Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dakota Gold Corp.DC · Entity 5130 | Director | March 31, 2022 | April 05, 2022 |
| ENERGY FUELS INCUUUU · Entity 4086 | Director | January 27, 2026 | January 29, 2026 |
| GOLD RESOURCE CORPGORO · Entity 31776 | Director | March 17, 2023 | March 18, 2023 |
| Pershing Gold Corp.PGLC · Entity 158389 | Director | January 29, 2018 | January 31, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dakota Gold Corp.
Report date March 31, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 214,063 |
Reported balance
After 2022-03-31 transaction · row 1
1 source rowRow 1 · 2022-03-31 · Grant · Acquired 214,063 · Balance 214,063 F1: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F2: Pursuant to the terms of the Merger Agreement, as the effective time of the Mergers, each outstanding share of DTRC common stock (other than certain excluded shares) was automatically canceled and converted into the right to receive one share of Dakota Gold common stock. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.76 · Expires 2026-05-17 | Direct | 183,750 |
Reported balance
After 2022-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-03-31 · Grant · Acquired 183,750 · Balance 183,750 F1: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F4: At the effective time of the Mergers, each outstanding DTRC stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold Corp. equal to the number of shares of DTRC common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers. F3: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.
F2: Pursuant to the terms of the Merger Agreement, as the effective time of the Mergers, each outstanding share of DTRC common stock (other than certain excluded shares) was automatically canceled and converted into the right to receive one share of Dakota Gold common stock.
F3: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.
F4: At the effective time of the Mergers, each outstanding DTRC stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold Corp. equal to the number of shares of DTRC common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers.
ENERGY FUELS INC
Report date January 27, 2026 · Filed January 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 116,232 |
Reported balance
After 2026-01-27 transaction · row 1
1 source rowRow 1 · 2026-01-27 · Grant · Acquired 5,354 · Balance 116,232 F1: Reflects grant of 5,354 restricted stock units which vest as follows: 50% on 1/27/2027; 25% on 1/27/2028; and 25% on 1/27/2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of 5,354 restricted stock units which vest as follows: 50% on 1/27/2027; 25% on 1/27/2028; and 25% on 1/27/2029.
GOLD RESOURCE CORP
Report date March 17, 2023 · Filed March 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 92,888 |
Reported balance
After 2023-03-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-17 · Grant · Acquired 92,888 · Balance 92,888 F1: Each deferred stock unit represents the right to receive one share of common stock or cash equal to the value of one share of common stock. F2: The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each deferred stock unit represents the right to receive one share of common stock or cash equal to the value of one share of common stock.
F2: The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date.
Pershing Gold Corp.
Report date January 29, 2018 · Filed January 31, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,000 |
Reported balance
After 2018-01-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-29 · Grant · Acquired 10,000 · Balance 10,000 F1: The Reporting Person received 10,000 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated January 29, 2018. F2: Pursuant to the Agreement, all units vested on the date of grant. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received 10,000 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated January 29, 2018.
F2: Pursuant to the Agreement, all units vested on the date of grant. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DAKOTA TERRITORY RESOURCE CORP
Report date March 31, 2022 · Filed April 04, 2022
Section 16 reporting ended · disclosed 2022-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-03-31 transaction · row 1
1 source rowRow 1 · 2022-03-31 · Disposition to issuer · Disposed 214,063 · Balance 0 F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F2: At the effective time of the Mergers, each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically canceled and converted into the right to receive one share of Dakota Gold common stock. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.76 · Expires 2026-05-17 | Direct | 0 |
Reported balance
After 2022-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-03-31 · Disposition to issuer · Disposed 183,750 · Balance 0 F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F4: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers. F3: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.
F2: At the effective time of the Mergers, each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically canceled and converted into the right to receive one share of Dakota Gold common stock.
F3: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.
F4: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2026 Filed Jan 29, 2026 21:14 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 5,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-000184 · form4.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,232 F1 · shares: Reflects grant of 5,354 restricted stock units which vest as follows: 50% on 1/27/2027; 25% on 1/27/2028; and 25% on 1/27/2029. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 14:17 UTC | ENERGY FUELS INC UUUU · Entity 4086 | SaleCommon Shares | 24,869 | $14.40 | $358,014.12 |
DisclosureSEC source: 0001385849-25-000053 · primary_doc.xml · nonDerivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,878 Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 14:17 UTC | ENERGY FUELS INC UUUU · Entity 4086 | SaleCommon Shares | 14,000 | $14.18 | $198,576.00 |
DisclosureSEC source: 0001385849-25-000053 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,747 Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 12:32 UTC | ENERGY FUELS INC UUUU · Entity 4086 | SaleCommon Shares | 38,739 | $15.20 | $588,735.95 |
DisclosureSEC source: 0001385849-25-000046 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,747 Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 21:43 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 22,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000116 · form4.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,486 F1 · shares: Reflects grant of 22,958 restricted stock units which vest as follows: 50% on 1/27/2026; 25% on 1/27/2027; and 25% on 1/27/2028. Read SEC document |
| December 18, 2024 Filed Dec 18, 2024 15:54 UTC | ENERGY FUELS INC UUUU · Entity 4086 | SaleCommon Shares | 17,500 | $5.72 | $100,024.75 |
DisclosureSEC source: 0001385849-24-000054 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,528 Read SEC document |
| May 07, 2024 Filed May 7, 2024 12:12 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Shares | 1,600 | $5.78 | $9,241.60 |
DisclosureSEC source: 0001385849-24-000031 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,028 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 20:05 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 15,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001385849-24-000020 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,428 Read SEC document |
| March 17, 2023 Filed Mar 18, 2023 01:47 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantDeferred Stock Units · Derivative | 92,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-034119 · tm239954-3_4seq1.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,888 Underlying: Common Stock · 92,888 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock or cash equal to the value of one share of common stock. F2 · derivative.exercise_date: The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date. F2 · derivative.expiration_date: The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 20:55 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Stock | 15,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-001464 · doc1.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,920 F1 · shares: Reflects grant of restricted stock units which vest as follows: 50% on 1/27/2024; 25% on 1/27/2025; and 25% on 1/27/2026. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 13:31 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Stock | 8,000 | $6.03 | $48,239.20 |
DisclosureSEC source: 0001567619-22-021474 · doc1.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,159 Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 01:22 UTC | Dakota Gold Corp. DC · Entity 5130 | GrantStock Options · Derivative | 183,750 | Not disclosed Strike: $4.76 | Not disclosed |
DisclosureSEC source: 0001062993-22-009593 · form4.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,750 Underlying: Common Stock · 183,750 shares Expires 2026-05-17 F1 · kind: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F4 · price: At the effective time of the Mergers, each outstanding DTRC stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold Corp. equal to the number of shares of DTRC common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers. F3 · derivative.exercise_date: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 01:22 UTC | Dakota Gold Corp. DC · Entity 5130 | GrantCommon Stock | 214,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-009593 · form4.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,063 F1 · kind: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F2 · price: Pursuant to the terms of the Merger Agreement, as the effective time of the Mergers, each outstanding share of DTRC common stock (other than certain excluded shares) was automatically canceled and converted into the right to receive one share of Dakota Gold common stock. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:21 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | Disposition to issuerStock Options · Derivative | 183,750 | Not disclosed Strike: $4.76 | Not disclosed |
DisclosureSEC source: 0001062993-22-009592 · form4.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 183,750 shares Expires 2026-05-17 F1 · kind: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F4 · price: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers. F3 · derivative.exercise_date: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:21 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | Disposition to issuerCommon Stock | 214,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-009592 · form4.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F2 · price: At the effective time of the Mergers, each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically canceled and converted into the right to receive one share of Dakota Gold common stock. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 00:07 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantDeferred Stock Units · Derivative | 71,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037174 · tm2210297-1_4seq1.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,452 Underlying: Common Stock · 71,452 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock or cash equal to the value of one share of common stock. F2 · derivative.exercise_date: The deferred stock units are schedule to vest upon earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date. F2 · derivative.expiration_date: The deferred stock units are schedule to vest upon earlier of the termination of the Reporting Person's service to the Issuer or ten years from the grant date. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 12:02 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 16,756 | $6.47 | $108,411.32 |
DisclosureSEC source: 0001385849-22-000011 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,159 Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 17:46 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011848 · doc1.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,063 F1 · price: The Reporting Person received the shares in the form of a stock grant award pursuant to the Company's equity plan. FMV on date of award was $5.01. F2 · balance_after: Taking into effect a reverse 1-for-4 stock split effective May 25, 2021. Read SEC document |
| May 17, 2021 Filed May 20, 2021 14:21 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | GrantStock Option (Right to Buy) · Derivative | 735,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001362118-21-000013 · primary_doc.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,000 Underlying: Common Stock · 735,000 shares Expires 2026-05-17 F1 · derivative.exercise_date: The option vests one-third immediately, one-third on the first anniversary of the date of grant and the remaining one-third on the second anniversary of the date of grant. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 22:22 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | PurchaseCOMMON STOCK | 17,900 | $2.67 | $47,793.00 |
DisclosureSEC source: 0001104659-21-034567 · tm219331-1_4seq1.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,571 Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 02:35 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantCommon Stock | 2,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000988 · edgar.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,671 F1 · price: The Reporting Person received the shares in the form of a stock grant award pursuant to the Company's equity plan. Read SEC document |
| January 26, 2021 Filed Jan 26, 2021 19:40 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 17,343 | $3.89 | $67,464.27 |
DisclosureSEC source: 0001385849-21-000010 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,403 Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 02:21 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantDeferred Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000379 · edgar.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit represents the right to receive one share of common stock or cash equal to the value of a share of common stock. F2 · derivative.exercise_date: The stock units are scheduled to vest upon earlier of the termination of Reporting Person's service to the Issuer or ten years from the grant date. F2 · derivative.expiration_date: The stock units are scheduled to vest upon earlier of the termination of Reporting Person's service to the Issuer or ten years from the grant date. Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 01:04 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantCommon Stock | 7,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011741 · edgar.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,057 F1 · price: The Reporting Person received the shares in the form of a stock grant award pursuant to the Company's equity plan. Read SEC document |
| November 25, 2020 Filed Nov 25, 2020 16:45 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 156,250 | $0.48 | $75,000.00 |
DisclosureSEC source: 0001078782-20-000917 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,250 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 16:24 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 35,000 | $0.54 | $18,795.00 |
DisclosureSEC source: 0001078782-20-000910 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 16:26 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 15,000 | $0.50 | $7,500.00 |
DisclosureSEC source: 0001078782-20-000895 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,000 Read SEC document |
| November 03, 2020 Filed Nov 3, 2020 17:08 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 45,022 | $0.44 | $19,809.68 |
DisclosureSEC source: 0001078782-20-000804 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 18:57 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 46,328 | $0.42 | $19,504.09 |
DisclosureSEC source: 0001078782-20-000796 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,978 Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 17:10 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 8,650 | $0.43 | $3,676.25 |
DisclosureSEC source: 0001078782-20-000782 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,650 Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 16:39 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 8,000 | $0.41 | $3,304.00 |
DisclosureSEC source: 0001078782-20-000779 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 09:14 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 29,990 | $0.41 | $12,349.88 |
DisclosureSEC source: 0001078782-20-000773 · primary_doc.xml · nonDerivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 09:14 UTC | DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 | PurchaseCommon Stock | 62,010 | $0.41 | $25,176.06 |
DisclosureSEC source: 0001078782-20-000773 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,010 Read SEC document |
| September 24, 2020 Filed Sep 24, 2020 11:55 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Shares | 18,000 | $1.59 | $28,544.40 |
DisclosureSEC source: 0001385849-20-000042 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,060 Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 22:11 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | Exercise / conversionRestricted Stock Units · Derivative | 10,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007203 · edgar.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive on share of the Company's common stock upon vesting of the unit. F1 · derivative.expiration_date: The restricted stock units granted to the reporting person on December 9, 2020 vested and the Reporting Person elected to defer delivery of shares of the Company's common stock in settlement of the restricted stock units until January 2021. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 22:11 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | Exercise / conversionCommon Stock | 10,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007203 · edgar.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units granted to the reporting person on December 9, 2020 vested and the Reporting Person elected to defer delivery of shares of the Company's common stock in settlement of the restricted stock units until January 2021. Read SEC document |
| May 27, 2020 Filed May 27, 2020 18:53 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Shares | 7,500 | $1.67 | $12,525.00 |
DisclosureSEC source: 0001385849-20-000036 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,060 Read SEC document |
| February 20, 2020 Filed Feb 20, 2020 17:50 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Shares | 10,000 | $1.40 | $14,000.00 |
DisclosureSEC source: 0001385849-20-000025 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,560 Read SEC document |
| January 23, 2020 Filed Jan 23, 2020 17:00 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 38,475 | $1.76 | $67,716.00 |
DisclosureSEC source: 0001385849-20-000004 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,560 Read SEC document |
| January 03, 2020 Filed Jan 3, 2020 11:26 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Shares | 10,000 | $1.86 | $18,600.00 |
DisclosureSEC source: 0001385849-20-000001 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,085 Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 00:38 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantRestricted Stock Units · Derivative | 10,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012678 · edgar.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,456 Underlying: Common Stock · 10,456 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest six months from the date of grant, assuming continued service through the vesting date. F3 · derivative.expiration_date: The award shall expire upon the earlier of payment of the shares to the Reporting Person or ten years from the grant date. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:41 UTC | ENERGY FUELS INC UUUU · Entity 4086 | GrantCommon Shares | 9,685 | $2.07 | $20,047.95 |
DisclosureSEC source: 0001385849-19-000063 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,085 Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 12:55 UTC | ENERGY FUELS INC UUUU · Entity 4086 | PurchaseCommon Shares | 11,400 | $1.79 | $20,371.80 |
DisclosureSEC source: 0001385849-19-000057 · primary_doc.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:41 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $3.95 | $0.00 |
DisclosureSEC source: 0001179110-19-004944 · edgar.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-04-11 Read SEC document |
| January 14, 2019 Filed Jan 17, 2019 20:14 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | Exercise / conversionRestricted Stock Units · Derivative | 3,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000825 · edgar.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive on share of the Company's common stock upon vesting of the unit. F1 · derivative.expiration_date: The restricted stock units granted to the reporting person on July 14, 2018 vested and such restricted stock units settled for shares of the Company's common stock. Read SEC document |
| January 14, 2019 Filed Jan 17, 2019 20:14 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | Exercise / conversionCommon Stock | 3,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000825 · edgar.xml · nonDerivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units granted to the reporting person on July 14, 2018 vested and such restricted stock units settled for shares of the Company's common stock. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 22:04 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantStock Option (right to buy) · Derivative | 6,500 | $0.00 Strike: $6.89 | $0.00 |
DisclosureSEC source: 0001179110-18-009772 · edgar.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2028-07-14 Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 22:04 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | GrantRestricted Stock Units · Derivative | 3,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009772 · edgar.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,657 Underlying: Common Stock · 3,657 shares Expires 2019-01-14 F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest six months from the date of grant, assuming continued service through the vesting date. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest six months from the date of grant, assuming continued service through the vesting date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 20:53 UTC | Pershing Gold Corp. PGLC · Entity 158389 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-004974 · tv484597_4.xml · derivative · entry 1 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · shares: The Reporting Person received 10,000 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated January 29, 2018. F2 · derivative.exercise_date: Pursuant to the Agreement, all units vested on the date of grant. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: Pursuant to the Agreement, all units vested on the date of grant. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 20:09 UTC | GOLD RESOURCE CORP GORO · Entity 31776 | Exercise / conversionRestricted Stock Units · Derivative | 3,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000564 · edgar.xml · derivative · entry 2 Morrison Alex G · CIK 0001562603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of the Company's common stock upon vesting of the unit. F1 · derivative.expiration_date: The restricted stock units granted to the reporting person on July 3, 2017 vested and such restricted stock units settled for shares of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.