Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GameStop Corp.GME · Entity 3621 | Director | September 08, 2026 | September 08, 2026 |
| Grove Collaborative Holdings, Inc.GROV · Entity 135 | Director · 10% owner | September 20, 2024 | September 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GameStop Corp.
Report date September 08, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Indirectby Cheng Capital LLC | 143,000 |
Reported balance
After 2026-09-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-08 · Purchase · Acquired 55,000 · Balance 143,000 |
Grove Collaborative Holdings, Inc.
Report date September 20, 2024 · Filed September 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A' Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.93 | IndirectSee footnote | 15,000 |
Reported balance
After 2024-09-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-09-20 · Grant · Acquired 15,000 · Balance 15,000 F1: On September 20, 2024 (the "Closing Date"), the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which the Issuer issued and sold to Volition Fund IV, 15,000 shares of the Issuer's Series A' Convertible Preferred Stock (the "Series A' Preferred Stock") in exchange for (i) $15,000,000 in cash paid to the Issuer, (ii) the forfeiture and termination of all existing warrants held by Volition Fund IV to purchase, in aggregate, 1,600,683 shares of the Issuer's Class A Common Stock, and (iii) the modification of certain terms of the Issuer's existing Series A Convertible Preferred Stock held by Volition Fund IV. The acquisition or deemed acquisition of such securities and any shares of Class A Common Stock that may be acquired upon conversion of the Series A' Preferred Stock were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2: Each share of Series A' Preferred Stock shall be convertible, at the option of the holder thereof, at any time, into such number of shares of Class A Common Stock equal to the sum of (i) the amount determined by dividing (x) the Series A' Original Issue Price (as such term is defined in the Amended and Restated Certificate of Designation of Series A Preferred Stock of the Issuer (the "Certificate"), attached as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed on September 23, 2024; initially $1,000) plus any declared but unpaid dividends to which such share of Series A' Preferred Stock is then entitled by (y) the then-effective Conversion Price (as such term is defined in the Certificate; initially $1.9328) and (ii) the Subsequent Issuance Share Adjustment (as such term is defined in the Certificate); (continued in footnote 3) F3: (continued from footnote 2) provided, however, that no conversion of shares of Series A' Preferred Stock into Class A Common Stock shall exceed the Change of Control Limitation (as such term is defined in the Certificate). Accordingly, this amount is subject to change. F4: These shares of Series A' Preferred Stock have no expiration date. These shares of Series A' Preferred Stock are subject to mandatory conversion at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate. F5: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Warrant (Right to Acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $6.33 · Expires 2026-08-11 | IndirectSee footnote | 0 |
Reported balance
After 2024-09-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-20 · Disposition to issuer · Disposed 1,579,778 · Balance 0 F6: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7: These warrants were scheduled to expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities. F5: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Warrant (Right to Acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2026-08-11 | IndirectSee footnote | 0 |
Reported balance
After 2024-09-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-09-20 · Disposition to issuer · Disposed 20,905 · Balance 0 F6: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7: These warrants were scheduled to expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities. F5: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 20, 2024 (the "Closing Date"), the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which the Issuer issued and sold to Volition Fund IV, 15,000 shares of the Issuer's Series A' Convertible Preferred Stock (the "Series A' Preferred Stock") in exchange for (i) $15,000,000 in cash paid to the Issuer, (ii) the forfeiture and termination of all existing warrants held by Volition Fund IV to purchase, in aggregate, 1,600,683 shares of the Issuer's Class A Common Stock, and (iii) the modification of certain terms of the Issuer's existing Series A Convertible Preferred Stock held by Volition Fund IV. The acquisition or deemed acquisition of such securities and any shares of Class A Common Stock that may be acquired upon conversion of the Series A' Preferred Stock were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F2: Each share of Series A' Preferred Stock shall be convertible, at the option of the holder thereof, at any time, into such number of shares of Class A Common Stock equal to the sum of (i) the amount determined by dividing (x) the Series A' Original Issue Price (as such term is defined in the Amended and Restated Certificate of Designation of Series A Preferred Stock of the Issuer (the "Certificate"), attached as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed on September 23, 2024; initially $1,000) plus any declared but unpaid dividends to which such share of Series A' Preferred Stock is then entitled by (y) the then-effective Conversion Price (as such term is defined in the Certificate; initially $1.9328) and (ii) the Subsequent Issuance Share Adjustment (as such term is defined in the Certificate); (continued in footnote 3)
F3: (continued from footnote 2) provided, however, that no conversion of shares of Series A' Preferred Stock into Class A Common Stock shall exceed the Change of Control Limitation (as such term is defined in the Certificate). Accordingly, this amount is subject to change.
F4: These shares of Series A' Preferred Stock have no expiration date. These shares of Series A' Preferred Stock are subject to mandatory conversion at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate.
F5: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F6: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F7: These warrants were scheduled to expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2026 Filed Sep 8, 2026 22:11 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 55,000 | $18.80 | $1,033,956.00 |
DisclosureSEC source: 0001868288-26-000004 · wk-form4_1788905495.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 143,000 Read SEC document |
| January 23, 2026 Filed Jan 26, 2026 14:06 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 5,000 | $22.87 | $114,368.50 |
DisclosureSEC source: 0001868288-26-000002 · wk-form4_1769436404.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 88,000 F1 · price: Represents the weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.8547 to $22.9946, inclusive. The reporting person undertakes to provide to GameStop Corp., a security holder of GameStop Corp. or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 22:48 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 5,000 | $21.54 | $107,700.00 |
DisclosureSEC source: 0001628280-25-016980 · wk-form4_1744066108.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 83,000 Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:15 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerWarrant (Right to Acquire) · Derivative | 20,905 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0000950170-24-109082 · ownership.xml · derivative · entry 3 Cheng Lawrence · CIK 0001868288 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 20,905 shares Expires 2026-08-11 F6 · kind: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · price: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · derivative.expiration_date: These warrants were scheduled to expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities. F5 · ownership.nature: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:15 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | Disposition to issuerWarrant (Right to Acquire) · Derivative | 1,579,778 | Not disclosed Strike: $6.33 | Not disclosed |
DisclosureSEC source: 0000950170-24-109082 · ownership.xml · derivative · entry 2 Cheng Lawrence · CIK 0001868288 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,579,778 shares Expires 2026-08-11 F6 · kind: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F6 · price: These warrants to purchase shares of Class A Common Stock were forfeited and terminated in connection with the transaction described in footnote 1 to this Form 4. The disposition or deemed disposition of the warrants or the shares of Class A Common Stock underlying the warrants were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F7 · derivative.expiration_date: These warrants were scheduled to expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities. F5 · ownership.nature: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 20:15 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | GrantSeries A' Convertible Preferred Stock · Derivative | 15,000 | $1,000.00 Strike: $1.93 | $15,000,000.00 |
DisclosureSEC source: 0000950170-24-109082 · ownership.xml · derivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,000 Underlying: Class A Common Stock · 7,760,761 shares Expires not disclosed F1 · derivative.exercise_price: On September 20, 2024 (the "Closing Date"), the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which the Issuer issued and sold to Volition Fund IV, 15,000 shares of the Issuer's Series A' Convertible Preferred Stock (the "Series A' Preferred Stock") in exchange for (i) $15,000,000 in cash paid to the Issuer, (ii) the forfeiture and termination of all existing warrants held by Volition Fund IV to purchase, in aggregate, 1,600,683 shares of the Issuer's Class A Common Stock, and (iii) the modification of certain terms of the Issuer's existing Series A Convertible Preferred Stock held by Volition Fund IV. The acquisition or deemed acquisition of such securities and any shares of Class A Common Stock that may be acquired upon conversion of the Series A' Preferred Stock were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_price: Each share of Series A' Preferred Stock shall be convertible, at the option of the holder thereof, at any time, into such number of shares of Class A Common Stock equal to the sum of (i) the amount determined by dividing (x) the Series A' Original Issue Price (as such term is defined in the Amended and Restated Certificate of Designation of Series A Preferred Stock of the Issuer (the "Certificate"), attached as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed on September 23, 2024; initially $1,000) plus any declared but unpaid dividends to which such share of Series A' Preferred Stock is then entitled by (y) the then-effective Conversion Price (as such term is defined in the Certificate; initially $1.9328) and (ii) the Subsequent Issuance Share Adjustment (as such term is defined in the Certificate); (continued in footnote 3) F3 · derivative.exercise_price: (continued from footnote 2) provided, however, that no conversion of shares of Series A' Preferred Stock into Class A Common Stock shall exceed the Change of Control Limitation (as such term is defined in the Certificate). Accordingly, this amount is subject to change. F1 · kind: On September 20, 2024 (the "Closing Date"), the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which the Issuer issued and sold to Volition Fund IV, 15,000 shares of the Issuer's Series A' Convertible Preferred Stock (the "Series A' Preferred Stock") in exchange for (i) $15,000,000 in cash paid to the Issuer, (ii) the forfeiture and termination of all existing warrants held by Volition Fund IV to purchase, in aggregate, 1,600,683 shares of the Issuer's Class A Common Stock, and (iii) the modification of certain terms of the Issuer's existing Series A Convertible Preferred Stock held by Volition Fund IV. The acquisition or deemed acquisition of such securities and any shares of Class A Common Stock that may be acquired upon conversion of the Series A' Preferred Stock were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F1 · price: On September 20, 2024 (the "Closing Date"), the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which the Issuer issued and sold to Volition Fund IV, 15,000 shares of the Issuer's Series A' Convertible Preferred Stock (the "Series A' Preferred Stock") in exchange for (i) $15,000,000 in cash paid to the Issuer, (ii) the forfeiture and termination of all existing warrants held by Volition Fund IV to purchase, in aggregate, 1,600,683 shares of the Issuer's Class A Common Stock, and (iii) the modification of certain terms of the Issuer's existing Series A Convertible Preferred Stock held by Volition Fund IV. The acquisition or deemed acquisition of such securities and any shares of Class A Common Stock that may be acquired upon conversion of the Series A' Preferred Stock were exempt from Section 16(b) pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F4 · derivative.expiration_date: These shares of Series A' Preferred Stock have no expiration date. These shares of Series A' Preferred Stock are subject to mandatory conversion at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate. F2 · derivative.underlying_shares: Each share of Series A' Preferred Stock shall be convertible, at the option of the holder thereof, at any time, into such number of shares of Class A Common Stock equal to the sum of (i) the amount determined by dividing (x) the Series A' Original Issue Price (as such term is defined in the Amended and Restated Certificate of Designation of Series A Preferred Stock of the Issuer (the "Certificate"), attached as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed on September 23, 2024; initially $1,000) plus any declared but unpaid dividends to which such share of Series A' Preferred Stock is then entitled by (y) the then-effective Conversion Price (as such term is defined in the Certificate; initially $1.9328) and (ii) the Subsequent Issuance Share Adjustment (as such term is defined in the Certificate); (continued in footnote 3) F3 · derivative.underlying_shares: (continued from footnote 2) provided, however, that no conversion of shares of Series A' Preferred Stock into Class A Common Stock shall exceed the Change of Control Limitation (as such term is defined in the Certificate). Accordingly, this amount is subject to change. F5 · ownership.nature: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are the Reporting Person, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 08, 2024 Filed Jul 9, 2024 21:26 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 4,140 | $24.85 | $102,879.00 |
DisclosureSEC source: 0001326380-24-000094 · wk-form4_1720560395.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 69,228 Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 22:23 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 500 | $11.22 | $5,607.50 |
DisclosureSEC source: 0001868288-24-000002 · wk-form4_1712701422.xml · nonDerivative · entry 4 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 65,088 Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 22:23 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 313 | $11.21 | $3,508.73 |
DisclosureSEC source: 0001868288-24-000002 · wk-form4_1712701422.xml · nonDerivative · entry 3 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 64,588 Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 22:23 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 4,358 | $11.23 | $48,940.34 |
DisclosureSEC source: 0001868288-24-000002 · wk-form4_1712701422.xml · nonDerivative · entry 2 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 64,275 Read SEC document |
| April 08, 2024 Filed Apr 9, 2024 22:23 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 4,829 | $11.22 | $54,181.38 |
DisclosureSEC source: 0001868288-24-000002 · wk-form4_1712701422.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 59,917 Read SEC document |
| September 11, 2023 Filed Sep 11, 2023 22:19 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 1,232 | $17.71 | $21,818.72 |
DisclosureSEC source: 0001868288-23-000002 · wf-form4_169447074869293.xml · nonDerivative · entry 2 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 55,088 Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 22:19 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 4,768 | $17.64 | $84,107.52 |
DisclosureSEC source: 0001868288-23-000002 · wf-form4_169447074869293.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 53,856 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:32 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseWarrant (Right to Acquire) · Derivative | 20,905 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0000905148-23-000757 · form4.xml · derivative · entry 3 Cheng Lawrence · CIK 0001868288 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 20,905 Underlying: Class A Common Stock · 20,905 shares Expires 2026-08-11 F1 · derivative.exercise_price: On August 11, 2023, the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which Volition Fund IV paid an aggregate $10.0 million in exchange for 10,000 shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred Stock") and also received a warrant to purchase 1,579,778 shares of Class A Common Stock at an exercise price of $6.33 per share and a separate warrant to purchase 20,905 shares of Class A Common Stock at an exercise price of $0.01 per share. F1 · price: On August 11, 2023, the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which Volition Fund IV paid an aggregate $10.0 million in exchange for 10,000 shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred Stock") and also received a warrant to purchase 1,579,778 shares of Class A Common Stock at an exercise price of $6.33 per share and a separate warrant to purchase 20,905 shares of Class A Common Stock at an exercise price of $0.01 per share. F6 · derivative.expiration_date: These warrants expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities. F5 · ownership.nature: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are Lawrence Cheng, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:32 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseWarrant (Right to Acquire) · Derivative | 1,579,778 | Not disclosed Strike: $6.33 | Not disclosed |
DisclosureSEC source: 0000905148-23-000757 · form4.xml · derivative · entry 2 Cheng Lawrence · CIK 0001868288 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,579,778 Underlying: Class A Common Stock · 1,579,778 shares Expires 2026-08-11 F1 · derivative.exercise_price: On August 11, 2023, the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which Volition Fund IV paid an aggregate $10.0 million in exchange for 10,000 shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred Stock") and also received a warrant to purchase 1,579,778 shares of Class A Common Stock at an exercise price of $6.33 per share and a separate warrant to purchase 20,905 shares of Class A Common Stock at an exercise price of $0.01 per share. F1 · price: On August 11, 2023, the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which Volition Fund IV paid an aggregate $10.0 million in exchange for 10,000 shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred Stock") and also received a warrant to purchase 1,579,778 shares of Class A Common Stock at an exercise price of $6.33 per share and a separate warrant to purchase 20,905 shares of Class A Common Stock at an exercise price of $0.01 per share. F6 · derivative.expiration_date: These warrants expire on the earlier of (i) August 11, 2026 and (ii) immediately following the consummation of a Liquidation Transaction (as such term is defined in the Subscription Agreement, attached as Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023) in which the Issuer's stockholders receive cash or freely tradable securities. F5 · ownership.nature: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are Lawrence Cheng, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 23:32 UTC | Grove Collaborative Holdings, Inc. GROV · Entity 135 | PurchaseSeries A Convertible Preferred Stock · Derivative | 10,000 | $1,000.00 Strike: $2.11 | $10,000,000.00 |
DisclosureSEC source: 0000905148-23-000757 · form4.xml · derivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 10,000 Underlying: Class A Common Stock · 4,739,336 shares Expires not disclosed F1 · derivative.exercise_price: On August 11, 2023, the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which Volition Fund IV paid an aggregate $10.0 million in exchange for 10,000 shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred Stock") and also received a warrant to purchase 1,579,778 shares of Class A Common Stock at an exercise price of $6.33 per share and a separate warrant to purchase 20,905 shares of Class A Common Stock at an exercise price of $0.01 per share. F2 · derivative.exercise_price: Each share of Series A Preferred Stock shall be convertible into such number of shares of Class A Common Stock equal to the sum of (i) the amount determined by dividing (x) the Series A Original Issue Price (as such term is defined in the Certificate of Designation of Series A Convertible Preferred Stock of the Issuer (the "Certificate"), attached as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023; initially $1,000) plus any declared but unpaid dividends to which such share of Series A Preferred Stock is then entitled by (y) the then-effective Conversion Price (as such term is defined in the Certificate; initially $2.11) and (ii) the Subsequent Issuance Share Adjustment (as such term is defined in the Certificate); (continued in footnote 3) F3 · derivative.exercise_price: (continued from footnote 2) provided, however, that no conversion of shares of Series A Preferred Stock into Class A Common Stock shall exceed the Change of Control Cap (as such term is defined in the Certificate) and the Exchange Cap (as such term is defined in the Certificate). Accordingly, this amount is subject to change. F1 · price: On August 11, 2023, the Issuer entered into a subscription agreement with Volition Capital Fund IV, L.P. ("Volition Fund IV"), pursuant to which Volition Fund IV paid an aggregate $10.0 million in exchange for 10,000 shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred Stock") and also received a warrant to purchase 1,579,778 shares of Class A Common Stock at an exercise price of $6.33 per share and a separate warrant to purchase 20,905 shares of Class A Common Stock at an exercise price of $0.01 per share. F4 · derivative.expiration_date: These shares of Series A Preferred Stock have no expiration date. These shares of Series A Preferred Stock are subject to mandatory conversion at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate. In addition, following August 11, 2030, the Issuer can redeem for cash all shares of Series A Preferred Stock at an amount equal to the original purchase price plus any accrued but unpaid dividends as of the redemption date and time. F2 · derivative.underlying_shares: Each share of Series A Preferred Stock shall be convertible into such number of shares of Class A Common Stock equal to the sum of (i) the amount determined by dividing (x) the Series A Original Issue Price (as such term is defined in the Certificate of Designation of Series A Convertible Preferred Stock of the Issuer (the "Certificate"), attached as Exhibit 3.1 to the Issuer's Current Report on Form 8-K filed on August 14, 2023; initially $1,000) plus any declared but unpaid dividends to which such share of Series A Preferred Stock is then entitled by (y) the then-effective Conversion Price (as such term is defined in the Certificate; initially $2.11) and (ii) the Subsequent Issuance Share Adjustment (as such term is defined in the Certificate); (continued in footnote 3) F3 · derivative.underlying_shares: (continued from footnote 2) provided, however, that no conversion of shares of Series A Preferred Stock into Class A Common Stock shall exceed the Change of Control Cap (as such term is defined in the Certificate) and the Exchange Cap (as such term is defined in the Certificate). Accordingly, this amount is subject to change. F5 · ownership.nature: These securities are directly held by Volition Fund IV. Volition Capital Advisors IV, LLC ("Volition Capital Advisors IV") is the general partner of Volition Fund IV. The managing members of Volition Capital Advisors IV are Lawrence Cheng, a member of the Issuer's board of directors, Sean Cantwell and Roger Hurwitz (collectively, the "Managing Members"). The Managing Members may be deemed to share voting, investment and dispositive power with respect to such securities. Volition Capital Advisors IV and each of the Managing Members disclaim beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein, if any, and this report shall not be deemed an admission that any of them is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 15, 2023 Filed Jun 21, 2023 01:32 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 8,772 | $22.80 | $200,001.60 |
DisclosureSEC source: 0001628280-23-022815 · wf-form4_168731115359383.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,772 F1 · kind: These shares represent restricted stock units vesting on the date of the next Annual Meeting of Stockholders of the Issuer, subject to accelerated vesting in certain circumstances. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 11:05 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 5,000 | $22.38 | $111,899.50 |
DisclosureSEC source: 0001628280-23-021796 · wf-form4_168656791403035.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 42,088 Read SEC document |
| March 29, 2023 Filed Apr 1, 2023 00:46 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 5,000 | $22.80 | $113,989.50 |
DisclosureSEC source: 0001628280-23-010284 · wf-form4_168030998459770.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Cheng Capital LLC Disclosed balance after: 37,088 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.785 to $22.80, inclusive. The Reporting Person undertakes to provide to GameStop Corp., any security holder of GameStop Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: On July 21, 2022, the Issuer effected a 4-for-1 stock split of its Class A common stock in the form of a stock dividend, as a result of which the Reporting Person received an additional 24,066 shares of Class A common stock. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 21:20 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 1,750 | $114.32 | $200,060.00 |
DisclosureSEC source: 0001868288-22-000002 · wf-form4_165541439340439.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,772 F1 · kind: These represent restricted stock units vesting on the date of the next Annual Meeting of Stockholders of the Issuer, subject to accelerated vesting in certain circumstances. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 3,000 | $96.46 | $289,365.00 |
DisclosureSEC source: 0001326380-22-000026 · wf-form4_164806781376362.xml · nonDerivative · entry 2 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,022 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 1,000 | $93.99 | $93,990.00 |
DisclosureSEC source: 0001326380-22-000026 · wf-form4_164806781376362.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,022 Read SEC document |
| June 09, 2021 Filed Jun 21, 2021 20:40 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 1,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001192482-21-000565 · edgar.xml · nonDerivative · entry 1 Cheng Lawrence · CIK 0001868288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,022 F1 · kind: These represent restricted stock units vesting on the date of the next Annual Meeting of Stockholders of the Issuer, subject to accelerated vesting in certain circumstances. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.