Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atai Beckley N.V.ATAI · Entity 72536 | See Remarks | August 13, 2025 | August 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atai Beckley N.V.
Report date August 13, 2025 · Filed August 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20 | Direct | 650,794 |
Reported balance
After 2025-08-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-08-13 · Grant · Acquired 650,794 · Balance 650,794 F1: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2030-08-20 | Direct | 217,777 |
Reported balance
After 2025-08-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-08-13 · Grant · Acquired 217,777 · Balance 217,777 F1: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AtaiBeckley Inc.
Report date September 11, 2026 · Filed September 11, 2026
Section 16 reporting ended · disclosed 2026-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Disposition to issuer · Disposed 212,942 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2026-09-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-11 · Disposition to issuer · Disposed 3,500 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-11 · Disposition to issuer · Disposed 650,795 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.50 · Expires 2030-08-20 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-11 · Disposition to issuer · Disposed 217,778 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.44 · Expires 2030-08-20 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-11 · Disposition to issuer · Disposed 2,147,408 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.65 · Expires 2032-03-01 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-11 · Disposition to issuer · Disposed 777,400 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.18 · Expires 2033-03-14 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-11 · Disposition to issuer · Disposed 600,000 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.84 · Expires 2034-03-13 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-11 · Disposition to issuer · Disposed 800,000 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2035-01-06 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-11 · Disposition to issuer · Disposed 2,340,000 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.76 · Expires 2036-01-30 | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-11 · Disposition to issuer · Disposed 1,988,000 · Balance 0 F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-11 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2026-09-11 · Disposition to issuer · Disposed 442,000 · Balance 0 F4: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.
F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.
F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).
F4: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerRestricted Stock Units · Derivative | 442,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 11 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 442,000 shares Expires not disclosed F4 · derivative.exercise_price: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting). F4 · price: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting). F4 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting). F4 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 1,988,000 | Not disclosed Strike: $3.76 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 10 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,988,000 shares Expires 2036-01-30 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 2,340,000 | Not disclosed Strike: $1.75 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 9 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,340,000 shares Expires 2035-01-06 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 800,000 | Not disclosed Strike: $1.84 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 8 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800,000 shares Expires 2034-03-13 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 600,000 | Not disclosed Strike: $1.18 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 7 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2033-03-14 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 777,400 | Not disclosed Strike: $5.65 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 6 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 777,400 shares Expires 2032-03-01 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 2,147,408 | Not disclosed Strike: $2.44 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 5 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,147,408 shares Expires 2030-08-20 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 217,778 | Not disclosed Strike: $2.50 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 4 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 217,778 shares Expires 2030-08-20 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerStock Option · Derivative | 650,795 | Not disclosed Strike: $5.68 | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · derivative · entry 3 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 650,795 shares Expires 2030-08-20 F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting). Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerCommon Stock | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · nonDerivative · entry 2 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. Read SEC document |
| September 11, 2026 Filed Sep 11, 2026 21:44 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | Disposition to issuerCommon Stock | 212,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-036389 · form4.xml · nonDerivative · entry 1 Rao Srinivas · CIK 0001860902 · Director · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 18:54 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | GrantRestricted Stock Units · Derivative | 442,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-26-003549 · form4.xml · derivative · entry 2 Rao Srinivas · CIK 0001860902 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,000 Underlying: Common Stock · 442,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027. F2 · derivative.exercise_date: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027. F2 · derivative.expiration_date: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 18:54 UTC | AtaiBeckley Inc. ATAI · Entity 4289 | GrantStock Option · Derivative | 1,988,000 | $0.00 Strike: $3.76 | $0.00 |
DisclosureSEC source: 0001140361-26-003549 · form4.xml · derivative · entry 1 Rao Srinivas · CIK 0001860902 · See remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,988,000 Underlying: Common Stock · 1,988,000 shares Expires 2036-01-30 F1 · derivative.exercise_date: The stock option vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying the option on January 1, 2027 and as to the remaining 75% of the total number of shares in 36 substantially equal monthly installments thereafter. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 17:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 217,777 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001140361-25-031571 · form4.xml · derivative · entry 2 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,777 Underlying: Common Shares · 217,777 shares Expires 2030-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein. F1 · derivative.exercise_date: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein. Read SEC document |
| August 13, 2025 Filed Aug 15, 2025 17:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 650,794 | $0.00 Strike: $5.68 | $0.00 |
DisclosureSEC source: 0001140361-25-031571 · form4.xml · derivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,794 Underlying: Common Shares · 650,794 shares Expires 2030-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein. F1 · derivative.exercise_date: No new stock options have been awarded. The transactions reported herein reflect vesting of performance-based stock options ("Performance Options") previously awarded to the Reporting Person on January 20, 2021, vesting subject to performance conditions that were subsequently satisfied, as certified and approved by the board of directors of atai Life Sciences NV as of August 13, 2025. The portion of the Performance Options is fully vested and currently exercisable with respect to the shares reported herein. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 21:00 UTC | Atai Beckley N.V. ATAI · Entity 72536 | SaleCommon Shares | 75,418 | $1.35 | $101,814.30 |
DisclosureSEC source: 0001140361-25-010114 · form4.xml · nonDerivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,942 F1 · shares: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 19:29 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Exercise / conversionCommon Shares · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-009512 · form4.xml · derivative · entry 3 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 19:29 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Exercise / conversionCommon Shares | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-25-009512 · form4.xml · nonDerivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 16:15 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 2,340,000 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0001140361-25-000835 · form4.xml · derivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,340,000 Underlying: Common Shares · 2,340,000 shares Expires 2035-01-06 F1 · derivative.exercise_date: The stock option shall vest as to 25% on January 1, 2026, with the remaining shares vesting in 36 substantially equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 709,952 | Not disclosed Strike: $11.71 | Not disclosed |
DisclosureSEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 6 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 709,952 Underlying: Common Shares · 709,952 shares Expires 2030-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices. F3 · price: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter. F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 840,000 | Not disclosed Strike: $2.44 | Not disclosed |
DisclosureSEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 5 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 840,000 Underlying: Common Shares · 840,000 shares Expires 2030-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices. F2 · price: The stock option is fully vested and currently exercisable. F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 1,307,408 | Not disclosed Strike: $2.44 | Not disclosed |
DisclosureSEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 4 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,307,408 Underlying: Common Shares · 1,307,408 shares Expires 2030-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices. F2 · price: The stock option is fully vested and currently exercisable. F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Disposition to issuerStock Option · Derivative | 709,952 | Not disclosed Strike: $11.71 | Not disclosed |
DisclosureSEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 3 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 709,952 shares Expires 2025-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices. F3 · price: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter. F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Disposition to issuerStock Option · Derivative | 840,000 | Not disclosed Strike: $2.44 | Not disclosed |
DisclosureSEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 2 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 840,000 shares Expires 2025-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices. F2 · price: The stock option is fully vested and currently exercisable. F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable. Read SEC document |
| October 04, 2024 Filed Oct 4, 2024 16:30 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Disposition to issuerStock Option · Derivative | 1,307,408 | Not disclosed Strike: $2.44 | Not disclosed |
DisclosureSEC source: 0000950170-24-112934 · ownership.xml · derivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,307,408 shares Expires 2025-08-20 F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options previously awarded subject to performance conditions that were not satisfied at the time of the Issuer's IPO but have subsequently been satisfied to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices. F2 · price: The stock option is fully vested and currently exercisable. F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 18:11 UTC | Atai Beckley N.V. ATAI · Entity 72536 | SaleCommon Shares | 61,640 | $1.85 | $114,034.00 |
DisclosureSEC source: 0001140361-24-018028 · form4.xml · nonDerivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,360 F1 · shares: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 20:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Exercise / conversionRestricted Stock Units · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-013626 · form4.xml · derivative · entry 4 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Shares · 175,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 20:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | Exercise / conversionCommon Shares | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-24-013626 · form4.xml · nonDerivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 800,000 | $0.00 Strike: $1.84 | $0.00 |
DisclosureSEC source: 0001140361-24-013626 · form4.xml · derivative · entry 3 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Shares · 800,000 shares Expires 2034-03-13 F2 · derivative.exercise_date: The stock option shall vest as to 25% of the underlying shares on January 1, 2025, and in 36 substantially equal monthly installments thereafter. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:27 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantRestricted Stock Unit · Derivative | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008783 · doc4.xml · derivative · entry 2 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Shares · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:27 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 600,000 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0000899243-23-008783 · doc4.xml · derivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Shares · 600,000 shares Expires 2033-03-14 F1 · derivative.exercise_date: The stock option shall vest as to 25% of the underlying shares on March 14, 2024, and in 36 substantially equal monthly installments thereafter. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:56 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 519,240 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0000899243-22-009378 · doc4.xml · derivative · entry 3 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,240 Underlying: Common Shares · 519,240 shares Expires 2032-03-01 F3 · derivative.exercise_date: The stock option vests as to 25% of the underlying shares on March 2, 2023 and as to the remaining underlying shares in 36 substantially equal monthly installments thereafter. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:56 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 840,000 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0000899243-22-009378 · doc4.xml · derivative · entry 2 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,000 Underlying: Common Shares · 840,000 shares Expires 2025-08-20 F2 · derivative.exercise_date: The stock option vests and is exercisable as to 25% of the underlying shares on August 21, 2021, and as to 2.083% of the underlying shares in 36 monthly installments commencing on September 1, 2021. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:56 UTC | Atai Beckley N.V. ATAI · Entity 72536 | GrantStock Option · Derivative | 1,307,408 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0000899243-22-009378 · doc4.xml · derivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307,408 Underlying: Common Shares · 1,307,408 shares Expires 2025-08-20 F1 · derivative.exercise_date: The stock option vests and is exercisable as to 25% of the underlying shares on April 1, 2020, and as to 2.083% of the underlying shares in 36 monthly installments commencing on May 1, 2020. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:16 UTC | Atai Beckley N.V. ATAI · Entity 72536 | PurchaseCommon Shares | 3,500 | $15.00 | $52,500.00 |
DisclosureSEC source: 0000899243-21-025734 · doc4.xml · nonDerivative · entry 1 Rao Srinivas · CIK 0001860902 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.