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ROSENBAUM PAUL A

Disclosed activity across 1 company

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68817
SEC CIK
0001115667

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PARKERVISION INCPRKR · Entity 7682DirectorJanuary 22, 2026January 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PARKERVISION INC

Report date January 22, 2026 · Filed January 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.24 · Expires 2031-01-22Direct370,000 Reported balance After 2026-01-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-22 · Grant · Acquired 370,000 · Balance 370,000

F1: Option is awarded as compensation for 2026 Board service. Option vests in two, equal bi-annual increments on July 22, 2026 and January 22, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Option is awarded as compensation for 2026 Board service. Option vests in two, equal bi-annual increments on July 22, 2026 and January 22, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2026 Filed Jan 26, 2026 22:01 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption to Purchase Common Stock · Derivative 370,000 $0.24 Strike: $0.24 $88,800.00
Disclosure

SEC source: 0001437749-26-002108 · rdgdoc.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common Stock · 370,000 shares

Expires 2031-01-22

F1 · derivative.exercise_date: Option is awarded as compensation for 2026 Board service. Option vests in two, equal bi-annual increments on July 22, 2026 and January 22, 2027.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 21:11 UTC PARKERVISION INC PRKR · Entity 7682 GrantCommon Stock 275,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-022357 · rdgdoc.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134,796

F1 · price: Restricted Stock Units ("RSU") awarded as 2025 director compensation. Each RSU entitles holder to one share of the Company's common stock, $0.01 par value, upon vesting. RSU vests 50% upon grant and 50% on December 31, 2025.

F2 · balance_after: Beneficial ownership, for purposes of this filing, includes 137,500 shares issuable upon vesting of the RSU on December 31, 2025.

Read SEC document
December 31, 2024 Filed Oct 31, 2024 21:38 UTC PARKERVISION INC PRKR · Entity 7682 GrantCommon Stock 11,765 $0.17 $2,000.05
Disclosure

SEC source: 0001437749-24-032844 · rdgdoc.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,405

F3 · kind: Interest in kind paid on Convertible Note dated May 10, 2022.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 21:38 UTC PARKERVISION INC PRKR · Entity 7682 ConversionConvertible Note · Derivative 435,467 $0.25 Strike: $0.25 $108,866.75
Disclosure

SEC source: 0001437749-24-032844 · rdgdoc.xml · derivative · entry 5

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 435,467 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Shares issued upon conversion of, and payment of accrued interest on, a Convertible Note dated September 15, 2023, as amended, with a face value of $100,000 and a fixed conversion price of $0.25.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 21:38 UTC PARKERVISION INC PRKR · Entity 7682 ConversionConvertible Note · Derivative 816,924 $0.13 Strike: $0.13 $106,200.12
Disclosure

SEC source: 0001437749-24-032844 · rdgdoc.xml · derivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 816,924 shares

Expires 2027-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued upon conversion of, and payment of accrued interest on, a Convertible Note dated May 10, 2022, as amended, with a face value of $100,000 and a fixed conversion price of $0.13.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 21:38 UTC PARKERVISION INC PRKR · Entity 7682 ConversionCommon Stock 435,467 $0.25 $108,866.75
Disclosure

SEC source: 0001437749-24-032844 · rdgdoc.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,859,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Shares issued upon conversion of, and payment of accrued interest on, a Convertible Note dated September 15, 2023, as amended, with a face value of $100,000 and a fixed conversion price of $0.25.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 21:38 UTC PARKERVISION INC PRKR · Entity 7682 ConversionCommon Stock 816,924 $0.13 $106,200.12
Disclosure

SEC source: 0001437749-24-032844 · rdgdoc.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,424,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares issued upon conversion of, and payment of accrued interest on, a Convertible Note dated May 10, 2022, as amended, with a face value of $100,000 and a fixed conversion price of $0.13.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:04 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption to Purchase Common Stock · Derivative 275,000 $0.20 Strike: $0.20 $55,000.00
Disclosure

SEC source: 0001437749-24-003136 · rdgdoc.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2029-02-01

F1 · derivative.exercise_date: Option was awarded as 2024 compensation for board and committee service and is exercisable in four equal quarterly increments beginning 5/1/2024.

Read SEC document
October 15, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 21,979 $0.09 $2,000.09
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 7

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,640

F2 · kind: Reporting Person acquired shares of common stock as a quarterly interest payment in-kind on a convertible note dated May 2022 with a principal balance of $100,000.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 20:06 UTC PARKERVISION INC PRKR · Entity 7682 PurchaseConvertible Debt · Derivative Not disclosed $100,000.00 Strike: $0.25 $100,000.00
Disclosure

SEC source: 0001437749-23-026307 · rdgdoc.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 400,000 shares

Expires 2026-03-15

F1 · reported_value: 30-month convertible note at the Reporting Person's option to convert into shares of the Issuer's Common Stock at a fixed conversion price of $0.25 per share.

Read SEC document
September 10, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 21,053 $0.10 $2,000.04
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 6

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,661

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
July 15, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 21,692 $0.09 $1,995.66
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 5

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 552,608

F2 · kind: Reporting Person acquired shares of common stock as a quarterly interest payment in-kind on a convertible note dated May 2022 with a principal balance of $100,000.

Read SEC document
June 10, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 18,731 $0.11 $2,004.22
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,916

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
April 15, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 15,385 $0.13 $2,000.05
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,185

F2 · kind: Reporting Person acquired shares of common stock as a quarterly interest payment in-kind on a convertible note dated May 2022 with a principal balance of $100,000.

Read SEC document
March 10, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 12,675 $0.16 $2,002.65
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,800

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
January 17, 2023 Filed Feb 12, 2024 22:36 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 6,667 $0.30 $2,000.10
Disclosure

SEC source: 0001437749-24-003788 · rdgdoc.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,125

F2 · kind: Reporting Person acquired shares of common stock as a quarterly interest payment in-kind on a convertible note dated May 2022 with a principal balance of $100,000.

Read SEC document
January 16, 2023 Filed Jan 18, 2023 22:39 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption to Purchase Common Stock · Derivative 300,000 $0.30 Strike: $0.30 $90,000.00
Disclosure

SEC source: 0001437749-23-001252 · rdgdoc.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-01-16

F1 · derivative.exercise_date: Option was awarded as 2023 compensation for board and audit committee service and is exercisable in four equal quarterly increments beginning 4/16/2023.

Read SEC document
December 10, 2022 Filed Feb 13, 2023 22:39 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 8,621 $0.23 $2,000.07
Disclosure

SEC source: 0001437749-23-003192 · rdgdoc.xml · nonDerivative · entry 5

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,458

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
October 15, 2022 Filed Feb 13, 2023 22:39 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 17,223 $0.20 $3,444.60
Disclosure

SEC source: 0001437749-23-003192 · rdgdoc.xml · nonDerivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,458

F2 · kind: Reporting Person acquired shares of common stock as a quarterly interest payment in-kind on a convertible note dated May 2022 with a principal balance of $100,000.

Read SEC document
September 10, 2022 Filed Feb 13, 2023 22:39 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 9,524 $0.21 $2,000.04
Disclosure

SEC source: 0001437749-23-003192 · rdgdoc.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,458

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:57 UTC PARKERVISION INC PRKR · Entity 7682 GrantNonqualified Stock Option · Derivative 300,000 $0.18 Strike: $0.18 $54,000.00
Disclosure

SEC source: 0001654954-22-009483 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-07-07

F1 · derivative.exercise_date: This option is exercisable in four equal quarterly installments commencing October 7, 2022.

Read SEC document
June 10, 2022 Filed Feb 13, 2023 22:39 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 14,706 $0.14 $2,000.02
Disclosure

SEC source: 0001437749-23-003192 · rdgdoc.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,458

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
May 10, 2022 Filed May 11, 2022 21:49 UTC PARKERVISION INC PRKR · Entity 7682 PurchaseConvertible Debt · Derivative 100,000 $100,000.00 Strike: $0.13 $10,000,000,000.00
Disclosure

SEC source: 0001654954-22-006463 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 769,231 shares

Expires 2027-05-10

F1 · security: Face Value of 5-year convertible note, convertible at holders option into common stock at a fixed conversion price of $0.13.

F1 · shares: Face Value of 5-year convertible note, convertible at holders option into common stock at a fixed conversion price of $0.13.

F1 · price: Face Value of 5-year convertible note, convertible at holders option into common stock at a fixed conversion price of $0.13.

F1 · balance_after: Face Value of 5-year convertible note, convertible at holders option into common stock at a fixed conversion price of $0.13.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:22 UTC Amendment PARKERVISION INC PRKR · Entity 7682 GrantConvertible Debt · Derivative 100,000 $100,000.00 Strike: $0.13 $10,000,000,000.00
Disclosure

SEC source: 0001654954-22-006602 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 769,231 shares

Expires 2027-05-10

F1 · security: 5-year convertible note, $100,000 face value, convertible at holder's option into common stock at a fixed conversion price of $0.13.

F2 · kind: The original Form 4, filed May 11,2022, is being amended solely to correct an administrative error which misreported the Table II, Column 4 Transaction Code as General Transaction Code "P" instead of Rule 16b-3 Transaction Code "A"

F1 · shares: 5-year convertible note, $100,000 face value, convertible at holder's option into common stock at a fixed conversion price of $0.13.

F1 · price: 5-year convertible note, $100,000 face value, convertible at holder's option into common stock at a fixed conversion price of $0.13.

F1 · balance_after: 5-year convertible note, $100,000 face value, convertible at holder's option into common stock at a fixed conversion price of $0.13.

Read SEC document
March 10, 2022 Filed Feb 13, 2023 22:39 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 2,817 $0.71 $2,000.07
Disclosure

SEC source: 0001437749-23-003192 · rdgdoc.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,458

F1 · kind: Reporting Person acquired shares of common stock as quarterly interest payments in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
December 29, 2021 Filed Dec 29, 2021 22:54 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 89,000 $0.73 $64,996.70
Disclosure

SEC source: 0001654954-21-013596 · section16.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,567

F1 · kind: Sales are being made for personal tax purposes with intention of purchasing back shares in 2022 to increase holdings back to prior levels within the confines of IRS guidelines and ParkerVision insider trading policy.

F2 · price: Price represents weighted average price. Actual sales prices ranged from $0.69 to $0.78

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:54 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 20,000 $0.76 $15,162.00
Disclosure

SEC source: 0001654954-21-013596 · section16.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,567

F1 · kind: Sales are being made for personal tax purposes with intention of purchasing back shares in 2022 to increase holdings back to prior levels within the confines of IRS guidelines and ParkerVision insider trading policy.

Read SEC document
December 10, 2021 Filed Feb 11, 2022 23:25 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 2,062 $0.97 $2,000.14
Disclosure

SEC source: 0001654954-22-001542 · section16.xml · nonDerivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,567

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
September 10, 2021 Filed Feb 11, 2022 23:25 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 1,516 $1.32 $2,001.12
Disclosure

SEC source: 0001654954-22-001542 · section16.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,567

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
June 10, 2021 Filed Feb 11, 2022 23:25 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 1,887 $1.06 $2,000.22
Disclosure

SEC source: 0001654954-22-001542 · section16.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,567

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
March 10, 2021 Filed Feb 11, 2022 23:25 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 1,291 $1.55 $2,001.05
Disclosure

SEC source: 0001654954-22-001542 · section16.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,567

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 00:42 UTC PARKERVISION INC PRKR · Entity 7682 Disposition to issuerOption (right to buy) · Derivative 270,000 $0.54 Strike: $0.54 $145,800.00
Disclosure

SEC source: 0001654954-21-001451 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: CommonStock · 270,000 shares

Expires not disclosed

F2 · kind: Cancellation of a portion of an option granted on 1/11/2021 as a result of the correction of an error in the calculation of grant date fair value which is limited to $175,000 in accordance with the Company's 2019 Long Term Incentive Plan. Reporting person received no consideration for the voluntary cancellation.

F2 · shares: Cancellation of a portion of an option granted on 1/11/2021 as a result of the correction of an error in the calculation of grant date fair value which is limited to $175,000 in accordance with the Company's 2019 Long Term Incentive Plan. Reporting person received no consideration for the voluntary cancellation.

F1 · derivative.exercise_date: Option vests in eight equal quarterly installments beginning March 31, 2021

F2 · derivative.expiration_date: Cancellation of a portion of an option granted on 1/11/2021 as a result of the correction of an error in the calculation of grant date fair value which is limited to $175,000 in accordance with the Company's 2019 Long Term Incentive Plan. Reporting person received no consideration for the voluntary cancellation.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:57 UTC PARKERVISION INC PRKR · Entity 7682 GrantNonqualified Option (right to buy) · Derivative 650,000 $0.54 Strike: $0.54 $351,000.00
Disclosure

SEC source: 0001654954-21-000404 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2026-01-11

F1 · derivative.exercise_date: Option vests in eight equal quarterly installments beginning March 31, 2021

Read SEC document
December 10, 2020 Filed Feb 16, 2021 12:16 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 3,922 $0.51 $2,000.22
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
September 10, 2020 Filed Feb 16, 2021 12:16 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 5,000 $0.40 $2,000.00
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
June 10, 2020 Filed Feb 16, 2021 12:16 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 4,000 $0.50 $2,000.00
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
March 10, 2020 Filed Feb 16, 2021 12:16 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 4,445 $0.45 $2,000.25
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption to buy common stock · Derivative 150,000 $0.31 Strike: $0.31 $46,500.00
Disclosure

SEC source: 0001654954-20-001362 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F1 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

Read SEC document
February 09, 2020 Filed May 12, 2020 21:46 UTC Amendment PARKERVISION INC PRKR · Entity 7682 GrantOption to buy common stock · Derivative 150,000 $0.33 Strike: $0.33 $49,500.00
Disclosure

SEC source: 0001654954-20-005263 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-20

F1 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

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December 10, 2019 Filed Feb 13, 2020 22:02 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 17,700 $0.11 $1,947.00
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,444

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September 10, 2019 Filed Feb 13, 2020 22:02 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 16,667 $0.12 $2,000.04
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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August 07, 2019 Filed Aug 10, 2019 00:34 UTC PARKERVISION INC PRKR · Entity 7682 GrantNonqualified stock option (right to buy) · Derivative 800,000 $0.02 Strike: $0.02 $13,600.00
Disclosure

SEC source: 0001654954-19-009198 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

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June 10, 2019 Filed Feb 13, 2020 22:02 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 21,739 $0.09 $1,956.51
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 10, 2019 Filed Feb 13, 2020 22:02 UTC PARKERVISION INC PRKR · Entity 7682 OtherCommon Stock 12,346 $0.16 $1,975.36
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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December 15, 2018 Filed Dec 18, 2018 21:04 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000404 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

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December 15, 2018 Filed Dec 18, 2018 21:04 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000404 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

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September 24, 2018 Filed Sep 26, 2018 20:10 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption (Right to buy) · Derivative 125,000 $0.60 Strike: $0.60 $75,000.00
Disclosure

SEC source: 0001562762-18-000314 · certent-form4.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common stock · 125,000 shares

Expires 2025-09-24

F1 · derivative.exercise_date: Share options vest in 4 equal quarterly installments beginning December 24, 2018.

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September 15, 2018 Filed Sep 17, 2018 20:14 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted stock units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000298 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

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September 15, 2018 Filed Sep 17, 2018 20:14 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000298 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

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September 10, 2018 Filed Sep 12, 2018 21:33 UTC PARKERVISION INC PRKR · Entity 7682 PurchaseConvertible debt 100,000 $0.40 $40,000.00
Disclosure

SEC source: 0001562762-18-000285 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,992

F1 · security: 5 year convertible note at holder's option into common stock at a fixed conversion price of $0.40 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.