 01, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2019-02-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2019-02-01 · Disposition to issuer · Disposed 8,450.8702 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Row 2 · 2019-02-01 · Exercise / conversion · Acquired 126.174 · Balance 126.174 F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Row 3 · 2019-02-01 · Disposition to issuer · Disposed 126.174 · Balance 0 F3: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-02-01 · Exercise / conversion · Disposed 126.174 · Balance 0 F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'

F2: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F3: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 21, 2026 Filed Jan 23, 2026 19:42 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,824.859	$47.97	$135,508.49	Disclosure SEC source: 0000356309-26-000012 · wk-form4_1769197333.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,824.859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	3,022.723	$0.00	$0.00	Disclosure SEC source: 0000356309-26-000012 · wk-form4_1769197333.xml · derivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,022.723 Underlying: Common Stock · 3,022.723 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	2,938	$47.97	$140,935.86	Disclosure SEC source: 0000356309-26-000012 · wk-form4_1769197333.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share. Read SEC document
January 21, 2025 Filed Jan 23, 2025 20:12 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	3,118.254	$0.00	$0.00	Disclosure SEC source: 0000356309-25-000014 · wk-form4_1737663157.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,118.254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 24, 2024, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 24, 2024, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 21, 2025 Filed Jan 23, 2025 20:12 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,824.859	$0.00	$0.00	Disclosure SEC source: 0000356309-25-000014 · wk-form4_1737663157.xml · derivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,824.859 Underlying: Common Stock · 2,824.859 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 21, 2025 Filed Jan 23, 2025 20:12 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	3,242	$47.79	$154,935.18	Disclosure SEC source: 0000356309-25-000014 · wk-form4_1737663157.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes 123.460 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus 0.286 shares for rounding to the next whole share. Read SEC document
January 24, 2024 Filed Jan 26, 2024 20:27 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,521.178	$0.00	$0.00	Disclosure SEC source: 0000356309-24-000019 · wk-form4_1706300855.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,521.178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 25, 2023, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 25, 2023, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 24, 2024 Filed Jan 26, 2024 20:27 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	3,118.254	$0.00	$0.00	Disclosure SEC source: 0000356309-24-000019 · wk-form4_1706300855.xml · derivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,118.254 Underlying: Common Stock · 3,118.254 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 24, 2024 Filed Jan 26, 2024 20:27 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	2,613	$41.69	$108,935.97	Disclosure SEC source: 0000356309-24-000019 · wk-form4_1706300855.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total shares include 90.926 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .896 shares for rounding to the next whole share. Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:11 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,941.929	$0.00	$0.00	Disclosure SEC source: 0000356309-23-000020 · wf-form4_167485385740559.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,941.929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F4 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 26, 2022, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F4 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 26, 2022, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:11 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,521.178	$0.00	$0.00	Disclosure SEC source: 0000356309-23-000020 · wf-form4_167485385740559.xml · derivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521.178 Underlying: Common Stock · 2,521.178 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:11 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	3,042	$49.58	$150,822.36	Disclosure SEC source: 0000356309-23-000020 · wf-form4_167485385740559.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total shares include 99.326 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .745 shares for rounding to the next whole share. Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:28 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,941.929	$39.09	$115,000.00	Disclosure SEC source: 0000356309-22-000033 · wf-form4_164338732005604.xml · derivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941.929 Underlying: Common Stock · 2,941.929 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F2 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F2 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:07 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	3,079.507	$38.69	$119,146.13	Disclosure SEC source: 0000356309-22-000016 · wf-form4_164306565485151.xml · derivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,079.507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of New Jersey Resources ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 20, 2021. RSUs converted one for one into shares of NJR common stock. There is no purchase or sale price upon vesting of RSUs. F3 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 20, 2021. RSUs converted one for one into shares of NJR common stock. There is no purchase or sale price upon vesting of RSUs. Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:07 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	3,191	$38.69	$123,459.79	Disclosure SEC source: 0000356309-22-000016 · wf-form4_164306565485151.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total shares include 111.052 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .441 shares for rounding shares to the next whole share. Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:18 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	PurchaseCommon Stock	4,000	$38.04	$152,160.00	Disclosure SEC source: 0000356309-21-000099 · wf-form4_163838632229170.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,016 F1 · price: The reporting person purchased 3,900 shares at $38.04 and 100 shares at $38.03. Read SEC document
January 20, 2021 Filed Jan 22, 2021 20:24 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,529.317	$0.00	$0.00	Disclosure SEC source: 0000356309-21-000023 · wf-form4_161134702554416.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,529.317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of New Jersey Resources ("NJR") common stock plus dividend equivalents. F4 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 22, 2020. RSUs converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of RSUs. F4 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 22, 2020. RSUs converted 1 for 1 into shares of NJR common stock. There is no purchase or sale price upon vesting of RSUs. Read SEC document
January 20, 2021 Filed Jan 22, 2021 20:24 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	3,079.507	$0.00	$0.00	Disclosure SEC source: 0000356309-21-000023 · wf-form4_161134702554416.xml · derivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,079.507 Underlying: Common Stock · 3,079.507 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of New Jersey Resources ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 20, 2021 Filed Jan 22, 2021 20:24 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	2,638	$0.00	$0.00	Disclosure SEC source: 0000356309-21-000023 · wf-form4_161134702554416.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total shares include 108.658 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .025 shares for rounding shares to the next whole share. Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:19 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,529.317	$0.00	$0.00	Disclosure SEC source: 0000356309-20-000008 · wf-form4_157990435010188.xml · derivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529.317 Underlying: Common Stock · 2,529.317 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NJR's common stock plus accrued dividend equivalents. F2 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F2 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
November 14, 2019 Filed Nov 14, 2019 22:01 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantCommon Stock	378	$0.00	$0.00	Disclosure SEC source: 0000356309-19-000129 · wf-form4_157376885804990.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378 Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	126.174	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-19-000625 · primarydocument.xml · derivative · entry 4 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126.174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F2 · derivative.exercise_date: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F2 · derivative.expiration_date: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	126.174	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000625 · primarydocument.xml · nonDerivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionCommon Stock	126.174	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000625 · primarydocument.xml · nonDerivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126.174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	8,450.8702	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000625 · primarydocument.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Read SEC document
January 01, 2019 Filed Jan 2, 2019 15:59 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	1,582	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-19-000048 · primarydocument.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,582 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock unit award vested on January 1, 2019 and was settled for cash. Each share of phantom stock was the economic equivalent of one share of Vectren common stock. F2 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F2 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document
January 01, 2019 Filed Jan 2, 2019 15:59 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	1,582	$71.98	$113,872.36	Disclosure SEC source: 0001562180-19-000048 · primarydocument.xml · nonDerivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450.8702 Read SEC document
January 01, 2019 Filed Jan 2, 2019 15:59 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionCommon Stock	1,582	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-19-000048 · primarydocument.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,032.8702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock unit award vested on January 1, 2019 and was settled for cash. Each share of phantom stock was the economic equivalent of one share of Vectren common stock. Read SEC document
January 01, 2019 Filed Jan 2, 2019 15:10 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,431	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-19-000029 · primarydocument.xml · derivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 1,431 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2020, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F3 · derivative.exercise_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to January 1, 2020, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards provided hereunder multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 365, but in no event shall such fraction be greater than one. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2020, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F3 · derivative.expiration_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to January 1, 2020, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards provided hereunder multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 365, but in no event shall such fraction be greater than one. Read SEC document
January 01, 2018 Filed Jan 2, 2018 16:30 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	1,860	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-18-000068 · primarydocument.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock unit award vested on January 1, 2018 and was settled for cash. Each share of phantom stock was the economic equivalent of one share of Vectren common stock. F2 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F2 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document
January 01, 2018 Filed Jan 2, 2018 16:30 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	1,860	$65.02	$120,937.20	Disclosure SEC source: 0001562180-18-000068 · primarydocument.xml · nonDerivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450.8702 Read SEC document
January 01, 2018 Filed Jan 2, 2018 16:30 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionCommon Stock	1,860	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-18-000068 · primarydocument.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,310.8702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock unit award vested on January 1, 2018 and was settled for cash. Each share of phantom stock was the economic equivalent of one share of Vectren common stock. Read SEC document
January 01, 2018 Filed Jan 2, 2018 15:36 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,582	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-18-000041 · primarydocument.xml · derivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Underlying: Common Stock · 1,582 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. Read SEC document
January 01, 2017 Filed Jan 3, 2017 15:11 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	2,144	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-17-000071 · primarydocument.xml · derivative · entry 3 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock unit award vested on January 1, 2017 and was settled for cash. Each share of phantom stock was the economic equivalent of one share of Vectren common stock. F2 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F2 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document
January 01, 2017 Filed Jan 3, 2017 15:11 UTC	VECTREN CORP VVC · Entity 160701	Disposition to issuerCommon Stock	2,144	$52.15	$111,809.60	Disclosure SEC source: 0001562180-17-000071 · primarydocument.xml · nonDerivative · entry 2 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,450.8702 Read SEC document
January 01, 2017 Filed Jan 3, 2017 15:11 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionCommon Stock	2,144	Not disclosed	Not disclosed	Disclosure SEC source: 0001562180-17-000071 · primarydocument.xml · nonDerivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,594.8702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The stock unit award vested on January 1, 2017 and was settled for cash. Each share of phantom stock was the economic equivalent of one share of Vectren common stock. Read SEC document
January 01, 2017 Filed Jan 3, 2017 10:31 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	1,860	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-17-000033 · primarydocument.xml · derivative · entry 1 DEGRAFFENREIDT JAMES H JR · CIK 0001216744 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860 Underlying: Common Stock · 1,860 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.