Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AEMETIS, INCAMTX · Entity 6595 | Director | January 22, 2026 | January 29, 2026 |
| Inventergy Global, Inc.INVT · Entity 152752 | Director | October 11, 2016 | October 11, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AEMETIS, INC
Report date January 22, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 226,518 |
Reported balance
After 2026-01-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-22 · Grant · Acquired 18,000 · Balance 226,518 F1: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.
Inventergy Global, Inc.
Report date October 11, 2016 · Filed October 11, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 17,600 |
Reported balance
After 2016-10-11 transaction · row 1
1 source rowRow 1 · 2016-10-11 · Purchase · Acquired 17,600 · Balance 17,600 |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2021-10-11 | Direct | 17,600 |
Reported balance
After 2016-10-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-10-11 · Purchase · Acquired 17,600 · Balance 17,600 F1: Reflects the purchase price of one share of common stock and a warrant to purchase one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the purchase price of one share of common stock and a warrant to purchase one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2026 Filed Jan 29, 2026 01:06 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 18,000 | $1.54 | $27,720.00 |
DisclosureSEC source: 0000738214-26-000017 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,518 F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors. Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 23:49 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 8,000 | $2.53 | $20,268.00 |
DisclosureSEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 4 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,518 Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 23:49 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 5,000 | $2.53 | $12,667.50 |
DisclosureSEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,518 Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 23:49 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 12,152 | $2.53 | $30,787.09 |
DisclosureSEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,518 Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 23:49 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 1,300 | $2.53 | $3,293.55 |
DisclosureSEC source: 0001593968-25-000931 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,670 Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 21:17 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-25-000096 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,970 F1 · security: RSA with Immediate vest vesting schedule Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 18:39 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 20,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-24-001445 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,970 F1 · security: RSA with Immediate vest vesting schedule Read SEC document |
| January 18, 2024 Filed Jan 22, 2024 22:30 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 17,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-24-000126 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,893 F1 · security: RSA with immediate vesting Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:29 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 17,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-23-000100 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,522 F1 · security: RSA with Immediate vest vesting schedule F2 · price: The Reporting person was granted 17,070 RS awards on 1/5/2023 with immediate vesting period. F3 · balance_after: As of the filing date of this Form 4, the reporting person owned 163,522 shares of the Issuers common stock. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 14:50 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-001366 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,452 F1 · security: RSA with Immediate vest vesting schedule F2 · price: The Reporting person was granted 8,000 RS awards on 8/18/2022 with immediate vesting period. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionOption (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · derivative · entry 4 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2030-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to Exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to Exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionOption (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · derivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2030-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F1 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to exercise 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionCommon Stock | 60,000 | $0.60 | $36,000.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 17:25 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionCommon Stock | 60,000 | $0.86 | $51,600.00 |
DisclosureSEC source: 0001593968-22-000522 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 00:22 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 16,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-22-000199 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,823 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 16,371 RSAs were granted on 1/6/2022 with immediate vest. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 18,452 shares of the Issuers common stock. As of the date of this filing, the Reporting Person beneficially owned 34,823 shares of the Issuers common stock. Read SEC document |
| November 18, 2021 Filed Nov 23, 2021 11:12 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-002441 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,452 F1 · security: RSA with Immediate vest vesting schedule F2 · kind: 5000 RSAs were granted on 11/18/2021. F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. As of the date of this filing, the Reporting Person beneficially owned 18,452 shares of the Issuers common stock. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 00:10 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionOption (right to buy) · Derivative | 10,555 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · derivative · entry 6 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Underlying: Common stock and Series B Preferred · 10,555 shares Expires 2026-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 00:10 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 10,555 | $21.12 | $222,963.82 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 4 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. F2 · balance_after: As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 00:10 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionCommon Stock | 10,555 | $2.54 | $26,809.70 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 00:10 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionOption (right to buy) · Derivative | 9,445 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · derivative · entry 5 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,555 Underlying: Common stock and Series B Preferred · 9,445 shares Expires 2026-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 00:10 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 9,445 | $21.13 | $199,592.68 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,007 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 plan. F2 · balance_after: As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 00:10 UTC | AEMETIS, INC AMTX · Entity 6595 | Exercise / conversionCommon Stock | 9,445 | $2.54 | $23,990.30 |
DisclosureSEC source: 0001593968-21-002359 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2021 Filed Apr 12, 2021 23:46 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 12,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001104 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,152 F1 · security: RSA with Immediate vest vesting schedule Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:26 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 20,000 | $20.00 Strike: $0.70 | $400,000.00 |
DisclosureSEC source: 0001593968-21-000919 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common stock and Series B Preferred · 20,000 shares Expires 2029-01-07 F1 · price: The 1-09-2019 option grant was exercised and sold through 10b5-1 plan. Read SEC document |
| March 12, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 20,000 | $20.00 | $400,000.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 6 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F4 · shares: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/8/2019 grant. Read SEC document |
| March 02, 2021 Filed Mar 2, 2021 22:19 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 10,000 | $15.00 Strike: $0.70 | $150,016.00 |
DisclosureSEC source: 0001593968-21-000714 · primary_01.xml · derivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 10,000 shares Expires 2028-01-18 F1 · price: The 1-18-2018 option grant was exercised and sold through 10b5-1 plan sold. Read SEC document |
| March 02, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 10,000 | $15.00 | $150,016.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 5 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F2 · shares: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:19 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 20,000 | $12.00 Strike: $0.70 | $240,000.00 |
DisclosureSEC source: 0001593968-21-000714 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common stock and Series B Preferred · 20,000 shares Expires 2028-01-18 F1 · price: The 1-18-2018 option grant was exercised and sold through 10b5-1 plan sold. Read SEC document |
| March 01, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 20,000 | $12.00 | $240,000.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 4 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F2 · shares: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 19:02 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 20,000 | $10.00 Strike: $0.70 | $200,056.00 |
DisclosureSEC source: 0001593968-21-000643 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common stock and Series B Preferred · 20,000 shares Expires 2028-01-18 F1 · price: The 1-18-2018 option grant was exercised and sold through 10b5-1 plan sold. Read SEC document |
| February 25, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 20,000 | $10.00 | $200,056.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F2 · shares: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 00:32 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 10,000 | $9.00 Strike: $0.70 | $90,027.00 |
DisclosureSEC source: 0001593968-21-000499 · primary_01.xml · derivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock and Series B Preferred · 10,000 shares Expires 2028-01-18 F2 · price: The 1-18-2018 option grant was exercised and sold through 10b5-1 plan sold. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 00:32 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 10,000 | $9.00 Strike: $0.67 | $90,027.00 |
DisclosureSEC source: 0001593968-21-000499 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock and Series B Preferred · 10,000 shares Expires 2027-11-16 F1 · price: The 11-16-2017 option grant was exercised and sold through 10b5-1 plan sold as below Read SEC document |
| February 16, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 10,000 | $9.00 | $90,012.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F3 · shares: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 11/16/2017 grant. Read SEC document |
| February 16, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 10,000 | $9.00 | $90,012.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F2 · shares: The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:14 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 10,000 | $8.02 Strike: $0.67 | $80,150.00 |
DisclosureSEC source: 0001593968-21-000246 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common stock and Series B Preferred · 30,000 shares Expires 2027-11-16 F1 · price: The 11-16-2017 option grant was exercised and sold through 10b5-1 plan sold as below Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 16:19 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerOption (right to buy) · Derivative | 10,000 | $9.10 Strike: $0.67 | $91,000.00 |
DisclosureSEC source: 0001593968-21-000223 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock and Series B Preferred · 20,000 shares Expires 2027-11-16 F1 · price: The 10,000 shares were exercised from grant 11/16//2016 and sold through executing the 10b5-1 plan. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 16:16 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerCommon Stock | 10,000 | $9.10 | $91,000.00 |
DisclosureSEC source: 0001593968-21-000222 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The 10,000 shares from private acquisition earlier were sold through executing the 10b5-1 plan. Read SEC document |
| January 26, 2021 Filed Sep 18, 2021 00:59 UTC | AEMETIS, INC AMTX · Entity 6595 | SaleCommon Stock | 20,000 | $9.10 | $182,000.00 |
DisclosureSEC source: 0001593968-21-002151 · primary_01.xml · nonDerivative · entry 7 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452 F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances. F5 · shares: The Reporting person sold the 10000 shares acquired in 2015 through RSA issuances by the Company and 10000 acquired on sale date through by paying cash for the option cost of the grant 11/16/2017. F6 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 23,452 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s except for 10,000 on 1/26/2021 sale. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 11:01 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerCommon Stock Holding | 5,000 | $7.04 | $35,184.50 |
DisclosureSEC source: 0001593968-21-000181 · primary_01.xml · nonDerivative · entry 3 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The 10,000 shares from private acquisition earlier were sold through executing the 10b5-1 plan. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 11:01 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerCommon Stock Holding | 10,000 | $7.04 | $70,370.00 |
DisclosureSEC source: 0001593968-21-000181 · primary_01.xml · nonDerivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F2 · price: The 10,000 shares from private acquisition earlier were sold through executing the 10b5-1 plan. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 11:01 UTC | AEMETIS, INC AMTX · Entity 6595 | Disposition to issuerCommon Stock | 5,000 | $7.04 | $35,184.50 |
DisclosureSEC source: 0001593968-21-000181 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The 5,000 shares from RSA grant from 5/21/2015 were sold through executing the 10b5-1 plan. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 22:27 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 70,000 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001593968-21-000102 · primary_01.xml · derivative · entry 2 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common stock and Series B Preferred · 70,000 shares Expires 2031-01-07 F3 · derivative.exercise_date: 100% vest Immediately F4 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 70,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F4 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 70,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 22:27 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000102 · primary_01.xml · nonDerivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · security: RSA with Immediate vest vesting schedule F2 · shares: Grant of Restricted Stock Awards under the Aemetis, Inc. 2019 Stock Plan to acquire 1,300 shares of the Company's Common Stock ("Option Shares") subject to the terms of the Restricted Stock Award Agreement between the Reporting Person and the Company. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 21:37 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 60,000 | $0.60 Strike: $0.60 | $36,000.00 |
DisclosureSEC source: 0001593968-20-000909 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2030-03-28 F1 · derivative.exercise_date: 100% vest Immediately F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| January 09, 2020 Filed Jan 14, 2020 00:17 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 60,000 | $0.00 Strike: $0.86 | $0.00 |
DisclosureSEC source: 0001593968-20-000142 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2030-01-09 F1 · derivative.exercise_date: 100% vest Immediately F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 20:11 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 12,500 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001593968-19-001372 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common stock and Series B Preferred · 12,500 shares Expires 2029-06-05 F1 · derivative.exercise_date: 100% vest Immediately F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 12,500 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.92 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 12,500 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.92 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 18:48 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 60,000 | $0.70 Strike: $0.70 | $42,000.00 |
DisclosureSEC source: 0001593968-19-000138 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2029-01-07 F1 · derivative.exercise_date: 100% vest Immediately F2 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| May 17, 2018 Filed May 18, 2018 20:55 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0001593968-18-000792 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common stock and Series B Preferred · 30,000 shares Expires 2023-05-17 F1 · derivative.exercise_date: 100% vest Immediately F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 30,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $1.71 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 30,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $1.71 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 18:32 UTC | AEMETIS, INC AMTX · Entity 6595 | GrantOption (right to buy) · Derivative | 60,000 | $0.70 Strike: $0.70 | $42,000.00 |
DisclosureSEC source: 0001593968-18-000178 · primary_01.xml · derivative · entry 1 BARTON FRANCIS P · CIK 0001236181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common stock and Series B Preferred · 60,000 shares Expires 2028-01-18 F1 · derivative.exercise_date: 100% vest Immediately F2 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. F2 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 60,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.