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person · Reporting owner

Thompson Sarah Croughan

Disclosed activity across 2 companies

Tapewire entity
67993
SEC CIK
0002028718

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BlackRock Capital Allocation Term TrustBCAT · Entity 4633Portfolio ManagerJanuary 30, 2026February 03, 2026
BlackRock ESG Capital Allocation Term TrustECAT · Entity 1326Portfolio ManagerJanuary 30, 2026February 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BlackRock Capital Allocation Term Trust

Report date January 30, 2026 · Filed February 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-01-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-30 · Exercise / conversion · Acquired 693.8508 · Balance 693.8508

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Row 2 · 2026-01-30 · Disposition to issuer · Disposed 693.8508 · Balance 0

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Phantom SharesSEC Table II · derivative / convertible securityDirect1,387.7016 Reported balance After 2026-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-30 · Exercise / conversion · Disposed 693.8508 · Balance 1,387.7016

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

BlackRock ESG Capital Allocation Term Trust

Report date January 30, 2026 · Filed February 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-01-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-30 · Exercise / conversion · Acquired 642.3734 · Balance 642.3734

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Row 2 · 2026-01-30 · Disposition to issuer · Disposed 642.3734 · Balance 0

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Phantom SharesSEC Table II · derivative / convertible securityDirect1,284.7468 Reported balance After 2026-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-30 · Exercise / conversion · Disposed 642.3734 · Balance 1,284.7468

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2026 Filed Feb 3, 2026 18:00 UTC BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326 Exercise / conversionPhantom Shares · Derivative 642.3734 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036031 · ownership.xml · derivative · entry 3

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,284.7468

Underlying: Common Stock · 642.3734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 18:00 UTC BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326 Disposition to issuerCommon Stock 642.3734 $15.44 $9,918.25
Disclosure

SEC source: 0001193125-26-036031 · ownership.xml · nonDerivative · entry 2

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 18:00 UTC BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326 Exercise / conversionCommon Stock 642.3734 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036031 · ownership.xml · nonDerivative · entry 1

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642.3734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:56 UTC BlackRock Capital Allocation Term Trust BCAT · Entity 4633 Exercise / conversionPhantom Shares · Derivative 693.8508 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036012 · ownership.xml · derivative · entry 3

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,387.7016

Underlying: Common Stock · 693.8508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:56 UTC BlackRock Capital Allocation Term Trust BCAT · Entity 4633 Disposition to issuerCommon Stock 693.8508 $14.70 $10,199.61
Disclosure

SEC source: 0001193125-26-036012 · ownership.xml · nonDerivative · entry 2

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:56 UTC BlackRock Capital Allocation Term Trust BCAT · Entity 4633 Exercise / conversionCommon Stock 693.8508 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036012 · ownership.xml · nonDerivative · entry 1

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693.8508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 15:47 UTC BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326 GrantPhantom Shares · Derivative 1,549.3381 $16.62 $25,750.00
Disclosure

SEC source: 0000950170-25-013346 · ownership.xml · derivative · entry 1

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,549.3381

Underlying: Common Stock · 1,549.3381 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 15:30 UTC BlackRock Capital Allocation Term Trust BCAT · Entity 4633 GrantPhantom Shares · Derivative 1,666.6667 $15.45 $25,750.00
Disclosure

SEC source: 0000950170-25-013285 · ownership.xml · derivative · entry 1

Thompson Sarah Croughan · CIK 0002028718 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,666.6667

Underlying: Common Stock · 1,666.6667 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.