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ROSENBAUM PAUL A

Disclosed activity across 1 company

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68817
SEC CIK
0001115667

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PARKERVISION INCPRKR · Entity 7682DirectorJanuary 22, 2026January 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PARKERVISION INC

Report date January 22, 2026 · Filed January 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.24 · Expires 2031-01-22Direct370,000 Reported balance After 2026-01-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-22 · Grant · Acquired 370,000 · Balance 370,000

F1: Option is awarded as compensation for 2026 Board service. Option vests in two, equal bi-annual increments on July 22, 2026 and January 22, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Option is awarded as compensation for 2026 Board service. Option vests in two, equal bi-annual increments on July 22, 2026 and January 22, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2018 Filed Sep 17, 2018 20:24 UTC Amendment PARKERVISION INC PRKR · Entity 7682 PurchaseConvertible debt · Derivative 100,000 $100,000.00 Strike: $0.40 $10,000,000,000.00
Disclosure

SEC source: 0001562762-18-000302 · certent-form4a.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 250,000 shares

Expires 2023-09-07

F1 · security: Face value of 5-year note convertible at holder's option into common stock at a fixed conversion price of $0.40 per share.

F1 · shares: Face value of 5-year note convertible at holder's option into common stock at a fixed conversion price of $0.40 per share.

F1 · balance_after: Face value of 5-year note convertible at holder's option into common stock at a fixed conversion price of $0.40 per share.

F2 · balance_after: The original Form 4, filed on September 12, 2018, is being amended by this Form 4 amendment to correctly report the convertible note as a derivative security in Table II.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:04 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000206 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:04 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000206 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 26, 2018 Filed Mar 27, 2018 20:17 UTC PARKERVISION INC PRKR · Entity 7682 GrantCommon Stock 120,482 $0.83 $100,000.06
Disclosure

SEC source: 0001562762-18-000116 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,992

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000108 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:04 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000108 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:40 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-17-000219 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:40 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-17-000219 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:02 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted stock units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000110 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:02 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000110 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:30 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted stock units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000055 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:30 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000055 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:17 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Unit · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000023 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · ownership.direct: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:17 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000023 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 17:42 UTC PARKERVISION INC PRKR · Entity 7682 GrantCommon Stock 80,510 $2.11 $169,876.10
Disclosure

SEC source: 0000914139-17-000013 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,510

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:09 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-16-000138 · certent-form4.xml · derivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:09 UTC PARKERVISION INC PRKR · Entity 7682 GrantRestricted Stock Units (RSUs) · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-16-000138 · certent-form4.xml · derivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F3 · derivative.exercise_date: 50,000 RSUs granted in on December 15, 2016 in accordance with director equity compensation program. 20% of the RSUs vest on upon grant and the remaining 80% vest in 8 equal quarterly increments beginning 3/15/17.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:09 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption (Right to Buy · Derivative 50,000 $2.12 Strike: $2.12 $106,000.00
Disclosure

SEC source: 0000914139-16-000138 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 50,000 shares

Expires 2023-12-15

F2 · derivative.exercise_date: 50,000 share options granted in on December 15, 2016 in accordance with director equity compensation program. 20% of the share options vest upon grant and the remaining vest in 8 equal quarterly increments beginning 3/15/17.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:09 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-16-000138 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.