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person · Reporting owner

Rao Srinivas

Disclosed activity across 2 companies

Tapewire entity
68053
SEC CIK
0001860902

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atai Beckley N.V.ATAI · Entity 72536See RemarksAugust 13, 2025August 15, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atai Beckley N.V.

Report date August 13, 2025 · Filed August 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20Direct650,794 Reported balance After 2025-08-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-08-13 · Grant · Acquired 650,794 · Balance 650,794

F1: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2030-08-20Direct217,777 Reported balance After 2025-08-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-08-13 · Grant · Acquired 217,777 · Balance 217,777

F1: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AtaiBeckley Inc.

Report date September 11, 2026 · Filed September 11, 2026

Section 16 reporting ended · disclosed 2026-09-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-09-11 transaction · row 1
1 source row

Row 1 · 2026-09-11 · Disposition to issuer · Disposed 212,942 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2026-09-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-11 · Disposition to issuer · Disposed 3,500 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20Direct0 Reported balance After 2026-09-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-11 · Disposition to issuer · Disposed 650,795 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2030-08-20Direct0 Reported balance After 2026-09-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-11 · Disposition to issuer · Disposed 217,778 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2030-08-20Direct0 Reported balance After 2026-09-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-11 · Disposition to issuer · Disposed 2,147,408 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2032-03-01Direct0 Reported balance After 2026-09-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-11 · Disposition to issuer · Disposed 777,400 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.18 · Expires 2033-03-14Direct0 Reported balance After 2026-09-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-11 · Disposition to issuer · Disposed 600,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.84 · Expires 2034-03-13Direct0 Reported balance After 2026-09-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-11 · Disposition to issuer · Disposed 800,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2035-01-06Direct0 Reported balance After 2026-09-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-11 · Disposition to issuer · Disposed 2,340,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.76 · Expires 2036-01-30Direct0 Reported balance After 2026-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-09-11 · Disposition to issuer · Disposed 1,988,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-11 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-09-11 · Disposition to issuer · Disposed 442,000 · Balance 0

F4: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F4: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerRestricted Stock Units · Derivative 442,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 11

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 442,000 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

F4 · price: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

F4 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

F4 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 1,988,000 Not disclosed Strike: $3.76 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 10

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,988,000 shares

Expires 2036-01-30

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 2,340,000 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 9

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,340,000 shares

Expires 2035-01-06

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 800,000 Not disclosed Strike: $1.84 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 8

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800,000 shares

Expires 2034-03-13

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 600,000 Not disclosed Strike: $1.18 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 7

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires 2033-03-14

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 777,400 Not disclosed Strike: $5.65 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 6

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 777,400 shares

Expires 2032-03-01

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 2,147,408 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 5

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,147,408 shares

Expires 2030-08-20

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 217,778 Not disclosed Strike: $2.50 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 4

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217,778 shares

Expires 2030-08-20

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 650,795 Not disclosed Strike: $5.68 Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · derivative · entry 3

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650,795 shares

Expires 2030-08-20

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · nonDerivative · entry 2

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

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September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerCommon Stock 212,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-036389 · form4.xml · nonDerivative · entry 1

Rao Srinivas · CIK 0001860902 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

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January 30, 2026 Filed Feb 3, 2026 18:54 UTC AtaiBeckley Inc. ATAI · Entity 4289 GrantRestricted Stock Units · Derivative 442,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-003549 · form4.xml · derivative · entry 2

Rao Srinivas · CIK 0001860902 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,000

Underlying: Common Stock · 442,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.

F2 · derivative.exercise_date: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.

F2 · derivative.expiration_date: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.

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January 30, 2026 Filed Feb 3, 2026 18:54 UTC AtaiBeckley Inc. ATAI · Entity 4289 GrantStock Option · Derivative 1,988,000 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001140361-26-003549 · form4.xml · derivative · entry 1

Rao Srinivas · CIK 0001860902 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,988,000

Underlying: Common Stock · 1,988,000 shares

Expires 2036-01-30

F1 · derivative.exercise_date: The stock option vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying the option on January 1, 2027 and as to the remaining 75% of the total number of shares in 36 substantially equal monthly installments thereafter.

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August 13, 2025 Filed Aug 15, 2025 17:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 217,777 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001140361-25-031571 · form4.xml · derivative · entry 2

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,777

Underlying: Common Shares · 217,777 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

F1 · derivative.exercise_date: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

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August 13, 2025 Filed Aug 15, 2025 17:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 650,794 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001140361-25-031571 · form4.xml · derivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,794

Underlying: Common Shares · 650,794 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

F1 · derivative.exercise_date: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.

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March 21, 2025 Filed Mar 24, 2025 21:00 UTC Atai Beckley N.V. ATAI · Entity 72536 SaleCommon Shares 75,418 $1.35 $101,814.30
Disclosure

SEC source: 0001140361-25-010114 · form4.xml · nonDerivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,942

F1 · shares: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 19:29 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionCommon Shares · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-009512 · form4.xml · derivative · entry 3

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 175,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 19:29 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionCommon Shares 175,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-25-009512 · form4.xml · nonDerivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 16:15 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 2,340,000 $0.00 Strike: $1.75 $0.00
Disclosure

SEC source: 0001140361-25-000835 · form4.xml · derivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,340,000

Underlying: Common Shares · 2,340,000 shares

Expires 2035-01-06

F1 · derivative.exercise_date: The stock option shall vest as to 25% on January 1, 2026, with the remaining shares vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 709,952 Not disclosed Strike: $11.71 Not disclosed
Disclosure

SEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 6

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,952

Underlying: Common Shares · 709,952 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F3 · price: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

Read SEC document
October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 840,000 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 5

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,000

Underlying: Common Shares · 840,000 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F2 · price: The stock option is fully vested and currently exercisable.

F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 1,307,408 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 4

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,307,408

Underlying: Common Shares · 1,307,408 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F2 · price: The stock option is fully vested and currently exercisable.

F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 Disposition to issuerStock Option · Derivative 709,952 Not disclosed Strike: $11.71 Not disclosed
Disclosure

SEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 3

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 709,952 shares

Expires 2025-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F3 · price: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

Read SEC document
October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 Disposition to issuerStock Option · Derivative 840,000 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 2

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 840,000 shares

Expires 2025-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F2 · price: The stock option is fully vested and currently exercisable.

F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 Disposition to issuerStock Option · Derivative 1,307,408 Not disclosed Strike: $2.44 Not disclosed
Disclosure

SEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,307,408 shares

Expires 2025-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F2 · price: The stock option is fully vested and currently exercisable.

F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 18:11 UTC Atai Beckley N.V. ATAI · Entity 72536 SaleCommon Shares 61,640 $1.85 $114,034.00
Disclosure

SEC source: 0001140361-24-018028 · form4.xml · nonDerivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,360

F1 · shares: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:16 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionRestricted Stock Units · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013626 · form4.xml · derivative · entry 4

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Shares · 175,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:16 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionCommon Shares 175,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-013626 · form4.xml · nonDerivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 20:16 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 800,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001140361-24-013626 · form4.xml · derivative · entry 3

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Shares · 800,000 shares

Expires 2034-03-13

F2 · derivative.exercise_date: The stock option shall vest as to 25% of the underlying shares on January 1, 2025, and in 36 substantially equal monthly installments thereafter.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:27 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantRestricted Stock Unit · Derivative 350,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008783 · doc4.xml · derivative · entry 2

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Shares · 350,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 20:27 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 600,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0000899243-23-008783 · doc4.xml · derivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Shares · 600,000 shares

Expires 2033-03-14

F1 · derivative.exercise_date: The stock option shall vest as to 25% of the underlying shares on March 14, 2024, and in 36 substantially equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:56 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 519,240 $0.00 Strike: $5.65 $0.00
Disclosure

SEC source: 0000899243-22-009378 · doc4.xml · derivative · entry 3

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,240

Underlying: Common Shares · 519,240 shares

Expires 2032-03-01

F3 · derivative.exercise_date: The stock option vests as to 25% of the underlying shares on March 2, 2023 and as to the remaining underlying shares in 36 substantially equal monthly installments thereafter.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:56 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 840,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0000899243-22-009378 · doc4.xml · derivative · entry 2

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

Underlying: Common Shares · 840,000 shares

Expires 2025-08-20

F2 · derivative.exercise_date: The stock option vests and is exercisable as to 25% of the underlying shares on August 21, 2021, and as to 2.083% of the underlying shares in 36 monthly installments commencing on September 1, 2021.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:56 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 1,307,408 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0000899243-22-009378 · doc4.xml · derivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,408

Underlying: Common Shares · 1,307,408 shares

Expires 2025-08-20

F1 · derivative.exercise_date: The stock option vests and is exercisable as to 25% of the underlying shares on April 1, 2020, and as to 2.083% of the underlying shares in 36 monthly installments commencing on May 1, 2020.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 16:16 UTC Atai Beckley N.V. ATAI · Entity 72536 PurchaseCommon Shares 3,500 $15.00 $52,500.00
Disclosure

SEC source: 0000899243-21-025734 · doc4.xml · nonDerivative · entry 1

Rao Srinivas · CIK 0001860902 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,500

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.