person · Reporting owner

Berkowitz Randy William

Disclosed activity across 2 companies

Tapewire entity: 67992
SEC CIK: 0002028740

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BlackRock Capital Allocation Term TrustBCAT · Entity 4633	Portfolio Manager	January 30, 2026	February 03, 2026
BlackRock ESG Capital Allocation Term TrustECAT · Entity 1326	Portfolio Manager	January 30, 2026	February 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BlackRock Capital Allocation Term Trust

Report date January 30, 2026 · Filed February 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2026-01-30 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-01-30 · Exercise / conversion · Acquired 3,680.3862 · Balance 3,680.3862 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Row 2 · 2026-01-30 · Disposition to issuer · Disposed 3,680.3862 · Balance 0 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
Phantom SharesSEC Table II · derivative / convertible security	Direct	1,424.3477	Reported balance After 2026-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-01-30 · Exercise / conversion · Disposed 712.1738 · Balance 1,424.3477 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
Phantom SharesSEC Table II · derivative / convertible security	Direct	2,968.2123	Reported balance After 2026-01-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2026-01-30 · Exercise / conversion · Disposed 2,968.2123 · Balance 2,968.2123 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F3: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

BlackRock ESG Capital Allocation Term Trust

Report date January 30, 2026 · Filed February 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2026-01-30 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2026-01-30 · Exercise / conversion · Acquired 659.337 · Balance 659.337 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Row 2 · 2026-01-30 · Disposition to issuer · Disposed 659.337 · Balance 0 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.
Phantom SharesSEC Table II · derivative / convertible security	Direct	1,318.6741	Reported balance After 2026-01-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-01-30 · Exercise / conversion · Disposed 659.337 · Balance 1,318.6741 F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 30, 2026 Filed Feb 3, 2026 17:54 UTC	BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326	Exercise / conversionPhantom Shares · Derivative	659.337	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-036006 · ownership.xml · derivative · entry 3 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,318.6741 Underlying: Common Stock · 659.337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:54 UTC	BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326	Disposition to issuerCommon Stock	659.337	$15.44	$10,180.16	Disclosure SEC source: 0001193125-26-036006 · ownership.xml · nonDerivative · entry 2 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:54 UTC	BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326	Exercise / conversionCommon Stock	659.337	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-036006 · ownership.xml · nonDerivative · entry 1 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 659.337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:22 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Exercise / conversionPhantom Shares · Derivative	2,968.2123	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-035884 · ownership.xml · derivative · entry 4 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,968.2123 Underlying: Common Stock · 2,968.2123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:22 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Exercise / conversionPhantom Shares · Derivative	712.1738	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-035884 · ownership.xml · derivative · entry 3 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,424.3477 Underlying: Common Stock · 712.1738 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:22 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Disposition to issuerCommon Stock	3,680.3862	$14.70	$54,101.68	Disclosure SEC source: 0001193125-26-035884 · ownership.xml · nonDerivative · entry 2 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 30, 2026 Filed Feb 3, 2026 17:22 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Exercise / conversionCommon Stock	3,680.3862	Not disclosed	Not disclosed	Disclosure SEC source: 0001193125-26-035884 · ownership.xml · nonDerivative · entry 1 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,680.3862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2025, the Reporting Person was granted phantom shares on January 31, 2025 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:39 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Exercise / conversionPhantom Shares · Derivative	2,376.6015	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-013593 · ownership.xml · derivative · entry 4 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,753.203 Underlying: Common Stock · 2,376.6015 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:39 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	GrantPhantom Shares · Derivative	1,710.6796	$15.45	$26,430.00	Disclosure SEC source: 0000950170-25-013593 · ownership.xml · derivative · entry 3 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,710.6796 Underlying: Common Stock · 1,710.6796 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:39 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Disposition to issuerCommon Stock	2,376.6015	$15.45	$36,718.49	Disclosure SEC source: 0000950170-25-013593 · ownership.xml · nonDerivative · entry 2 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:39 UTC	BlackRock Capital Allocation Term Trust BCAT · Entity 4633	Exercise / conversionCommon Stock	2,376.6015	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-013593 · ownership.xml · nonDerivative · entry 1 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,376.6015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2024, the Reporting Person was granted phantom shares on January 31, 2024 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document
January 31, 2025 Filed Feb 4, 2025 15:41 UTC	BlackRock ESG Capital Allocation Term Trust ECAT · Entity 1326	GrantPhantom Shares · Derivative	1,590.2527	$16.62	$26,430.00	Disclosure SEC source: 0000950170-25-013325 · ownership.xml · derivative · entry 1 Berkowitz Randy William · CIK 0002028740 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,590.2527 Underlying: Common Stock · 1,590.2527 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.