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person · Reporting owner

DiNello Alessandro

Disclosed activity across 2 companies

Tapewire entity
68539
SEC CIK
0001482776

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLAGSTAR BANK, NATIONAL ASSOCIATIONNYSE:FLG · Entity 3855DirectorJanuary 27, 2026January 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLAGSTAR BANK, NATIONAL ASSOCIATION

Report date January 27, 2026 · Filed January 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect333,715 Reported balance After 2026-01-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-27 · Grant · Acquired 9,939 · Balance 333,715

F1: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Common StockSEC Table I · non-derivativeIndirectBy SLAT358,430 Reported balance Holding disclosure · report date 2026-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 358,430

F2: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

Common StockSEC Table I · non-derivativeIndirectBy Wife's SLAT276,238 Reported balance Holding disclosure · report date 2026-01-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 276,238

F3: Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.

Common StockSEC Table I · non-derivativeIndirectBy Wife's Trust126,115 Reported balance Holding disclosure · report date 2026-01-27 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 126,115

F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy CRUTrust38,946 Reported balance Holding disclosure · report date 2026-01-27 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 38,946

F5: These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the Issuer's common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy IRA38,101 Reported balance Holding disclosure · report date 2026-01-27 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 38,101

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild AD13,336 Reported balance Holding disclosure · report date 2026-01-27 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 13,336

F6: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild DD13,336 Reported balance Holding disclosure · report date 2026-01-27 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 13,336

F6: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild LeoG11,917 Reported balance Holding disclosure · report date 2026-01-27 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 11,917

F6: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild MG9,240 Reported balance Holding disclosure · report date 2026-01-27 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 9,240

F6: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Trust fbo LukeG5,225 Reported balance Holding disclosure · report date 2026-01-27 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 5,225

F6: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F2: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

F3: Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.

F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the Issuer's common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

F6: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FLAGSTAR BANCORP INC

Report date December 01, 2022 · Filed December 05, 2022

Section 16 reporting ended · disclosed 2022-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-12-01 transaction · row 13
8 source rows · reconciled sequence

Row 1 · 2022-10-19 · Gift · Disposed 1,500 · Balance 147,894

Row 3 · 2022-10-21 · Gift · Disposed 2,000 · Balance 145,894

Row 8 · 2022-12-01 · Exercise / conversion · Acquired 10,228 · Balance 156,122

Row 9 · 2022-12-01 · Exercise / conversion · Acquired 7,671 · Balance 163,793

Row 10 · 2022-12-01 · Exercise / conversion · Acquired 5,113 · Balance 168,906

Row 11 · 2022-12-01 · Grant · Acquired 43,750 · Balance 212,656

F2: The reporting person acquired these shares upon the settlement of certain Performance Share Units (PSUs) of the issuer with accelerated vesting triggered by change-in-control. The PSUs were originally granted under the Issuer's 2016 Stock Award and Incentive Plan.

Row 12 · 2022-12-01 · Tax withholding · Disposed 27,212 · Balance 185,444

F3: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Row 13 · 2022-12-01 · Disposition to issuer · Disposed 185,444 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild LeoG0 Last balance in matching sequence After 2022-12-01 transaction · row 19 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2022-10-19 · Gift · Acquired 500 · Balance 6,130

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Row 19 · 2022-12-01 · Disposition to issuer · Disposed 6,130 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild AD0 Last balance in matching sequence After 2022-12-01 transaction · row 17 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2022-10-21 · Gift · Acquired 500 · Balance 7,190

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Row 17 · 2022-12-01 · Disposition to issuer · Disposed 7,190 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild DD0 Last balance in matching sequence After 2022-12-01 transaction · row 18 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2022-10-21 · Gift · Acquired 500 · Balance 7,190

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Row 18 · 2022-12-01 · Disposition to issuer · Disposed 7,190 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Trust fbo gchild MG0 Last balance in matching sequence After 2022-12-01 transaction · row 20 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 6 · 2022-10-21 · Gift · Acquired 500 · Balance 4,130

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Row 20 · 2022-12-01 · Disposition to issuer · Disposed 4,130 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Trust fbo LukeG0 Last balance in matching sequence After 2022-12-01 transaction · row 22 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 7 · 2022-10-21 · Gift · Acquired 500 · Balance 1,130

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Row 22 · 2022-12-01 · Disposition to issuer · Disposed 1,130 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy SLAT0 Reported balance After 2022-12-01 transaction · row 14 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 14 · 2022-12-01 · Disposition to issuer · Disposed 218,000 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F5: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectby Wife's SLAT0 Reported balance After 2022-12-01 transaction · row 15 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 15 · 2022-12-01 · Disposition to issuer · Disposed 206,400 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F6: Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy CRUTrust0 Reported balance After 2022-12-01 transaction · row 16 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 16 · 2022-12-01 · Disposition to issuer · Disposed 29,100 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F7: The reporting person continues to report beneficial ownership of all of the FBC common stock held by the trust, but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy IRA0 Reported balance After 2022-12-01 transaction · row 21 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 21 · 2022-12-01 · Disposition to issuer · Disposed 1,274 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeIndirectBy Wife's Trust0 Reported balance After 2022-12-01 transaction · row 23 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 23 · 2022-12-01 · Disposition to issuer · Disposed 206 · Balance 0

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F8: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Restricted Stock Unit (LTP032222)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2022-12-01 · Exercise / conversion · Disposed 10,228 · Balance 0

F9: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

Restricted Stock Unit (LTIP31521)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2022-12-01 · Exercise / conversion · Disposed 7,671 · Balance 0

F9: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

Resticted Stock Unit (LTP31920)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-01 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2022-12-01 · Exercise / conversion · Disposed 5,113 · Balance 0

F9: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: The reporting person acquired these shares upon the settlement of certain Performance Share Units (PSUs) of the issuer with accelerated vesting triggered by change-in-control. The PSUs were originally granted under the Issuer's 2016 Stock Award and Incentive Plan.

F3: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F4: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F5: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

F6: Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.

F7: The reporting person continues to report beneficial ownership of all of the FBC common stock held by the trust, but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

F8: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F9: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2026 Filed Jan 29, 2026 18:19 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GrantCommon Stock 9,939 $0.00 $0.00
Disclosure

SEC source: 0001482776-26-000002 · wk-form4_1769710741.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,715

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Read SEC document
July 29, 2025 Filed Jul 30, 2025 11:56 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001482776-25-000004 · wk-form4_1753876560.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,776

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 16:04 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Disposition to issuerCommon Stock 88,051 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000043 · wk-form4_1741363444.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,776

Read SEC document
March 06, 2025 Filed Mar 7, 2025 16:04 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 Tax withholdingCommon Stock 174,805 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000043 · wk-form4_1741363444.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,827

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 7

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo LukeG

Disclosed balance after: 5,225

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 6

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild MG

Disclosed balance after: 9,240

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 5

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild LeoG

Disclosed balance after: 11,917

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 4

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild AD

Disclosed balance after: 13,336

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 3

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild DD

Disclosed balance after: 13,336

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 37,506 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife's Trust

Disclosed balance after: 126,115

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 28, 2025 Filed Feb 28, 2025 22:52 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GiftCommon Stock 48,566 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000032 · wk-form4_1740783135.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,632

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January 29, 2025 Filed Jan 31, 2025 21:42 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:FLG · Entity 3855 GrantCommon Stock 13,542 $0.00 $0.00
Disclosure

SEC source: 0000910073-25-000009 · wk-form4_1738359755.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675,198

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F2 · balance_after: On July 11, 2024, the common stock of the Issuer split 1 for 3, resulting in the reporting person's ownership reduction.

F3 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

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April 01, 2024 Filed Apr 3, 2024 01:58 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GrantCommon Stock 149,273 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000106 · wk-form4_1712109469.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,970,337

F1 · shares: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

F2 · balance_after: Includes 1,690,000 restricted stock units ("RSUs") granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the "Plan") and will vest, on the first anniversary of the grant date, on March 6, 2025. The total number of RSUs that will settle under the terms of the award will be the lesser of (a) 1,690,000 shares or (b) a number of shares that have an aggregate value of $5,840,000 on the settlement date.

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March 06, 2024 Filed Mar 9, 2024 02:53 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantStock Options (Right to Buy) · Derivative 4,000,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0000950170-24-028877 · ownership.xml · derivative · entry 13

DiNello Alessandro · CIK 0001482776 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires 2034-03-06

F8 · derivative.exercise_date: These options were granted under the Plan and will vest, on the first anniversary of the grant date, on March 6, 2025.

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March 06, 2024 Filed Mar 9, 2024 02:53 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 1,690,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-028877 · ownership.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,821,064

F1 · shares: Reflects restricted stock units ("RSUs") granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the "Plan") and will vest, on the first anniversary of the grant date, on March 6, 2025. The total number of RSUs that will settle under the terms of the award will be the lesser of (a) 1,690,000 shares or (b) a number of shares that have an aggregate value of $5,840,000 on the settlement date.

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February 09, 2024 Filed Feb 9, 2024 14:51 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 PurchaseCommon Stock 50,000 $4.19 $209,480.00
Disclosure

SEC source: 0000910073-24-000047 · wk-form4_1707490308.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 114,305

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 8

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo LukeG

Disclosed balance after: 10,937

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 7

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild MG

Disclosed balance after: 22,982

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 6

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild LeoG

Disclosed balance after: 31,012

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 5

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild AD

Disclosed balance after: 35,268

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 4

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild DD

Disclosed balance after: 35,268

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 3

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By SLAT

Disclosed balance after: 1,075,291

F2 · ownership.nature: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

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February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 265,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife's Trust

Disclosed balance after: 265,827

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 21:39 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 486,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000039 · wk-form4_1707169173.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,064

Read SEC document
January 23, 2024 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GrantCommon Stock 14,634 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 9

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stock Award (012324)

Disclosed balance after: 14,634

F4 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.

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December 26, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 6,800 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 8

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,064

F2 · balance_after: The number of shares held directly includes certain shares there were previously held by Stock Awards and that have subsequently vested.

F3 · balance_after: Excludes 59,190 shares that were previously reported as directly held and now reported as indirectly held in the reporting person's individual retirement account (IRA).

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December 22, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 7

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo LukeG

Disclosed balance after: 7,937

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 6

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild MG

Disclosed balance after: 19,982

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 5

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild LeoG

Disclosed balance after: 28,012

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 4

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild AD

Disclosed balance after: 32,268

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 3

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust fbo gchild DD

Disclosed balance after: 32,268

F1 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2023 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,864

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January 24, 2023 Filed Jan 26, 2023 22:44 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 15,480 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000913 · doc4.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stock Award (012423)

Disclosed balance after: 15,480

F1 · ownership.nature: These shares were granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan and will vest, on the first anniversary of the grant date, on January 24, 2024.

Read SEC document
December 27, 2022 Filed Jan 25, 2024 23:24 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYSE:NYCB · Entity 3855 GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0000910073-24-000026 · wk-form4_1706225044.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,864

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 827 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 11

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's Trust

Disclosed balance after: 827

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F7 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 828,716 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 10

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's SLAT

Disclosed balance after: 828,716

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F6 · ownership.nature: Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 4,537 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 9

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo LukeG

Disclosed balance after: 4,537

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 16,582 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 8

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo gchild MG

Disclosed balance after: 16,582

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 24,612 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 7

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo gchild LeoG

Disclosed balance after: 24,612

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 28,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 6

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo gchild DD

Disclosed balance after: 28,868

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 28,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 5

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo gchild AD

Disclosed balance after: 28,868

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F5 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 875,291 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 4

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLAT

Disclosed balance after: 875,291

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F4 · ownership.nature: Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 5,115 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 3

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,115

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 116,839 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 2

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By CRUTrust

Disclosed balance after: 116,839

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F3 · ownership.nature: These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

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December 01, 2022 Filed Dec 5, 2022 20:31 UTC FLAGSTAR BANK, NATIONAL ASSOCIATION NYCB · Entity 3855 GrantCommon Stock 826,626 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012284 · doc4.xml · nonDerivative · entry 1

DiNello Alessandro · CIK 0001482776 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,626

F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021, as amended (the "Merger Agreement"), by and between New York Community Bancorp, Inc. ("NYCB") and Flagstar Bancorp, Inc. ("Flagstar") pursuant to which Flagstar merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, at the Effective Time of the merger, each share of Flagstar common stock issued and outstanding prior to the Effective Time was converted into the right to receive 4.0151 shares of NYCB common stock and cash in lieu of fractional shares. On December 1, 2022, the closing price of Flagstar's common stock was $37.54 per share and the closing price of NYCB's common stock was $9.19 per share.

F2 · balance_after: Total includes Flagstar RSUs and Flagstar PSUs which were accelerated pursuant to the terms of the reporting person's change-in-control agreement in connection with the merger and exchanged for Merger Consideration pursuant to the terms of the Merger Agreement.

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December 01, 2022 Filed Dec 5, 2022 14:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionResticted Stock Unit (LTP31920) · Derivative 5,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000097 · wf-form4_167026702839898.xml · derivative · entry 26

DiNello Alessandro · CIK 0001482776 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 5,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · price: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · derivative.exercise_date: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · derivative.expiration_date: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

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December 01, 2022 Filed Dec 5, 2022 14:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTIP31521) · Derivative 7,671 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000097 · wf-form4_167026702839898.xml · derivative · entry 25

DiNello Alessandro · CIK 0001482776 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 7,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · price: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · derivative.exercise_date: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · derivative.expiration_date: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

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December 01, 2022 Filed Dec 5, 2022 14:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LTP032222) · Derivative 10,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000097 · wf-form4_167026702839898.xml · derivative · entry 24

DiNello Alessandro · CIK 0001482776 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Flagstar Bancorp, Inc. Common Stock · 10,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · price: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · derivative.exercise_date: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

F9 · derivative.expiration_date: At the Effective Time of the merger, pursuant to change in control provisions in the reporting person's agreements, these Issuer RSUs received accelerated vesting.

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December 01, 2022 Filed Dec 5, 2022 14:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerFlagstar Bancorp, Inc. Common Stock 206 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000097 · wf-form4_167026702839898.xml · nonDerivative · entry 23

DiNello Alessandro · CIK 0001482776 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's Trust

Disclosed balance after: 0

F4 · price: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F8 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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December 01, 2022 Filed Dec 5, 2022 14:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Disposition to issuerFlagstar Bancorp, Inc. Common Stock 1,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001033012-22-000097 · wf-form4_167026702839898.xml · nonDerivative · entry 22

DiNello Alessandro · CIK 0001482776 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust fbo LukeG

Disclosed balance after: 0

F4 · price: Disposed of in connection with the Agreement and Plan of Merger by and among Issuer and New York Community Bancorp, Inc. ("NYCB"), dated April 24, 2021, as amended (the "Merger Agreement"), pursuant to which the Issuer was merged with and into NYCB on December 1, 2022 (the "Effective Time"). Pursuant to the Merger Agreement, as of the Effective Time, each issued and outstanding share of the Issuer's common stock was converted into the right to receive 4.0151 shares of NYCB common stock (the "Exchange Ratio") and cash in lieu of fractional shares, if applicable.

F1 · ownership.direct: These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.