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Johnson Anne Nagengast

Disclosed activity across 2 companies

Tapewire entity
68005
SEC CIK
0001976640

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atai Beckley N.V.ATAI · Entity 72536Chief Financial OfficerMarch 21, 2025March 24, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atai Beckley N.V.

Report date March 21, 2025 · Filed March 24, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect140,045 Reported balance After 2025-03-21 transaction · row 1
1 source row

Row 1 · 2025-03-21 · Sale · Disposed 33,545 · Balance 140,045

F1: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AtaiBeckley Inc.

Report date September 11, 2026 · Filed September 11, 2026

Section 16 reporting ended · disclosed 2026-09-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-09-11 transaction · row 1
1 source row

Row 1 · 2026-09-11 · Disposition to issuer · Disposed 140,045 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.68 · Expires 2030-08-20Direct0 Reported balance After 2026-09-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-11 · Disposition to issuer · Disposed 326,416 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.54 · Expires 2032-02-11Direct0 Reported balance After 2026-09-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-11 · Disposition to issuer · Disposed 200,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.86 · Expires 2032-10-21Direct0 Reported balance After 2026-09-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-11 · Disposition to issuer · Disposed 71,620 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.18 · Expires 2033-03-14Direct0 Reported balance After 2026-09-11 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-11 · Disposition to issuer · Disposed 500,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.84 · Expires 2034-03-13Direct0 Reported balance After 2026-09-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-11 · Disposition to issuer · Disposed 550,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2035-03-03Direct0 Reported balance After 2026-09-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-11 · Disposition to issuer · Disposed 757,915 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.76 · Expires 2036-01-30Direct0 Reported balance After 2026-09-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-11 · Disposition to issuer · Disposed 525,000 · Balance 0

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-11 · Disposition to issuer · Disposed 117,000 · Balance 0

F4: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

F3: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F4: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerRestricted Stock Units · Derivative 117,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 9

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117,000 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

F4 · price: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

F4 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

F4 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit ("RSU"), subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such RSU immediately prior to the Effective Time multiplied by (2) $6.75 and (B) one CVR for each share subject to such RSU immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 525,000 Not disclosed Strike: $3.76 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 8

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 525,000 shares

Expires 2036-01-30

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 757,915 Not disclosed Strike: $1.50 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 7

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 757,915 shares

Expires 2035-03-03

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 550,000 Not disclosed Strike: $1.84 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 6

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 550,000 shares

Expires 2034-03-13

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 500,000 Not disclosed Strike: $1.18 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 5

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2033-03-14

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 71,620 Not disclosed Strike: $2.86 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 4

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,620 shares

Expires 2032-10-21

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 200,000 Not disclosed Strike: $5.54 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 3

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2032-02-11

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerStock Option · Derivative 326,416 Not disclosed Strike: $5.68 Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · derivative · entry 2

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 326,416 shares

Expires 2030-08-20

F3 · price: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

F3 · derivative.exercise_date: At the Effective Time, each outstanding stock option of the Company, subject to certain exceptions, was automatically cancelled and converted into the right to receive (A) an amount in cash (without interest and less applicable tax withholdings) equal to the product of (1) the total number of shares subject to such stock option immediately prior to the Effective Time multiplied by (2) the excess of $6.75 over the applicable exercise price per share under such stock option and (B) one CVR for each share subject to such stock option immediately prior to the Effective Time (without regard to vesting).

Read SEC document
September 11, 2026 Filed Sep 11, 2026 21:44 UTC AtaiBeckley Inc. ATAI · Entity 4289 Disposition to issuerCommon Stock 140,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-036388 · form4.xml · nonDerivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of July 15, 2026, by and among AtaiBeckley Inc. (the "Company"), Eli Lilly and Company, an Indiana corporation ("Parent"), and Albali Acquisition Corporation, a Delaware corporation and indirect wholly owned subsidiary of Parent ("Merger Sub"), on September 11, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent.

F2 · price: At the effective time of the Merger (the "Effective Time"), each share of the Company's common stock, par value $0.01 per share, issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, converted into the right to receive (i) $6.75 per share in cash, without interest, plus (ii) one contingent value right per share (each, a "CVR" and collectively, the "CVRs"), representing the right to receive up to an aggregate of $2.50 in cash per CVR upon achievement, if any, of specified clinical and regulatory milestones, less any applicable tax withholding.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 23:54 UTC AtaiBeckley Inc. ATAI · Entity 4289 GrantRestricted Stock Units · Derivative 117,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-003551 · form4.xml · derivative · entry 2

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,000

Underlying: Common Stock · 117,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.

F2 · derivative.exercise_date: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.

F2 · derivative.expiration_date: Each restricted stock unit vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying such award on January 1, 2027 and as to the remaining 75% of the total number of shares on each of the first three anniversaries of January 1, 2027.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 23:54 UTC AtaiBeckley Inc. ATAI · Entity 4289 GrantStock Option · Derivative 525,000 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001140361-26-003551 · form4.xml · derivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Common Stock · 525,000 shares

Expires 2036-01-30

F1 · derivative.exercise_date: The stock option vests (subject to continued service through each such vesting date) as to 25% of the total number of shares underlying the option on January 1, 2027 and as to the remaining 75% of the total number of shares in 36 substantially equal monthly installments thereafter.

Read SEC document
March 21, 2025 Filed Mar 24, 2025 21:00 UTC Atai Beckley N.V. ATAI · Entity 72536 SaleCommon Shares 33,545 $1.35 $45,285.75
Disclosure

SEC source: 0001140361-25-010113 · form4.xml · nonDerivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,045

F1 · shares: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 19:29 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-009510 · form4.xml · derivative · entry 2

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

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March 14, 2025 Filed Mar 19, 2025 19:29 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionCommon Shares 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-25-009510 · form4.xml · nonDerivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units vested on March 14, 2024, the first anniversary of the grant date and 50% vested on March 14, 2025, the second anniversary of the grant date.

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March 03, 2025 Filed Mar 5, 2025 16:28 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 757,915 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001140361-25-007206 · form4.xml · derivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 757,915

Underlying: Common Shares · 757,915 shares

Expires 2035-03-03

F1 · derivative.exercise_date: The stock option shall vest as to 25% on January 1, 2026, with the remaining shares vesting in 36 substantially equal monthly installments thereafter.

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October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 115,152 Not disclosed Strike: $11.71 Not disclosed
Disclosure

SEC source: 0000950170-24-112935 · ownership.xml · derivative · entry 4

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,152

Underlying: Common Shares · 115,152 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F3 · price: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

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October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 326,416 Not disclosed Strike: $5.68 Not disclosed
Disclosure

SEC source: 0000950170-24-112935 · ownership.xml · derivative · entry 3

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,416

Underlying: Common Shares · 326,416 shares

Expires 2030-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F2 · price: The stock option is fully vested and currently exercisable.

F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

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October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 Disposition to issuerStock Option · Derivative 115,152 Not disclosed Strike: $11.71 Not disclosed
Disclosure

SEC source: 0000950170-24-112935 · ownership.xml · derivative · entry 2

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 115,152 shares

Expires 2025-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F3 · price: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

F3 · derivative.exercise_date: The stock option vested as to 25% of the underlying shares on April 29, 2022, and the remaining underlying shares vest in 36 substantially equal monthly installments thereafter.

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October 04, 2024 Filed Oct 4, 2024 16:30 UTC Atai Beckley N.V. ATAI · Entity 72536 Disposition to issuerStock Option · Derivative 326,416 Not disclosed Strike: $5.68 Not disclosed
Disclosure

SEC source: 0000950170-24-112935 · ownership.xml · derivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 326,416 shares

Expires 2025-08-20

F1 · security: No new stock options have been awarded. The transactions reported herein reflect the extension of the expiration date of certain pre-IPO stock options to align them with options granted under the Issuer's 2021 Incentive Award Plan, which is consistent with prevailing market practices.

F2 · price: The stock option is fully vested and currently exercisable.

F2 · derivative.exercise_date: The stock option is fully vested and currently exercisable.

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April 02, 2024 Filed Apr 4, 2024 18:11 UTC Atai Beckley N.V. ATAI · Entity 72536 SaleCommon Shares 27,410 $1.85 $50,708.50
Disclosure

SEC source: 0001140361-24-018029 · form4.xml · nonDerivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,590

F1 · shares: Represents shares sold to satisfy the Reporting Person's tax liability on vesting of restricted stock units.

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March 14, 2024 Filed Mar 15, 2024 20:16 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-013628 · form4.xml · derivative · entry 3

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

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March 14, 2024 Filed Mar 15, 2024 20:16 UTC Atai Beckley N.V. ATAI · Entity 72536 Exercise / conversionCommon Shares 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-24-013628 · form4.xml · nonDerivative · entry 1

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one common share of the Issuer upon vesting and settlement. 50% of the restricted stock units will vest on the first anniversary of the grant date and 50% will vest on the second anniversary of the grant date.

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March 13, 2024 Filed Mar 15, 2024 20:16 UTC Atai Beckley N.V. ATAI · Entity 72536 GrantStock Option · Derivative 550,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0001140361-24-013628 · form4.xml · derivative · entry 2

Johnson Anne Nagengast · CIK 0001976640 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Shares · 550,000 shares

Expires 2034-03-13

F2 · derivative.exercise_date: The stock option shall vest as to 25% of the underlying shares on January 1, 2025, and in 36 substantially equal monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.